Filed: 1/26/2023ACC: 0001398344-23-001091
📋 What this filing means
BALLAST ADVISORS LLC filed this quarterly 13F‑HR report disclosing 179 equity positions with a total reported market value of $228.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
179
Positions
$228.41M
Total AUM (reported)
4.19M
Total Shares
Allocation by class
COM$72.43M31.7%
US LCAP VA ETF$27.37M12.0%
US LRG CAP ETF$22.97M10.1%
INTL EQTY ETF$19.29M8.4%
US LCAP GR ETF$14.37M6.3%
CORE US AGGBD ET$13.34M5.8%
US BRD MKT ETF$5.92M2.6%
Portfolio Concentration
Top 3$69.63M30.5%
4–10$73.02M32.0%
11–25$39.05M17.1%
Rest$46.71M20.5%
Top 3 weight
30.5%
Top 10 weight
62.5%
Voting Authority Distribution
Total shares with voting rights: 4.19M
Sole
Full voting authority
4.19M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole179
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings179
Rows:
SCHWAB STRATEGIC TR
SOLEShares414.56K
TypeSH
Market value$27.37M
11.98%
Sole
414.56K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares508.65K
TypeSH
Market value$22.97M
10.05%
Sole
508.65K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares598.97K
TypeSH
Market value$19.29M
8.45%
Sole
598.97K
Shared
0.00
None
0.00
APPLE INC
SOLEShares139.83K
TypeSH
Market value$18.17M
7.95%
Sole
139.83K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares258.60K
TypeSH
Market value$14.37M
6.29%
Sole
258.60K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares137.53K
TypeSH
Market value$13.34M
5.84%
Sole
137.53K
Shared
0.00
None
0.00
ENTERPRISE PRODS PARTNERS L
SOLEShares333.28K
TypeSH
Market value$8.04M
3.52%
Sole
333.28K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares55.12K
TypeSH
Market value$7.39M
3.24%
Sole
55.12K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares132.04K
TypeSH
Market value$5.92M
2.59%
Sole
132.04K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares24.19K
TypeSH
Market value$5.80M
2.54%
Sole
24.19K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares214.75K
TypeSH
Market value$5.08M
2.23%
Sole
214.75K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares92.83K
TypeSH
Market value$4.48M
1.96%
Sole
92.83K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares100.16K
TypeSH
Market value$4.06M
1.78%
Sole
100.16K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares11.01K
TypeSH
Market value$3.40M
1.49%
Sole
11.01K
Shared
0.00
None
0.00
UBER TECHNOLOGIES INC
SOLEShares117.83K
TypeSH
Market value$2.91M
1.28%
Sole
117.83K
Shared
0.00
None
0.00
BLACKSTONE INC
SOLEShares34.45K
TypeSH
Market value$2.56M
1.12%
Sole
34.45K
Shared
0.00
None
0.00
NORTHERN TECHNOLOGIES INTL C
SOLEShares191K
TypeSH
Market value$2.54M
1.11%
Sole
191K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares11.78K
TypeSH
Market value$2.05M
0.90%
Sole
11.78K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares20K
TypeSH
Market value$1.99M
0.87%
Sole
20K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares24.27K
TypeSH
Market value$1.97M
0.86%
Sole
24.27K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares37.40K
TypeSH
Market value$1.71M
0.75%
Sole
37.40K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares9.31K
TypeSH
Market value$1.64M
0.72%
Sole
9.31K
Shared
0.00
None
0.00
3M CO
SOLEShares13.25K
TypeSH
Market value$1.59M
0.70%
Sole
13.25K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares80.42K
TypeSH
Market value$1.55M
0.68%
Sole
80.42K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares8.40K
TypeSH
Market value$1.51M
0.66%
Sole
8.40K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 414.56K | SH | $27.37M 11.98% | 414.56K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 508.65K | SH | $22.97M 10.05% | 508.65K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 598.97K | SH | $19.29M 8.45% | 598.97K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 139.83K | SH | $18.17M 7.95% | 139.83K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 258.60K | SH | $14.37M 6.29% | 258.60K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 137.53K | SH | $13.34M 5.84% | 137.53K | 0.00 | 0.00 |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 333.28K | SH | $8.04M 3.52% | 333.28K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 55.12K | SH | $7.39M 3.24% | 55.12K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 132.04K | SH | $5.92M 2.59% | 132.04K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 24.19K | SH | $5.80M 2.54% | 24.19K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 214.75K | SH | $5.08M 2.23% | 214.75K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 92.83K | SH | $4.48M 1.96% | 92.83K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 100.16K | SH | $4.06M 1.78% | 100.16K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 11.01K | SH | $3.40M 1.49% | 11.01K | 0.00 | 0.00 |
UBER TECHNOLOGIES INCSOLE | COM | 117.83K | SH | $2.91M 1.28% | 117.83K | 0.00 | 0.00 |
BLACKSTONE INCSOLE | COM | 34.45K | SH | $2.56M 1.12% | 34.45K | 0.00 | 0.00 |
NORTHERN TECHNOLOGIES INTL CSOLE | COM | 191K | SH | $2.54M 1.11% | 191K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 11.78K | SH | $2.05M 0.90% | 11.78K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 20K | SH | $1.99M 0.87% | 20K | 0.00 | 0.00 |
ISHARES TRSOLE | 1 3 YR TREAS BD | 24.27K | SH | $1.97M 0.86% | 24.27K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 37.40K | SH | $1.71M 0.75% | 37.40K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 9.31K | SH | $1.64M 0.72% | 9.31K | 0.00 | 0.00 |
3M COSOLE | COM | 13.25K | SH | $1.59M 0.70% | 13.25K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US REIT ETF | 80.42K | SH | $1.55M 0.68% | 80.42K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 8.40K | SH | $1.51M 0.66% | 8.40K | 0.00 | 0.00 |
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