Filed: 8/4/2023ACC: 0001398344-23-014075
📋 What this filing means
BALLAST ADVISORS LLC filed this quarterly 13F‑HR report disclosing 180 equity positions with a total reported market value of $265.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
180
Positions
$265.55M
Total AUM (reported)
4.21M
Total Shares
Allocation by class
COM$91.24M34.4%
US LCAP VA ETF$25.78M9.7%
US LRG CAP ETF$25.66M9.7%
INTL EQTY ETF$22.48M8.5%
US LCAP GR ETF$19.30M7.3%
CORE US AGGBD ET$15.15M5.7%
SHT TM US TRES$7.05M2.7%
Portfolio Concentration
Top 3$78.72M29.6%
4–10$90.31M34.0%
11–25$44.21M16.6%
Rest$52.30M19.7%
Top 3 weight
29.6%
Top 10 weight
63.7%
Voting Authority Distribution
Total shares with voting rights: 4.21M
Sole
Full voting authority
4.18M
shares
% of voting shares99.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
24.27K
shares
% of voting shares0.6%
Investment Discretion (by position count)
Sole180
Shared0
Other0
Dominant voting typeSole · 99.4% of voting shares
Institutional Holdings180
Rows:
APPLE INC
SOLEShares140.64K
TypeSH
Market value$27.28M
10.27%
Sole
140.33K
Shared
0.00
None
310.00
SCHWAB STRATEGIC TR
SOLEShares384.27K
TypeSH
Market value$25.78M
9.71%
Sole
381.59K
Shared
0.00
None
2.69K
SCHWAB STRATEGIC TR
SOLEShares490.04K
TypeSH
Market value$25.66M
9.66%
Sole
485.04K
Shared
0.00
None
5K
SCHWAB STRATEGIC TR
SOLEShares630.46K
TypeSH
Market value$22.48M
8.46%
Sole
627.39K
Shared
0.00
None
3.07K
SCHWAB STRATEGIC TR
SOLEShares257.56K
TypeSH
Market value$19.30M
7.27%
Sole
255.16K
Shared
0.00
None
2.40K
ISHARES TR
SOLEShares154.71K
TypeSH
Market value$15.15M
5.71%
Sole
154.12K
Shared
0.00
None
593.00
MICROSOFT CORP
SOLEShares28.58K
TypeSH
Market value$9.73M
3.66%
Sole
28.42K
Shared
0.00
None
155.00
ENTERPRISE PRODS PARTNERS L
SOLEShares325.06K
TypeSH
Market value$8.57M
3.23%
Sole
325.06K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares55.21K
TypeSH
Market value$8.03M
3.02%
Sole
54.82K
Shared
0.00
None
389.00
SCHWAB STRATEGIC TR
SOLEShares146.72K
TypeSH
Market value$7.05M
2.66%
Sole
145.69K
Shared
0.00
None
1.02K
SCHWAB STRATEGIC TR
SOLEShares111.65K
TypeSH
Market value$5.77M
2.17%
Sole
111.65K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares231.45K
TypeSH
Market value$5.70M
2.15%
Sole
230.53K
Shared
0.00
None
918.00
UBER TECHNOLOGIES INC
SOLEShares107.10K
TypeSH
Market value$4.62M
1.74%
Sole
107.10K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares96.02K
TypeSH
Market value$4.21M
1.58%
Sole
94.97K
Shared
0.00
None
1.05K
BERKSHIRE HATHAWAY INC DEL
SOLEShares10.88K
TypeSH
Market value$3.71M
1.40%
Sole
10.76K
Shared
0.00
None
125.00
BLACKSTONE INC
SOLEShares31.74K
TypeSH
Market value$2.95M
1.11%
Sole
31.74K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares12.76K
TypeSH
Market value$2.39M
0.90%
Sole
12.68K
Shared
0.00
None
79.00
AMAZON COM INC
SOLEShares17.54K
TypeSH
Market value$2.29M
0.86%
Sole
17.14K
Shared
0.00
None
400.00
NORTHERN TECHNOLOGIES INTL C
SOLEShares191K
TypeSH
Market value$2.05M
0.77%
Sole
191K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares19.32K
TypeSH
Market value$1.99M
0.75%
Sole
19.32K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares41.41K
TypeSH
Market value$1.91M
0.72%
Sole
40.68K
Shared
0.00
None
729.00
ALPHABET INC
SOLEShares14.36K
TypeSH
Market value$1.72M
0.65%
Sole
14.06K
Shared
0.00
None
300.00
ISHARES TR
SOLEShares20.60K
TypeSH
Market value$1.67M
0.63%
Sole
20.60K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares84.32K
TypeSH
Market value$1.65M
0.62%
Sole
83.95K
Shared
0.00
None
367.00
VISA INC
SOLEShares6.68K
TypeSH
Market value$1.59M
0.60%
Sole
6.63K
Shared
0.00
None
50.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 140.64K | SH | $27.28M 10.27% | 140.33K | 0.00 | 310.00 |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 384.27K | SH | $25.78M 9.71% | 381.59K | 0.00 | 2.69K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 490.04K | SH | $25.66M 9.66% | 485.04K | 0.00 | 5K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 630.46K | SH | $22.48M 8.46% | 627.39K | 0.00 | 3.07K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 257.56K | SH | $19.30M 7.27% | 255.16K | 0.00 | 2.40K |
ISHARES TRSOLE | CORE US AGGBD ET | 154.71K | SH | $15.15M 5.71% | 154.12K | 0.00 | 593.00 |
MICROSOFT CORPSOLE | COM | 28.58K | SH | $9.73M 3.66% | 28.42K | 0.00 | 155.00 |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 325.06K | SH | $8.57M 3.23% | 325.06K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 55.21K | SH | $8.03M 3.02% | 54.82K | 0.00 | 389.00 |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 146.72K | SH | $7.05M 2.66% | 145.69K | 0.00 | 1.02K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 111.65K | SH | $5.77M 2.17% | 111.65K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 231.45K | SH | $5.70M 2.15% | 230.53K | 0.00 | 918.00 |
UBER TECHNOLOGIES INCSOLE | COM | 107.10K | SH | $4.62M 1.74% | 107.10K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 96.02K | SH | $4.21M 1.58% | 94.97K | 0.00 | 1.05K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 10.88K | SH | $3.71M 1.40% | 10.76K | 0.00 | 125.00 |
BLACKSTONE INCSOLE | COM | 31.74K | SH | $2.95M 1.11% | 31.74K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 12.76K | SH | $2.39M 0.90% | 12.68K | 0.00 | 79.00 |
AMAZON COM INCSOLE | COM | 17.54K | SH | $2.29M 0.86% | 17.14K | 0.00 | 400.00 |
NORTHERN TECHNOLOGIES INTL CSOLE | COM | 191K | SH | $2.05M 0.77% | 191K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 19.32K | SH | $1.99M 0.75% | 19.32K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 41.41K | SH | $1.91M 0.72% | 40.68K | 0.00 | 729.00 |
ALPHABET INCSOLE | CAP STK CL A | 14.36K | SH | $1.72M 0.65% | 14.06K | 0.00 | 300.00 |
ISHARES TRSOLE | 1 3 YR TREAS BD | 20.60K | SH | $1.67M 0.63% | 20.60K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US REIT ETF | 84.32K | SH | $1.65M 0.62% | 83.95K | 0.00 | 367.00 |
VISA INCSOLE | COM CL A | 6.68K | SH | $1.59M 0.60% | 6.63K | 0.00 | 50.00 |
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