Filed: 11/13/2023ACC: 0001493152-23-040430
📋 What this filing means
AYRTON CAPITAL LLC filed this quarterly 13F‑HR report disclosing 71 equity positions with a total reported market value of $14.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
71
Positions
$14.75M
Total AUM (reported)
23.01M
Total Shares
Allocation by class
NOTE 2.500% 3/0$5.02M34.0%
NOTE 3/0$1.85M12.6%
COM$1.81M12.2%
CLASS A COM$1.70M11.5%
DEBT 7.000% 9/0$1.21M8.2%
NOTE 8/1$851.9K5.8%
NOTE 11/1$793.5K5.4%
Portfolio Concentration
Top 3$8.09M54.8%
4–10$4.84M32.8%
11–25$1.51M10.3%
Rest$307.8K2.1%
Top 3 weight
54.8%
Top 10 weight
87.7%
Voting Authority Distribution
Total shares with voting rights: 23.01M
Sole
Full voting authority
23.01M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole71
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings71
Rows:
MANNKIND CORP
SOLEShares4.75M
TypePRN
Market value$5.02M
34.05%
Sole
4.75M
Shared
0.00
None
0.00
RINGCENTRAL INC
SOLEShares2M
TypePRN
Market value$1.85M
12.57%
Sole
2M
Shared
0.00
None
0.00
NOGIN INC
SOLEShares2.50M
TypePRN
Market value$1.21M
8.21%
Sole
2.50M
Shared
0.00
None
0.00
SHF HOLDINGS INC
SOLEShares1.18M
TypeSH
Market value$930.8K
6.31%
Sole
1.18M
Shared
0.00
None
0.00
CLOUDFLARE INC
SOLEShares1M
TypePRN
Market value$851.9K
5.78%
Sole
1M
Shared
0.00
None
0.00
UNITY SOFTWARE INC
SOLEShares1M
TypePRN
Market value$793.5K
5.38%
Sole
1M
Shared
0.00
None
0.00
OCEANTECH ACQUISITIONS I COR
SOLEShares70K
TypeSH
Market value$771.4K
5.23%
Sole
70K
Shared
0.00
None
0.00
PAVMED INC
SOLEShares2.24M
TypeSH
Market value$661.2K
4.48%
Sole
2.24M
Shared
0.00
None
0.00
ALARM COM HLDGS INC
SOLEShares500K
TypePRN
Market value$434.0K
2.94%
Sole
500K
Shared
0.00
None
0.00
CREATIVE REALITIES INC
SOLEShares256.58K
TypeSH
Market value$397.7K
2.70%
Sole
256.58K
Shared
0.00
None
0.00
TOUGHBUILT INDS INC
SOLEShares1.12M
TypeSH
Market value$219.1K
1.49%
Sole
1.12M
Shared
0.00
None
0.00
PHARMACYTE BIOTECH INC
SOLEShares92.09K
TypeSH
Market value$193.4K
1.31%
Sole
92.09K
Shared
0.00
None
0.00
RECON TECHNOLOGY LTD
SOLEShares568.55K
TypeSH
Market value$176.2K
1.20%
Sole
568.55K
Shared
0.00
None
0.00
ADDENTAX GROUP CORP
SOLEShares119.62K
TypeSH
Market value$161.5K
1.09%
Sole
119.62K
Shared
0.00
None
0.00
PEPPERLIME HEALTH ACQUSTN CO
SOLEShares13.03K
TypeSH
Market value$140.7K
0.95%
Sole
13.03K
Shared
0.00
None
0.00
SHUTTLE PHARMACTCLS HLDGS IN
SOLEShares220.43K
TypeSH
Market value$134.5K
0.91%
Sole
220.43K
Shared
0.00
None
0.00
AUDDIA INC
SOLEShares240.69K
TypeSH
Market value$87.6K
0.59%
Sole
240.69K
Shared
0.00
None
0.00
LUCID DIAGNOSTICS INC
SOLEShares73.91K
TypeSH
Market value$86.5K
0.59%
Sole
73.91K
Shared
0.00
None
0.00
TRITIUM DCFC LIMITED
SOLEShares273.69K
TypeSH
Market value$82.9K
0.56%
Sole
273.69K
Shared
0.00
None
0.00
OPPFI INC
SOLEShares25K
TypeSH
Market value$63.0K
0.43%
Sole
25K
Shared
0.00
None
0.00
OCEAN BIOMEDICAL INC
SOLEShares13.35K
TypeSH
Market value$52.0K
0.35%
Sole
13.35K
Shared
0.00
None
0.00
FLAME ACQUISITION CORP
SOLEShares57.84K
TypeSH
Market value$46.3K
0.31%
Sole
57.84K
Shared
0.00
None
0.00
SHARPS TECHNOLOGY INC
SOLEShares235.20K
TypeSH
Market value$24.8K
0.17%
Sole
235.20K
Shared
0.00
None
0.00
INNOVATIVE EYEWEAR INC
SOLEShares150.90K
TypeSH
Market value$22.6K
0.15%
Sole
150.90K
Shared
0.00
None
0.00
ZIVO BIOSCIENCE INC
SOLEShares48.85K
TypeSH
Market value$21.9K
0.15%
Sole
48.85K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MANNKIND CORPSOLE | NOTE 2.500% 3/0 | 4.75M | PRN | $5.02M 34.05% | 4.75M | 0.00 | 0.00 |
RINGCENTRAL INCSOLE | NOTE 3/0 | 2M | PRN | $1.85M 12.57% | 2M | 0.00 | 0.00 |
NOGIN INCSOLE | DEBT 7.000% 9/0 | 2.50M | PRN | $1.21M 8.21% | 2.50M | 0.00 | 0.00 |
SHF HOLDINGS INCSOLE | CLASS A COM | 1.18M | SH | $930.8K 6.31% | 1.18M | 0.00 | 0.00 |
CLOUDFLARE INCSOLE | NOTE 8/1 | 1M | PRN | $851.9K 5.78% | 1M | 0.00 | 0.00 |
UNITY SOFTWARE INCSOLE | NOTE 11/1 | 1M | PRN | $793.5K 5.38% | 1M | 0.00 | 0.00 |
OCEANTECH ACQUISITIONS I CORSOLE | CLASS A COM | 70K | SH | $771.4K 5.23% | 70K | 0.00 | 0.00 |
PAVMED INCSOLE | COM | 2.24M | SH | $661.2K 4.48% | 2.24M | 0.00 | 0.00 |
ALARM COM HLDGS INCSOLE | NOTE 1/1 | 500K | PRN | $434.0K 2.94% | 500K | 0.00 | 0.00 |
CREATIVE REALITIES INCSOLE | COM | 256.58K | SH | $397.7K 2.70% | 256.58K | 0.00 | 0.00 |
TOUGHBUILT INDS INCSOLE | COM | 1.12M | SH | $219.1K 1.49% | 1.12M | 0.00 | 0.00 |
PHARMACYTE BIOTECH INCSOLE | COM NEW | 92.09K | SH | $193.4K 1.31% | 92.09K | 0.00 | 0.00 |
RECON TECHNOLOGY LTDSOLE | CL A SHS | 568.55K | SH | $176.2K 1.20% | 568.55K | 0.00 | 0.00 |
ADDENTAX GROUP CORPSOLE | COM | 119.62K | SH | $161.5K 1.09% | 119.62K | 0.00 | 0.00 |
PEPPERLIME HEALTH ACQUSTN COSOLE | CLASS A ORD SHS | 13.03K | SH | $140.7K 0.95% | 13.03K | 0.00 | 0.00 |
SHUTTLE PHARMACTCLS HLDGS INSOLE | COM | 220.43K | SH | $134.5K 0.91% | 220.43K | 0.00 | 0.00 |
AUDDIA INCSOLE | COM | 240.69K | SH | $87.6K 0.59% | 240.69K | 0.00 | 0.00 |
LUCID DIAGNOSTICS INCSOLE | COM | 73.91K | SH | $86.5K 0.59% | 73.91K | 0.00 | 0.00 |
TRITIUM DCFC LIMITEDSOLE | ORDINARY SHARES | 273.69K | SH | $82.9K 0.56% | 273.69K | 0.00 | 0.00 |
OPPFI INCSOLE | *W EXP 07/20/202 | 25K | SH | $63.0K 0.43% | 25K | 0.00 | 0.00 |
OCEAN BIOMEDICAL INCSOLE | COM | 13.35K | SH | $52.0K 0.35% | 13.35K | 0.00 | 0.00 |
FLAME ACQUISITION CORPSOLE | *W EXP 02/26/202 | 57.84K | SH | $46.3K 0.31% | 57.84K | 0.00 | 0.00 |
SHARPS TECHNOLOGY INCSOLE | *W EXP 04/13/202 | 235.20K | SH | $24.8K 0.17% | 235.20K | 0.00 | 0.00 |
INNOVATIVE EYEWEAR INCSOLE | *W EXP 08/16/202 | 150.90K | SH | $22.6K 0.15% | 150.90K | 0.00 | 0.00 |
ZIVO BIOSCIENCE INCSOLE | *W EXP 06/02/202 | 48.85K | SH | $21.9K 0.15% | 48.85K | 0.00 | 0.00 |
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