Filed: 5/16/2024ACC: 0001535264-24-000041
📋 What this filing means
AWM INVESTMENT COMPANY, INC. filed this quarterly 13F‑HR report disclosing 115 equity positions with a total reported market value of $763.58M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
115
Positions
$763.58M
Total AUM (reported)
164.06M
Total Shares
Allocation by class
COMMON$729.82M95.6%
WARRANTS$33.76M4.4%
Portfolio Concentration
Top 3$114.67M15.0%
4–10$169.46M22.2%
11–25$194.90M25.5%
Rest$284.55M37.3%
Top 3 weight
15.0%
Top 10 weight
37.2%
Voting Authority Distribution
Total shares with voting rights: 164.06M
Sole
Full voting authority
164.06M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole115
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings115
Rows:
Impinj, Inc.
SOLEShares319.25K
TypeSH
Market value$41.00M
5.37%
Sole
319.25K
Shared
0.00
None
0.00
ADMA Biologics, Inc.
SOLEShares5.71M
TypeSH
Market value$37.72M
4.94%
Sole
5.71M
Shared
0.00
None
0.00
American Superconductor Corpor
SOLEShares2.66M
TypeSH
Market value$35.95M
4.71%
Sole
2.66M
Shared
0.00
None
0.00
Aspen Aerogels, Inc.
SOLEShares1.98M
TypeSH
Market value$34.81M
4.56%
Sole
1.98M
Shared
0.00
None
0.00
Destination XL Group, Inc.
SOLEShares9.40M
TypeSH
Market value$33.84M
4.43%
Sole
9.40M
Shared
0.00
None
0.00
Clene Inc @1.50 6/16/30 (60day
SOLEShares25.20M
TypeSH
Market value$33.64M
4.41%
Sole
25.20M
Shared
0.00
None
0.00
PowerFleet, Inc.
SOLEShares3.42M
TypeSH
Market value$18.25M
2.39%
Sole
3.42M
Shared
0.00
None
0.00
Aerovironment, Inc.
SOLEShares107.83K
TypeSH
Market value$16.53M
2.16%
Sole
107.83K
Shared
0.00
None
0.00
Infusystem Holdings, Inc.
SOLEShares1.90M
TypeSH
Market value$16.28M
2.13%
Sole
1.90M
Shared
0.00
None
0.00
Arbe Robotics, Ltd.(Israel)
SOLEShares7.71M
TypeSH
Market value$16.12M
2.11%
Sole
7.71M
Shared
0.00
None
0.00
Everspin Technology, Inc.
SOLEShares2.01M
TypeSH
Market value$15.89M
2.08%
Sole
2.01M
Shared
0.00
None
0.00
Aehr Test Systems
SOLEShares1.23M
TypeSH
Market value$15.23M
2.00%
Sole
1.23M
Shared
0.00
None
0.00
OrthoPediatrics Corporation
SOLEShares487.62K
TypeSH
Market value$14.22M
1.86%
Sole
487.62K
Shared
0.00
None
0.00
Natural Gas Services Group, In
SOLEShares724.51K
TypeSH
Market value$14.08M
1.84%
Sole
724.51K
Shared
0.00
None
0.00
Repligen Corporation
SOLEShares75K
TypeSH
Market value$13.79M
1.81%
Sole
75K
Shared
0.00
None
0.00
LeMaitre Vascular, Inc.
SOLEShares207K
TypeSH
Market value$13.74M
1.80%
Sole
207K
Shared
0.00
None
0.00
Genasys, Inc.
SOLEShares5.75M
TypeSH
Market value$13.63M
1.78%
Sole
5.75M
Shared
0.00
None
0.00
Viemed Healthcare, Inc. (Canad
SOLEShares1.43M
TypeSH
Market value$13.49M
1.77%
Sole
1.43M
Shared
0.00
None
0.00
Leonardo DRS, Inc.
SOLEShares575.14K
TypeSH
Market value$12.70M
1.66%
Sole
575.14K
Shared
0.00
None
0.00
Gambling.com Group Ltd.
SOLEShares1.35M
TypeSH
Market value$12.33M
1.62%
Sole
1.35M
Shared
0.00
None
0.00
Ooma, Inc.
SOLEShares1.41M
TypeSH
Market value$12.03M
1.58%
Sole
1.41M
Shared
0.00
None
0.00
The Lovesac Company
SOLEShares516.70K
TypeSH
Market value$11.68M
1.53%
Sole
516.70K
Shared
0.00
None
0.00
CEVA, Inc.
SOLEShares507.10K
TypeSH
Market value$11.52M
1.51%
Sole
507.10K
Shared
0.00
None
0.00
OptimizeRx Corporation
SOLEShares853.04K
TypeSH
Market value$10.36M
1.36%
Sole
853.04K
Shared
0.00
None
0.00
Talkspace, Inc.
SOLEShares2.86M
TypeSH
Market value$10.21M
1.34%
Sole
2.86M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Impinj, Inc.SOLE | common | 319.25K | SH | $41.00M 5.37% | 319.25K | 0.00 | 0.00 |
ADMA Biologics, Inc.SOLE | common | 5.71M | SH | $37.72M 4.94% | 5.71M | 0.00 | 0.00 |
American Superconductor CorporSOLE | common | 2.66M | SH | $35.95M 4.71% | 2.66M | 0.00 | 0.00 |
Aspen Aerogels, Inc.SOLE | common | 1.98M | SH | $34.81M 4.56% | 1.98M | 0.00 | 0.00 |
Destination XL Group, Inc.SOLE | common | 9.40M | SH | $33.84M 4.43% | 9.40M | 0.00 | 0.00 |
Clene Inc @1.50 6/16/30 (60daySOLE | warrants | 25.20M | SH | $33.64M 4.41% | 25.20M | 0.00 | 0.00 |
PowerFleet, Inc.SOLE | common | 3.42M | SH | $18.25M 2.39% | 3.42M | 0.00 | 0.00 |
Aerovironment, Inc.SOLE | common | 107.83K | SH | $16.53M 2.16% | 107.83K | 0.00 | 0.00 |
Infusystem Holdings, Inc.SOLE | common | 1.90M | SH | $16.28M 2.13% | 1.90M | 0.00 | 0.00 |
Arbe Robotics, Ltd.(Israel)SOLE | common | 7.71M | SH | $16.12M 2.11% | 7.71M | 0.00 | 0.00 |
Everspin Technology, Inc.SOLE | common | 2.01M | SH | $15.89M 2.08% | 2.01M | 0.00 | 0.00 |
Aehr Test SystemsSOLE | common | 1.23M | SH | $15.23M 2.00% | 1.23M | 0.00 | 0.00 |
OrthoPediatrics CorporationSOLE | common | 487.62K | SH | $14.22M 1.86% | 487.62K | 0.00 | 0.00 |
Natural Gas Services Group, InSOLE | common | 724.51K | SH | $14.08M 1.84% | 724.51K | 0.00 | 0.00 |
Repligen CorporationSOLE | common | 75K | SH | $13.79M 1.81% | 75K | 0.00 | 0.00 |
LeMaitre Vascular, Inc.SOLE | common | 207K | SH | $13.74M 1.80% | 207K | 0.00 | 0.00 |
Genasys, Inc.SOLE | common | 5.75M | SH | $13.63M 1.78% | 5.75M | 0.00 | 0.00 |
Viemed Healthcare, Inc. (CanadSOLE | common | 1.43M | SH | $13.49M 1.77% | 1.43M | 0.00 | 0.00 |
Leonardo DRS, Inc.SOLE | common | 575.14K | SH | $12.70M 1.66% | 575.14K | 0.00 | 0.00 |
Gambling.com Group Ltd.SOLE | common | 1.35M | SH | $12.33M 1.62% | 1.35M | 0.00 | 0.00 |
Ooma, Inc.SOLE | common | 1.41M | SH | $12.03M 1.58% | 1.41M | 0.00 | 0.00 |
The Lovesac CompanySOLE | common | 516.70K | SH | $11.68M 1.53% | 516.70K | 0.00 | 0.00 |
CEVA, Inc.SOLE | common | 507.10K | SH | $11.52M 1.51% | 507.10K | 0.00 | 0.00 |
OptimizeRx CorporationSOLE | common | 853.04K | SH | $10.36M 1.36% | 853.04K | 0.00 | 0.00 |
Talkspace, Inc.SOLE | common | 2.86M | SH | $10.21M 1.34% | 2.86M | 0.00 | 0.00 |
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