WESTPORT, CT
Allocation by class
Portfolio Concentration
Top 3 weight
54.8%
Top 10 weight
87.7%
Voting Authority Distribution
Total shares with voting rights: 23.01M
Full voting authority
23.01M
shares
Joint voting authority
0.00
shares
No voting authority
0.00
shares
Investment Discretion (by position count)
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MANNKIND CORPSOLE | NOTE 2.500% 3/0 | 4.75M | PRN | $5.02M 34.05% | 4.75M | 0.00 | 0.00 |
RINGCENTRAL INCSOLE | NOTE 3/0 | 2M | PRN | $1.85M 12.57% | 2M | 0.00 | 0.00 |
NOGIN INCSOLE | DEBT 7.000% 9/0 | 2.50M | PRN | $1.21M 8.21% | 2.50M | 0.00 | 0.00 |
SHF HOLDINGS INCSOLE | CLASS A COM | 1.18M | SH | $930.8K 6.31% | 1.18M | 0.00 | 0.00 |
CLOUDFLARE INCSOLE | NOTE 8/1 | 1M | PRN | $851.9K 5.78% | 1M | 0.00 | 0.00 |
UNITY SOFTWARE INCSOLE | NOTE 11/1 | 1M | PRN | $793.5K 5.38% | 1M | 0.00 | 0.00 |
OCEANTECH ACQUISITIONS I CORSOLE | CLASS A COM | 70K | SH | $771.4K 5.23% | 70K | 0.00 | 0.00 |
PAVMED INCSOLE | COM | 2.24M | SH | $661.2K 4.48% | 2.24M | 0.00 | 0.00 |
ALARM COM HLDGS INCSOLE | NOTE 1/1 | 500K | PRN | $434.0K 2.94% | 500K | 0.00 | 0.00 |
CREATIVE REALITIES INCSOLE | COM | 256.58K | SH | $397.7K 2.70% | 256.58K | 0.00 | 0.00 |
TOUGHBUILT INDS INCSOLE | COM | 1.12M | SH | $219.1K 1.49% | 1.12M | 0.00 | 0.00 |
PHARMACYTE BIOTECH INCSOLE | COM NEW | 92.09K | SH | $193.4K 1.31% | 92.09K | 0.00 | 0.00 |
RECON TECHNOLOGY LTDSOLE | CL A SHS | 568.55K | SH | $176.2K 1.20% | 568.55K | 0.00 | 0.00 |
ADDENTAX GROUP CORPSOLE | COM | 119.62K | SH | $161.5K 1.09% | 119.62K | 0.00 | 0.00 |
PEPPERLIME HEALTH ACQUSTN COSOLE | CLASS A ORD SHS | 13.03K | SH | $140.7K 0.95% | 13.03K | 0.00 | 0.00 |
SHUTTLE PHARMACTCLS HLDGS INSOLE | COM | 220.43K | SH | $134.5K 0.91% | 220.43K | 0.00 | 0.00 |
AUDDIA INCSOLE | COM | 240.69K | SH | $87.6K 0.59% | 240.69K | 0.00 | 0.00 |
LUCID DIAGNOSTICS INCSOLE | COM | 73.91K | SH | $86.5K 0.59% | 73.91K | 0.00 | 0.00 |
TRITIUM DCFC LIMITEDSOLE | ORDINARY SHARES | 273.69K | SH | $82.9K 0.56% | 273.69K | 0.00 | 0.00 |
OPPFI INCSOLE | *W EXP 07/20/202 | 25K | SH | $63.0K 0.43% | 25K | 0.00 | 0.00 |
OCEAN BIOMEDICAL INCSOLE | COM | 13.35K | SH | $52.0K 0.35% | 13.35K | 0.00 | 0.00 |
FLAME ACQUISITION CORPSOLE | *W EXP 02/26/202 | 57.84K | SH | $46.3K 0.31% | 57.84K | 0.00 | 0.00 |
SHARPS TECHNOLOGY INCSOLE | *W EXP 04/13/202 | 235.20K | SH | $24.8K 0.17% | 235.20K | 0.00 | 0.00 |
INNOVATIVE EYEWEAR INCSOLE | *W EXP 08/16/202 | 150.90K | SH | $22.6K 0.15% | 150.90K | 0.00 | 0.00 |
ZIVO BIOSCIENCE INCSOLE | *W EXP 06/02/202 | 48.85K | SH | $21.9K 0.15% | 48.85K | 0.00 | 0.00 |