Filed: 5/9/2023ACC: 0001398344-23-009241
📋 What this filing means
BALLAST ADVISORS LLC filed this quarterly 13F‑HR report disclosing 185 equity positions with a total reported market value of $250.70M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
185
Positions
$250.70M
Total AUM (reported)
4.25M
Total Shares
Allocation by class
COM$81.95M32.7%
US LCAP VA ETF$26.92M10.7%
US LRG CAP ETF$24.66M9.8%
INTL EQTY ETF$21.07M8.4%
US LCAP GR ETF$16.89M6.7%
CORE US AGGBD ET$14.54M5.8%
SHT TM US TRES$7.13M2.8%
Portfolio Concentration
Top 3$75.09M30.0%
4–10$83.96M33.5%
11–25$42.36M16.9%
Rest$49.28M19.7%
Top 3 weight
30.0%
Top 10 weight
63.4%
Voting Authority Distribution
Total shares with voting rights: 4.25M
Sole
Full voting authority
4.22M
shares
% of voting shares99.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
25.60K
shares
% of voting shares0.6%
Investment Discretion (by position count)
Sole185
Shared0
Other0
Dominant voting typeSole · 99.4% of voting shares
Institutional Holdings185
Rows:
SCHWAB STRATEGIC TR
SOLEShares410.47K
TypeSH
Market value$26.92M
10.74%
Sole
406.51K
Shared
0.00
None
3.96K
SCHWAB STRATEGIC TR
SOLEShares509.73K
TypeSH
Market value$24.66M
9.83%
Sole
504.71K
Shared
0.00
None
5.02K
APPLE INC
SOLEShares142.63K
TypeSH
Market value$23.52M
9.38%
Sole
142.32K
Shared
0.00
None
310.00
SCHWAB STRATEGIC TR
SOLEShares605.38K
TypeSH
Market value$21.07M
8.40%
Sole
602.31K
Shared
0.00
None
3.07K
SCHWAB STRATEGIC TR
SOLEShares259.10K
TypeSH
Market value$16.89M
6.74%
Sole
257.04K
Shared
0.00
None
2.06K
ISHARES TR
SOLEShares145.91K
TypeSH
Market value$14.54M
5.80%
Sole
145.34K
Shared
0.00
None
574.00
ENTERPRISE PRODS PARTNERS L
SOLEShares336.10K
TypeSH
Market value$8.70M
3.47%
Sole
336.10K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares29.50K
TypeSH
Market value$8.51M
3.39%
Sole
29.35K
Shared
0.00
None
155.00
JPMORGAN CHASE & CO
SOLEShares54.75K
TypeSH
Market value$7.13M
2.85%
Sole
54.66K
Shared
0.00
None
90.00
SCHWAB STRATEGIC TR
SOLEShares146.08K
TypeSH
Market value$7.13M
2.84%
Sole
145.06K
Shared
0.00
None
1.02K
SCHWAB STRATEGIC TR
SOLEShares122.84K
TypeSH
Market value$5.88M
2.34%
Sole
122.84K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares220.90K
TypeSH
Market value$5.42M
2.16%
Sole
220K
Shared
0.00
None
898.00
SCHWAB STRATEGIC TR
SOLEShares98.14K
TypeSH
Market value$4.12M
1.64%
Sole
96.88K
Shared
0.00
None
1.26K
UBER TECHNOLOGIES INC
SOLEShares114.20K
TypeSH
Market value$3.62M
1.44%
Sole
114.20K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares11.15K
TypeSH
Market value$3.44M
1.37%
Sole
11.03K
Shared
0.00
None
125.00
BLACKSTONE INC
SOLEShares34.58K
TypeSH
Market value$3.04M
1.21%
Sole
34.58K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares21.36K
TypeSH
Market value$2.27M
0.91%
Sole
21.11K
Shared
0.00
None
250.00
NORTHERN TECHNOLOGIES INTL C
SOLEShares191K
TypeSH
Market value$2.26M
0.90%
Sole
191K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares12.51K
TypeSH
Market value$2.23M
0.89%
Sole
12.43K
Shared
0.00
None
79.00
AMAZON COM INC
SOLEShares17.57K
TypeSH
Market value$1.81M
0.72%
Sole
17.17K
Shared
0.00
None
400.00
ISHARES TR
SOLEShares21.81K
TypeSH
Market value$1.79M
0.71%
Sole
21.81K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares38.02K
TypeSH
Market value$1.78M
0.71%
Sole
37.29K
Shared
0.00
None
729.00
SCHWAB STRATEGIC TR
SOLEShares82.50K
TypeSH
Market value$1.61M
0.64%
Sole
82.14K
Shared
0.00
None
367.00
SPDR INDEX SHS FDS
SOLEShares48.66K
TypeSH
Market value$1.56M
0.62%
Sole
47.70K
Shared
0.00
None
964.00
VANGUARD WHITEHALL FDS
SOLEShares24.55K
TypeSH
Market value$1.53M
0.61%
Sole
24.40K
Shared
0.00
None
144.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 410.47K | SH | $26.92M 10.74% | 406.51K | 0.00 | 3.96K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 509.73K | SH | $24.66M 9.83% | 504.71K | 0.00 | 5.02K |
APPLE INCSOLE | COM | 142.63K | SH | $23.52M 9.38% | 142.32K | 0.00 | 310.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 605.38K | SH | $21.07M 8.40% | 602.31K | 0.00 | 3.07K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 259.10K | SH | $16.89M 6.74% | 257.04K | 0.00 | 2.06K |
ISHARES TRSOLE | CORE US AGGBD ET | 145.91K | SH | $14.54M 5.80% | 145.34K | 0.00 | 574.00 |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 336.10K | SH | $8.70M 3.47% | 336.10K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 29.50K | SH | $8.51M 3.39% | 29.35K | 0.00 | 155.00 |
JPMORGAN CHASE & COSOLE | COM | 54.75K | SH | $7.13M 2.85% | 54.66K | 0.00 | 90.00 |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 146.08K | SH | $7.13M 2.84% | 145.06K | 0.00 | 1.02K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 122.84K | SH | $5.88M 2.34% | 122.84K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 220.90K | SH | $5.42M 2.16% | 220K | 0.00 | 898.00 |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 98.14K | SH | $4.12M 1.64% | 96.88K | 0.00 | 1.26K |
UBER TECHNOLOGIES INCSOLE | COM | 114.20K | SH | $3.62M 1.44% | 114.20K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 11.15K | SH | $3.44M 1.37% | 11.03K | 0.00 | 125.00 |
BLACKSTONE INCSOLE | COM | 34.58K | SH | $3.04M 1.21% | 34.58K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 21.36K | SH | $2.27M 0.91% | 21.11K | 0.00 | 250.00 |
NORTHERN TECHNOLOGIES INTL CSOLE | COM | 191K | SH | $2.26M 0.90% | 191K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 12.51K | SH | $2.23M 0.89% | 12.43K | 0.00 | 79.00 |
AMAZON COM INCSOLE | COM | 17.57K | SH | $1.81M 0.72% | 17.17K | 0.00 | 400.00 |
ISHARES TRSOLE | 1 3 YR TREAS BD | 21.81K | SH | $1.79M 0.71% | 21.81K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 38.02K | SH | $1.78M 0.71% | 37.29K | 0.00 | 729.00 |
SCHWAB STRATEGIC TRSOLE | US REIT ETF | 82.50K | SH | $1.61M 0.64% | 82.14K | 0.00 | 367.00 |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 48.66K | SH | $1.56M 0.62% | 47.70K | 0.00 | 964.00 |
VANGUARD WHITEHALL FDSSOLE | EM MK GOV BD ETF | 24.55K | SH | $1.53M 0.61% | 24.40K | 0.00 | 144.00 |
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