Filed: 8/14/2023ACC: 0001493152-23-028200
📋 What this filing means
AYRTON CAPITAL LLC filed this quarterly 13F‑HR report disclosing 74 equity positions with a total reported market value of $16.02M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
74
Positions
$16.02M
Total AUM (reported)
22.63M
Total Shares
Allocation by class
NOTE 2.500% 3/0$5.03M31.4%
CLASS A COM$2.50M15.6%
NOTE 3/0$1.84M11.5%
DEBT 7.000% 9/0$1.66M10.4%
NOTE 8/1$850.0K5.3%
COM NEW$808.3K5.0%
COM$804.4K5.0%
Portfolio Concentration
Top 3$8.53M53.3%
4–10$5.30M33.1%
11–25$1.84M11.5%
Rest$345.2K2.2%
Top 3 weight
53.3%
Top 10 weight
86.4%
Voting Authority Distribution
Total shares with voting rights: 22.63M
Sole
Full voting authority
22.63M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole74
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings74
Rows:
MANNKIND CORP
SOLEShares4.75M
TypePRN
Market value$5.03M
31.41%
Sole
4.75M
Shared
0.00
None
0.00
RINGCENTRAL INC
SOLEShares2M
TypePRN
Market value$1.84M
11.50%
Sole
2M
Shared
0.00
None
0.00
NOGIN INC
SOLEShares2.50M
TypePRN
Market value$1.66M
10.36%
Sole
2.50M
Shared
0.00
None
0.00
GSR II METEORA ACQUISITN COR
SOLEShares100K
TypeSH
Market value$1.05M
6.54%
Sole
100K
Shared
0.00
None
0.00
CLOUDFLARE INC
SOLEShares1M
TypePRN
Market value$850.0K
5.31%
Sole
1M
Shared
0.00
None
0.00
UNITY SOFTWARE INC
SOLEShares1M
TypePRN
Market value$798.9K
4.99%
Sole
1M
Shared
0.00
None
0.00
PHARMACYTE BIOTECH INC
SOLEShares276.99K
TypeSH
Market value$792.2K
4.95%
Sole
276.99K
Shared
0.00
None
0.00
OCEANTECH ACQUISITIONS I COR
SOLEShares70K
TypeSH
Market value$759.5K
4.74%
Sole
70K
Shared
0.00
None
0.00
SHF HOLDINGS INC
SOLEShares1.18M
TypeSH
Market value$624.5K
3.90%
Sole
1.18M
Shared
0.00
None
0.00
ALARM COM HLDGS INC
SOLEShares500K
TypePRN
Market value$428.0K
2.67%
Sole
500K
Shared
0.00
None
0.00
EUDA HEALTH HOLDINGS LTD
SOLEShares472.95K
TypeSH
Market value$359.4K
2.24%
Sole
472.95K
Shared
0.00
None
0.00
SHUTTLE PHARMACTCLS HLDGS IN
SOLEShares250.91K
TypeSH
Market value$288.6K
1.80%
Sole
250.91K
Shared
0.00
None
0.00
ADDENTAX GROUP CORP
SOLEShares33.03K
TypeSH
Market value$217.0K
1.35%
Sole
33.03K
Shared
0.00
None
0.00
RECON TECHNOLOGY LTD
SOLEShares568.55K
TypeSH
Market value$195.7K
1.22%
Sole
568.55K
Shared
0.00
None
0.00
PAVMED INC
SOLEShares449.60K
TypeSH
Market value$183.3K
1.14%
Sole
449.60K
Shared
0.00
None
0.00
PEPPERLIME HEALTH ACQUSTN CO
SOLEShares13.03K
TypeSH
Market value$136.1K
0.85%
Sole
13.03K
Shared
0.00
None
0.00
POLISHED COM INC
SOLEShares2M
TypeSH
Market value$129.8K
0.81%
Sole
2M
Shared
0.00
None
0.00
AUDDIA INC
SOLEShares240.69K
TypeSH
Market value$99.4K
0.62%
Sole
240.69K
Shared
0.00
None
0.00
KNIGHTSCOPE INC
SOLEShares127.90K
TypeSH
Market value$67.9K
0.42%
Sole
127.90K
Shared
0.00
None
0.00
SHARPS TECHNOLOGY INC
SOLEShares235.20K
TypeSH
Market value$33.2K
0.21%
Sole
235.20K
Shared
0.00
None
0.00
ALSET CAPITAL ACQUISITION CO
SOLEShares100K
TypeSH
Market value$31.6K
0.20%
Sole
100K
Shared
0.00
None
0.00
ZIVO BIOSCIENCE INC
SOLEShares48.85K
TypeSH
Market value$29.3K
0.18%
Sole
48.85K
Shared
0.00
None
0.00
INNOVATIVE EYEWEAR INC
SOLEShares150.90K
TypeSH
Market value$28.7K
0.18%
Sole
150.90K
Shared
0.00
None
0.00
WORKSPORT LTD
SOLEShares86.02K
TypeSH
Market value$20.2K
0.13%
Sole
86.02K
Shared
0.00
None
0.00
HEARTBEAM INC
SOLEShares50K
TypeSH
Market value$20.0K
0.12%
Sole
50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MANNKIND CORPSOLE | NOTE 2.500% 3/0 | 4.75M | PRN | $5.03M 31.41% | 4.75M | 0.00 | 0.00 |
RINGCENTRAL INCSOLE | NOTE 3/0 | 2M | PRN | $1.84M 11.50% | 2M | 0.00 | 0.00 |
NOGIN INCSOLE | DEBT 7.000% 9/0 | 2.50M | PRN | $1.66M 10.36% | 2.50M | 0.00 | 0.00 |
GSR II METEORA ACQUISITN CORSOLE | CLASS A COM | 100K | SH | $1.05M 6.54% | 100K | 0.00 | 0.00 |
CLOUDFLARE INCSOLE | NOTE 8/1 | 1M | PRN | $850.0K 5.31% | 1M | 0.00 | 0.00 |
UNITY SOFTWARE INCSOLE | NOTE 11/1 | 1M | PRN | $798.9K 4.99% | 1M | 0.00 | 0.00 |
PHARMACYTE BIOTECH INCSOLE | COM NEW | 276.99K | SH | $792.2K 4.95% | 276.99K | 0.00 | 0.00 |
OCEANTECH ACQUISITIONS I CORSOLE | CLASS A COM | 70K | SH | $759.5K 4.74% | 70K | 0.00 | 0.00 |
SHF HOLDINGS INCSOLE | CLASS A COM | 1.18M | SH | $624.5K 3.90% | 1.18M | 0.00 | 0.00 |
ALARM COM HLDGS INCSOLE | NOTE 1/1 | 500K | PRN | $428.0K 2.67% | 500K | 0.00 | 0.00 |
EUDA HEALTH HOLDINGS LTDSOLE | ORD SHS | 472.95K | SH | $359.4K 2.24% | 472.95K | 0.00 | 0.00 |
SHUTTLE PHARMACTCLS HLDGS INSOLE | COM | 250.91K | SH | $288.6K 1.80% | 250.91K | 0.00 | 0.00 |
ADDENTAX GROUP CORPSOLE | COM | 33.03K | SH | $217.0K 1.35% | 33.03K | 0.00 | 0.00 |
RECON TECHNOLOGY LTDSOLE | CL A SHS | 568.55K | SH | $195.7K 1.22% | 568.55K | 0.00 | 0.00 |
PAVMED INCSOLE | COM | 449.60K | SH | $183.3K 1.14% | 449.60K | 0.00 | 0.00 |
PEPPERLIME HEALTH ACQUSTN COSOLE | CLASS A ORD SHS | 13.03K | SH | $136.1K 0.85% | 13.03K | 0.00 | 0.00 |
POLISHED COM INCSOLE | *W EXP 06/02/202 | 2M | SH | $129.8K 0.81% | 2M | 0.00 | 0.00 |
AUDDIA INCSOLE | COM | 240.69K | SH | $99.4K 0.62% | 240.69K | 0.00 | 0.00 |
KNIGHTSCOPE INCSOLE | CLASS A COM | 127.90K | SH | $67.9K 0.42% | 127.90K | 0.00 | 0.00 |
SHARPS TECHNOLOGY INCSOLE | *W EXP 04/13/202 | 235.20K | SH | $33.2K 0.21% | 235.20K | 0.00 | 0.00 |
ALSET CAPITAL ACQUISITION COSOLE | RIGHT 01/31/2027 | 100K | SH | $31.6K 0.20% | 100K | 0.00 | 0.00 |
ZIVO BIOSCIENCE INCSOLE | *W EXP 06/02/202 | 48.85K | SH | $29.3K 0.18% | 48.85K | 0.00 | 0.00 |
INNOVATIVE EYEWEAR INCSOLE | *W EXP 08/16/202 | 150.90K | SH | $28.7K 0.18% | 150.90K | 0.00 | 0.00 |
WORKSPORT LTDSOLE | *W EXP 08/06/202 | 86.02K | SH | $20.2K 0.13% | 86.02K | 0.00 | 0.00 |
HEARTBEAM INCSOLE | *W EXP 10/31/202 | 50K | SH | $20.0K 0.12% | 50K | 0.00 | 0.00 |
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