Filed: 11/14/2022ACC: 0001398344-22-021993
📋 What this filing means
BALLAST ADVISORS LLC filed this quarterly 13F‑HR report disclosing 177 equity positions with a total reported market value of $213.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
177
Positions
$213.8K
Total AUM (reported)
4.19M
Total Shares
Allocation by class
COM$67.5K31.6%
US LCAP VA ETF$24.3K11.4%
US LRG CAP ETF$21.7K10.1%
INTL EQTY ETF$17.4K8.1%
US LCAP GR ETF$14.6K6.8%
CORE US AGGBD ET$11.8K5.5%
US BRD MKT ETF$5.6K2.6%
Portfolio Concentration
Top 3$64.8K30.3%
4–10$67.6K31.6%
11–25$37.8K17.7%
Rest$43.5K20.3%
Top 3 weight
30.3%
Top 10 weight
62.0%
Voting Authority Distribution
Total shares with voting rights: 4.19M
Sole
Full voting authority
4.19M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole177
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings177
Rows:
SCHWAB STRATEGIC TR
SOLEShares414.90K
TypeSH
Market value$24.3K
11.35%
Sole
414.90K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares511.26K
TypeSH
Market value$21.7K
10.13%
Sole
511.26K
Shared
0.00
None
0.00
APPLE INC
SOLEShares136.89K
TypeSH
Market value$18.9K
8.85%
Sole
136.89K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares617.37K
TypeSH
Market value$17.4K
8.12%
Sole
617.37K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares261.27K
TypeSH
Market value$14.6K
6.82%
Sole
261.27K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares122.62K
TypeSH
Market value$11.8K
5.52%
Sole
122.62K
Shared
0.00
None
0.00
ENTERPRISE PRODS PARTNERS L
SOLEShares329.29K
TypeSH
Market value$7.8K
3.66%
Sole
329.29K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares134.27K
TypeSH
Market value$5.6K
2.64%
Sole
134.27K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares53.61K
TypeSH
Market value$5.6K
2.62%
Sole
53.61K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares99.82K
TypeSH
Market value$4.8K
2.25%
Sole
99.82K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares207.03K
TypeSH
Market value$4.6K
2.17%
Sole
207.03K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares102.48K
TypeSH
Market value$3.9K
1.81%
Sole
102.48K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares15.53K
TypeSH
Market value$3.6K
1.69%
Sole
15.53K
Shared
0.00
None
0.00
UBER TECHNOLOGIES INC
SOLEShares119.02K
TypeSH
Market value$3.2K
1.48%
Sole
119.02K
Shared
0.00
None
0.00
BLACKSTONE INC
SOLEShares35.81K
TypeSH
Market value$3.0K
1.40%
Sole
35.81K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares10.62K
TypeSH
Market value$2.8K
1.33%
Sole
10.62K
Shared
0.00
None
0.00
NORTHERN TECHNOLOGIES INTL C
SOLEShares191K
TypeSH
Market value$2.5K
1.19%
Sole
191K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares27.58K
TypeSH
Market value$2.2K
1.05%
Sole
27.58K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares17.98K
TypeSH
Market value$2.0K
0.95%
Sole
17.98K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares11.48K
TypeSH
Market value$1.9K
0.89%
Sole
11.48K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares17.09K
TypeSH
Market value$1.8K
0.82%
Sole
17.09K
Shared
0.00
None
0.00
3M CO
SOLEShares15K
TypeSH
Market value$1.7K
0.77%
Sole
15K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares35.52K
TypeSH
Market value$1.6K
0.75%
Sole
35.52K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares4.22K
TypeSH
Market value$1.5K
0.70%
Sole
4.22K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares9.13K
TypeSH
Market value$1.5K
0.70%
Sole
9.13K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 414.90K | SH | $24.3K 11.35% | 414.90K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 511.26K | SH | $21.7K 10.13% | 511.26K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 136.89K | SH | $18.9K 8.85% | 136.89K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 617.37K | SH | $17.4K 8.12% | 617.37K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 261.27K | SH | $14.6K 6.82% | 261.27K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 122.62K | SH | $11.8K 5.52% | 122.62K | 0.00 | 0.00 |
ENTERPRISE PRODS PARTNERS LSOLE | COM | 329.29K | SH | $7.8K 3.66% | 329.29K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 134.27K | SH | $5.6K 2.64% | 134.27K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 53.61K | SH | $5.6K 2.62% | 53.61K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 99.82K | SH | $4.8K 2.25% | 99.82K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 207.03K | SH | $4.6K 2.17% | 207.03K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 102.48K | SH | $3.9K 1.81% | 102.48K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 15.53K | SH | $3.6K 1.69% | 15.53K | 0.00 | 0.00 |
UBER TECHNOLOGIES INCSOLE | COM | 119.02K | SH | $3.2K 1.48% | 119.02K | 0.00 | 0.00 |
BLACKSTONE INCSOLE | COM | 35.81K | SH | $3.0K 1.40% | 35.81K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 10.62K | SH | $2.8K 1.33% | 10.62K | 0.00 | 0.00 |
NORTHERN TECHNOLOGIES INTL CSOLE | COM | 191K | SH | $2.5K 1.19% | 191K | 0.00 | 0.00 |
ISHARES TRSOLE | 1 3 YR TREAS BD | 27.58K | SH | $2.2K 1.05% | 27.58K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 17.98K | SH | $2.0K 0.95% | 17.98K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 11.48K | SH | $1.9K 0.89% | 11.48K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 17.09K | SH | $1.8K 0.82% | 17.09K | 0.00 | 0.00 |
3M COSOLE | COM | 15K | SH | $1.7K 0.77% | 15K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 35.52K | SH | $1.6K 0.75% | 35.52K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 4.22K | SH | $1.5K 0.70% | 4.22K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 9.13K | SH | $1.5K 0.70% | 9.13K | 0.00 | 0.00 |
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