AWM INVESTMENT COMPANY, INC.

PrivateCIK: 1535264
Location

NEW YORK, NY

106
Positions
$1.15B
Total AUM (reported)
138.30M
Total Shares

Allocation by class

TOTAL AUM$1.15B106 positions
COM$1.15B100.0%

Portfolio Concentration

Top 314.3%4–1023.0%11–2528.3%Rest34.4%TOP 1037.3%0%100%
Top 3$164.41M14.3%
4–10$264.88M23.0%
11–25$326.62M28.3%
Rest$396.38M34.4%

Top 3 weight

14.3%

Top 10 weight

37.3%

Voting Authority Distribution

Total shares with voting rights: 138.30M

Sole

Full voting authority

138.30M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole106
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings106
Rows:

nLight, Inc.

SOLE
COM
Shares939.01K
TypeSH
Market value$65.37M
5.67%
Sole
939.01K
Shared
0.00
None
0.00

Vicor Corporation

SOLE
COM
Shares148.98K
TypeSH
Market value$56.58M
4.91%
Sole
148.98K
Shared
0.00
None
0.00

908 Devices, Inc.

SOLE
COM
Shares4.88M
TypeSH
Market value$42.45M
3.68%
Sole
4.88M
Shared
0.00
None
0.00

LightPath Technologies, Inc.

SOLE
COM
Shares2.54M
TypeSH
Market value$41.49M
3.60%
Sole
2.54M
Shared
0.00
None
0.00

American Superconductor Corp

SOLE
COM
Shares951.60K
TypeSH
Market value$39.50M
3.43%
Sole
951.60K
Shared
0.00
None
0.00

CEVA, Inc.

SOLE
COM
Shares799.81K
TypeSH
Market value$37.72M
3.27%
Sole
799.81K
Shared
0.00
None
0.00

Butterfly Network, Inc.

SOLE
COM
Shares4.43M
TypeSH
Market value$37.31M
3.24%
Sole
4.43M
Shared
0.00
None
0.00

Definium Therapeutics, Inc.

SOLE
COM
Shares784.80K
TypeSH
Market value$36.92M
3.20%
Sole
784.80K
Shared
0.00
None
0.00

Aehr Test Systems

SOLE
COM
Shares374.81K
TypeSH
Market value$36.00M
3.12%
Sole
374.81K
Shared
0.00
None
0.00

Kopin Corporation

SOLE
COM
Shares8.02M
TypeSH
Market value$35.95M
3.12%
Sole
8.02M
Shared
0.00
None
0.00

BlackSky Technology, Inc.

SOLE
COM
Shares1.20M
TypeSH
Market value$33.50M
2.91%
Sole
1.20M
Shared
0.00
None
0.00

Boost Run, Inc.

SOLE
COM
Shares813.74K
TypeSH
Market value$31.58M
2.74%
Sole
813.74K
Shared
0.00
None
0.00

Impinj, Inc.

SOLE
COM
Shares207.02K
TypeSH
Market value$29.65M
2.57%
Sole
207.02K
Shared
0.00
None
0.00

Aerovironment, Inc.

SOLE
COM
Shares146.91K
TypeSH
Market value$24.25M
2.10%
Sole
146.91K
Shared
0.00
None
0.00

Velo3D, Inc.

SOLE
COM
Shares1.32M
TypeSH
Market value$23.20M
2.01%
Sole
1.32M
Shared
0.00
None
0.00

Backblaze, Inc.

SOLE
COM
Shares1.40M
TypeSH
Market value$22.21M
1.93%
Sole
1.40M
Shared
0.00
None
0.00

The RealReal, Inc.

SOLE
COM
Shares1.80M
TypeSH
Market value$21.26M
1.85%
Sole
1.80M
Shared
0.00
None
0.00

Universal Technical Institute,

SOLE
COM
Shares489.10K
TypeSH
Market value$20.92M
1.82%
Sole
489.10K
Shared
0.00
None
0.00

Talkspace, Inc.

SOLE
COM
Shares3.83M
TypeSH
Market value$19.90M
1.73%
Sole
3.83M
Shared
0.00
None
0.00

Arlo Technologies, Inc.

SOLE
COM
Shares1.47M
TypeSH
Market value$19.76M
1.72%
Sole
1.47M
Shared
0.00
None
0.00

Everspin Technology, Inc.

SOLE
COM
Shares750K
TypeSH
Market value$18.14M
1.57%
Sole
750K
Shared
0.00
None
0.00

Insight Molecular Diagnostic I

SOLE
COM
Shares2.84M
TypeSH
Market value$16.74M
1.45%
Sole
2.84M
Shared
0.00
None
0.00

Amtech Systems, Inc.

SOLE
COM
Shares690K
TypeSH
Market value$15.93M
1.38%
Sole
690K
Shared
0.00
None
0.00

Strata Critical Medical, Inc.

SOLE
COM
Shares2.82M
TypeSH
Market value$14.87M
1.29%
Sole
2.82M
Shared
0.00
None
0.00

PowerFleet, Inc.

SOLE
COM
Shares3.84M
TypeSH
Market value$14.71M
1.28%
Sole
3.84M
Shared
0.00
None
0.00
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