Filed: 10/19/2023ACC: 0001398344-23-019416
📋 What this filing means
BALLAST ADVISORS LLC filed this quarterly 13F‑HR report disclosing 178 equity positions with a total reported market value of $250.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
178
Positions
$250.73M
Total AUM (reported)
4.02M
Total Shares
Allocation by class
COM$88.88M35.4%
US LRG CAP ETF$24.08M9.6%
US LCAP VA ETF$23.55M9.4%
INTL EQTY ETF$21.06M8.4%
US LCAP GR ETF$18.50M7.4%
CORE US AGGBD ET$14.53M5.8%
SHT TM US TRES$5.98M2.4%
Portfolio Concentration
Top 3$69.59M27.8%
4–10$84.60M33.7%
11–25$42.87M17.1%
Rest$53.67M21.4%
Top 3 weight
27.8%
Top 10 weight
61.5%
Voting Authority Distribution
Total shares with voting rights: 4.02M
Sole
Full voting authority
3.99M
shares
% of voting shares99.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
23.93K
shares
% of voting shares0.6%
Investment Discretion (by position count)
Sole178
Shared0
Other0
Dominant voting typeSole · 99.4% of voting shares
Institutional Holdings178
Rows:
SCHWAB STRATEGIC TR
SOLEShares475.91K
TypeSH
Market value$24.08M
9.60%
Sole
470.62K
Shared
0.00
None
5.29K
SCHWAB STRATEGIC TR
SOLEShares365.35K
TypeSH
Market value$23.55M
9.39%
Sole
362.72K
Shared
0.00
None
2.63K
APPLE INC
SOLEShares128.26K
TypeSH
Market value$21.96M
8.76%
Sole
127.95K
Shared
0.00
None
310.00
SCHWAB STRATEGIC TR
SOLEShares620.03K
TypeSH
Market value$21.06M
8.40%
Sole
617.42K
Shared
0.00
None
2.62K
SCHWAB STRATEGIC TR
SOLEShares254.44K
TypeSH
Market value$18.50M
7.38%
Sole
252.06K
Shared
0.00
None
2.38K
ISHARES TR
SOLEShares154.47K
TypeSH
Market value$14.53M
5.79%
Sole
153.88K
Shared
0.00
None
593.00
MICROSOFT CORP
SOLEShares27.69K
TypeSH
Market value$8.74M
3.49%
Sole
27.54K
Shared
0.00
None
155.00
ENTERPRISE PRODS PARTNERS L
SOLEShares304.01K
TypeSH
Market value$8.32M
3.32%
Sole
304.01K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares51.51K
TypeSH
Market value$7.47M
2.98%
Sole
51.12K
Shared
0.00
None
389.00
SCHWAB STRATEGIC TR
SOLEShares124.83K
TypeSH
Market value$5.98M
2.38%
Sole
123.75K
Shared
0.00
None
1.08K
SCHWAB STRATEGIC TR
SOLEShares233.09K
TypeSH
Market value$5.58M
2.23%
Sole
232.10K
Shared
0.00
None
993.00
SCHWAB STRATEGIC TR
SOLEShares102.85K
TypeSH
Market value$5.13M
2.04%
Sole
102.85K
Shared
0.00
None
0.00
UBER TECHNOLOGIES INC
SOLEShares96.73K
TypeSH
Market value$4.45M
1.77%
Sole
96.73K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares11.14K
TypeSH
Market value$3.90M
1.56%
Sole
11.02K
Shared
0.00
None
125.00
SCHWAB STRATEGIC TR
SOLEShares89.11K
TypeSH
Market value$3.69M
1.47%
Sole
88K
Shared
0.00
None
1.11K
BLACKSTONE INC
SOLEShares27.20K
TypeSH
Market value$2.91M
1.16%
Sole
27.20K
Shared
0.00
None
0.00
NORTHERN TECHNOLOGIES INTL C
SOLEShares191K
TypeSH
Market value$2.55M
1.02%
Sole
191K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares19.26K
TypeSH
Market value$2.45M
0.98%
Sole
18.86K
Shared
0.00
None
400.00
ALPHABET INC
SOLEShares15.75K
TypeSH
Market value$2.06M
0.82%
Sole
15.45K
Shared
0.00
None
300.00
ISHARES TR
SOLEShares11.53K
TypeSH
Market value$2.04M
0.81%
Sole
11.47K
Shared
0.00
None
60.00
SCHWAB STRATEGIC TR
SOLEShares42.62K
TypeSH
Market value$1.89M
0.75%
Sole
41.56K
Shared
0.00
None
1.06K
VISA INC
SOLEShares7.68K
TypeSH
Market value$1.77M
0.70%
Sole
7.63K
Shared
0.00
None
50.00
SCHWAB STRATEGIC TR
SOLEShares84.92K
TypeSH
Market value$1.51M
0.60%
Sole
84.65K
Shared
0.00
None
267.00
VANGUARD WHITEHALL FDS
SOLEShares24.92K
TypeSH
Market value$1.47M
0.59%
Sole
24.77K
Shared
0.00
None
144.00
SPDR INDEX SHS FDS
SOLEShares47.50K
TypeSH
Market value$1.47M
0.59%
Sole
46.54K
Shared
0.00
None
959.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 475.91K | SH | $24.08M 9.60% | 470.62K | 0.00 | 5.29K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 365.35K | SH | $23.55M 9.39% | 362.72K | 0.00 | 2.63K |
APPLE INCSOLE | COM | 128.26K | SH | $21.96M 8.76% | 127.95K | 0.00 | 310.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 620.03K | SH | $21.06M 8.40% | 617.42K | 0.00 | 2.62K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 254.44K | SH | $18.50M 7.38% | 252.06K | 0.00 | 2.38K |
ISHARES TRSOLE | CORE US AGGBD ET | 154.47K | SH | $14.53M 5.79% | 153.88K | 0.00 | 593.00 |
MICROSOFT CORPSOLE | COM | 27.69K | SH | $8.74M 3.49% | 27.54K | 0.00 | 155.00 |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 304.01K | SH | $8.32M 3.32% | 304.01K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 51.51K | SH | $7.47M 2.98% | 51.12K | 0.00 | 389.00 |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 124.83K | SH | $5.98M 2.38% | 123.75K | 0.00 | 1.08K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 233.09K | SH | $5.58M 2.23% | 232.10K | 0.00 | 993.00 |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 102.85K | SH | $5.13M 2.04% | 102.85K | 0.00 | 0.00 |
UBER TECHNOLOGIES INCSOLE | COM | 96.73K | SH | $4.45M 1.77% | 96.73K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 11.14K | SH | $3.90M 1.56% | 11.02K | 0.00 | 125.00 |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 89.11K | SH | $3.69M 1.47% | 88K | 0.00 | 1.11K |
BLACKSTONE INCSOLE | COM | 27.20K | SH | $2.91M 1.16% | 27.20K | 0.00 | 0.00 |
NORTHERN TECHNOLOGIES INTL CSOLE | COM | 191K | SH | $2.55M 1.02% | 191K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 19.26K | SH | $2.45M 0.98% | 18.86K | 0.00 | 400.00 |
ALPHABET INCSOLE | CAP STK CL A | 15.75K | SH | $2.06M 0.82% | 15.45K | 0.00 | 300.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 11.53K | SH | $2.04M 0.81% | 11.47K | 0.00 | 60.00 |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 42.62K | SH | $1.89M 0.75% | 41.56K | 0.00 | 1.06K |
VISA INCSOLE | COM CL A | 7.68K | SH | $1.77M 0.70% | 7.63K | 0.00 | 50.00 |
SCHWAB STRATEGIC TRSOLE | US REIT ETF | 84.92K | SH | $1.51M 0.60% | 84.65K | 0.00 | 267.00 |
VANGUARD WHITEHALL FDSSOLE | EM MK GOV BD ETF | 24.92K | SH | $1.47M 0.59% | 24.77K | 0.00 | 144.00 |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 47.50K | SH | $1.47M 0.59% | 46.54K | 0.00 | 959.00 |
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