Filed: 8/14/2024ACC: 0001535264-24-000050
📋 What this filing means
AWM INVESTMENT COMPANY, INC. filed this quarterly 13F‑HR report disclosing 99 equity positions with a total reported market value of $740.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
99
Positions
$740.25M
Total AUM (reported)
145.62M
Total Shares
Allocation by class
COMMON$713.56M96.4%
WARRANTS$26.69M3.6%
Portfolio Concentration
Top 3$153.08M20.7%
4–10$154.74M20.9%
11–25$175.78M23.7%
Rest$256.66M34.7%
Top 3 weight
20.7%
Top 10 weight
41.6%
Voting Authority Distribution
Total shares with voting rights: 145.62M
Sole
Full voting authority
145.62M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole99
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings99
Rows:
ADMA Biologics, Inc.
SOLEShares5.10M
TypeSH
Market value$56.99M
7.70%
Sole
5.10M
Shared
0.00
None
0.00
American Superconductor Corp
SOLEShares2.15M
TypeSH
Market value$50.38M
6.81%
Sole
2.15M
Shared
0.00
None
0.00
Impinj, Inc.
SOLEShares291.55K
TypeSH
Market value$45.71M
6.17%
Sole
291.55K
Shared
0.00
None
0.00
Destination XL Group, Inc.
SOLEShares9.40M
TypeSH
Market value$34.21M
4.62%
Sole
9.40M
Shared
0.00
None
0.00
Aspen Aerogels, Inc.
SOLEShares1.19M
TypeSH
Market value$28.34M
3.83%
Sole
1.19M
Shared
0.00
None
0.00
Clene Inc @1.50 6/16/30 (60day
SOLEShares27.88M
TypeSH
Market value$26.64M
3.60%
Sole
27.88M
Shared
0.00
None
0.00
Aerovironment, Inc.
SOLEShares102.63K
TypeSH
Market value$18.69M
2.53%
Sole
102.63K
Shared
0.00
None
0.00
LeMaitre Vascular, Inc.
SOLEShares200K
TypeSH
Market value$16.46M
2.22%
Sole
200K
Shared
0.00
None
0.00
PowerFleet, Inc.
SOLEShares3.43M
TypeSH
Market value$15.66M
2.12%
Sole
3.43M
Shared
0.00
None
0.00
Arbe Robotics, Ltd.(Israel)
SOLEShares7.71M
TypeSH
Market value$14.73M
1.99%
Sole
7.71M
Shared
0.00
None
0.00
Natural Gas Services Group Inc
SOLEShares711.65K
TypeSH
Market value$14.32M
1.93%
Sole
711.65K
Shared
0.00
None
0.00
Aehr Test Systems
SOLEShares1.25M
TypeSH
Market value$14.02M
1.89%
Sole
1.25M
Shared
0.00
None
0.00
OrthoPediatrics Corporation
SOLEShares452.12K
TypeSH
Market value$13.00M
1.76%
Sole
452.12K
Shared
0.00
None
0.00
Infusystem Holdings, Inc.
SOLEShares1.90M
TypeSH
Market value$12.98M
1.75%
Sole
1.90M
Shared
0.00
None
0.00
Ooma, Inc.
SOLEShares1.29M
TypeSH
Market value$12.82M
1.73%
Sole
1.29M
Shared
0.00
None
0.00
Genasys, Inc.
SOLEShares5.75M
TypeSH
Market value$12.16M
1.64%
Sole
5.75M
Shared
0.00
None
0.00
Vicor Corporation
SOLEShares364.79K
TypeSH
Market value$12.10M
1.63%
Sole
364.79K
Shared
0.00
None
0.00
Everspin Technology, Inc.
SOLEShares2.01M
TypeSH
Market value$12.02M
1.62%
Sole
2.01M
Shared
0.00
None
0.00
The Lovesac Company
SOLEShares516.70K
TypeSH
Market value$11.67M
1.58%
Sole
516.70K
Shared
0.00
None
0.00
Gambling.com Group Ltd.
SOLEShares1.35M
TypeSH
Market value$11.10M
1.50%
Sole
1.35M
Shared
0.00
None
0.00
argenx SE - ADR (Netherlands)
SOLEShares25K
TypeSH
Market value$10.75M
1.45%
Sole
25K
Shared
0.00
None
0.00
OptimizeRx Corporation
SOLEShares1M
TypeSH
Market value$10.02M
1.35%
Sole
1M
Shared
0.00
None
0.00
CEVA, Inc.
SOLEShares507.10K
TypeSH
Market value$9.78M
1.32%
Sole
507.10K
Shared
0.00
None
0.00
Gilat Satellite Networks, Ltd.
SOLEShares2.14M
TypeSH
Market value$9.58M
1.29%
Sole
2.14M
Shared
0.00
None
0.00
Repligen Corporation
SOLEShares75K
TypeSH
Market value$9.45M
1.28%
Sole
75K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ADMA Biologics, Inc.SOLE | common | 5.10M | SH | $56.99M 7.70% | 5.10M | 0.00 | 0.00 |
American Superconductor CorpSOLE | common | 2.15M | SH | $50.38M 6.81% | 2.15M | 0.00 | 0.00 |
Impinj, Inc.SOLE | common | 291.55K | SH | $45.71M 6.17% | 291.55K | 0.00 | 0.00 |
Destination XL Group, Inc.SOLE | common | 9.40M | SH | $34.21M 4.62% | 9.40M | 0.00 | 0.00 |
Aspen Aerogels, Inc.SOLE | common | 1.19M | SH | $28.34M 3.83% | 1.19M | 0.00 | 0.00 |
Clene Inc @1.50 6/16/30 (60daySOLE | warrants | 27.88M | SH | $26.64M 3.60% | 27.88M | 0.00 | 0.00 |
Aerovironment, Inc.SOLE | common | 102.63K | SH | $18.69M 2.53% | 102.63K | 0.00 | 0.00 |
LeMaitre Vascular, Inc.SOLE | common | 200K | SH | $16.46M 2.22% | 200K | 0.00 | 0.00 |
PowerFleet, Inc.SOLE | common | 3.43M | SH | $15.66M 2.12% | 3.43M | 0.00 | 0.00 |
Arbe Robotics, Ltd.(Israel)SOLE | common | 7.71M | SH | $14.73M 1.99% | 7.71M | 0.00 | 0.00 |
Natural Gas Services Group IncSOLE | common | 711.65K | SH | $14.32M 1.93% | 711.65K | 0.00 | 0.00 |
Aehr Test SystemsSOLE | common | 1.25M | SH | $14.02M 1.89% | 1.25M | 0.00 | 0.00 |
OrthoPediatrics CorporationSOLE | common | 452.12K | SH | $13.00M 1.76% | 452.12K | 0.00 | 0.00 |
Infusystem Holdings, Inc.SOLE | common | 1.90M | SH | $12.98M 1.75% | 1.90M | 0.00 | 0.00 |
Ooma, Inc.SOLE | common | 1.29M | SH | $12.82M 1.73% | 1.29M | 0.00 | 0.00 |
Genasys, Inc.SOLE | common | 5.75M | SH | $12.16M 1.64% | 5.75M | 0.00 | 0.00 |
Vicor CorporationSOLE | common | 364.79K | SH | $12.10M 1.63% | 364.79K | 0.00 | 0.00 |
Everspin Technology, Inc.SOLE | common | 2.01M | SH | $12.02M 1.62% | 2.01M | 0.00 | 0.00 |
The Lovesac CompanySOLE | common | 516.70K | SH | $11.67M 1.58% | 516.70K | 0.00 | 0.00 |
Gambling.com Group Ltd.SOLE | common | 1.35M | SH | $11.10M 1.50% | 1.35M | 0.00 | 0.00 |
argenx SE - ADR (Netherlands)SOLE | common | 25K | SH | $10.75M 1.45% | 25K | 0.00 | 0.00 |
OptimizeRx CorporationSOLE | common | 1M | SH | $10.02M 1.35% | 1M | 0.00 | 0.00 |
CEVA, Inc.SOLE | common | 507.10K | SH | $9.78M 1.32% | 507.10K | 0.00 | 0.00 |
Gilat Satellite Networks, Ltd.SOLE | common | 2.14M | SH | $9.58M 1.29% | 2.14M | 0.00 | 0.00 |
Repligen CorporationSOLE | common | 75K | SH | $9.45M 1.28% | 75K | 0.00 | 0.00 |
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