Filed: 2/14/2024ACC: 0001535264-24-000036
📋 What this filing means
AWM INVESTMENT COMPANY, INC. filed this quarterly 13F‑HR report disclosing 110 equity positions with a total reported market value of $760.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
110
Positions
$760.18M
Total AUM (reported)
174.82M
Total Shares
Allocation by class
COMMON$728.87M95.9%
WARRANTS$31.31M4.1%
Portfolio Concentration
Top 3$107.80M14.2%
4–10$170.71M22.5%
11–25$204.89M27.0%
Rest$276.77M36.4%
Top 3 weight
14.2%
Top 10 weight
36.6%
Voting Authority Distribution
Total shares with voting rights: 174.82M
Sole
Full voting authority
174.82M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole110
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings110
Rows:
Destination XL Group, Inc.
SOLEShares9.40M
TypeSH
Market value$41.36M
5.44%
Sole
9.40M
Shared
0.00
None
0.00
Aspen Aerogels, Inc.
SOLEShares2.15M
TypeSH
Market value$33.87M
4.46%
Sole
2.15M
Shared
0.00
None
0.00
Aehr Test Systems
SOLEShares1.23M
TypeSH
Market value$32.58M
4.29%
Sole
1.23M
Shared
0.00
None
0.00
Clene Inc @1.50 6/16/30 (60day
SOLEShares33.79M
TypeSH
Market value$31.18M
4.10%
Sole
33.79M
Shared
0.00
None
0.00
Impinj, Inc.
SOLEShares337.63K
TypeSH
Market value$30.40M
4.00%
Sole
337.63K
Shared
0.00
None
0.00
ADMA Biologics, Inc.
SOLEShares6M
TypeSH
Market value$27.12M
3.57%
Sole
6M
Shared
0.00
None
0.00
American Superconductor Corpor
SOLEShares2.23M
TypeSH
Market value$24.82M
3.27%
Sole
2.23M
Shared
0.00
None
0.00
Infusystem Holdings, Inc.
SOLEShares2M
TypeSH
Market value$21.08M
2.77%
Sole
2M
Shared
0.00
None
0.00
Everspin Technology, Inc.
SOLEShares2.01M
TypeSH
Market value$18.14M
2.39%
Sole
2.01M
Shared
0.00
None
0.00
Repligen Corporation
SOLEShares100K
TypeSH
Market value$17.98M
2.37%
Sole
100K
Shared
0.00
None
0.00
Kopin Corporation
SOLEShares8.55M
TypeSH
Market value$17.36M
2.28%
Sole
8.55M
Shared
0.00
None
0.00
Leonardo DRS, Inc.
SOLEShares855.09K
TypeSH
Market value$17.14M
2.25%
Sole
855.09K
Shared
0.00
None
0.00
Arbe Robotics, Ltd.(Israel)
SOLEShares7.71M
TypeSH
Market value$16.81M
2.21%
Sole
7.71M
Shared
0.00
None
0.00
Ooma, Inc.
SOLEShares1.41M
TypeSH
Market value$15.13M
1.99%
Sole
1.41M
Shared
0.00
None
0.00
Universal Technical Institute
SOLEShares1.12M
TypeSH
Market value$14.06M
1.85%
Sole
1.12M
Shared
0.00
None
0.00
Aerovironment, Inc.
SOLEShares110.33K
TypeSH
Market value$13.91M
1.83%
Sole
110.33K
Shared
0.00
None
0.00
OrthoPediatrics Corporation
SOLEShares425.62K
TypeSH
Market value$13.84M
1.82%
Sole
425.62K
Shared
0.00
None
0.00
The Lovesac Company
SOLEShares516.70K
TypeSH
Market value$13.20M
1.74%
Sole
516.70K
Shared
0.00
None
0.00
LeMaitre Vascular, Inc.
SOLEShares230K
TypeSH
Market value$13.05M
1.72%
Sole
230K
Shared
0.00
None
0.00
Natural Gas Services Group,Inc
SOLEShares769.23K
TypeSH
Market value$12.37M
1.63%
Sole
769.23K
Shared
0.00
None
0.00
OptimizeRx Corporation
SOLEShares820.04K
TypeSH
Market value$11.73M
1.54%
Sole
820.04K
Shared
0.00
None
0.00
PowerFleet, Inc.
SOLEShares3.42M
TypeSH
Market value$11.69M
1.54%
Sole
3.42M
Shared
0.00
None
0.00
Genasys, Inc.
SOLEShares5.75M
TypeSH
Market value$11.67M
1.54%
Sole
5.75M
Shared
0.00
None
0.00
CEVA, Inc.
SOLEShares507.10K
TypeSH
Market value$11.52M
1.51%
Sole
507.10K
Shared
0.00
None
0.00
argenx SE - ADR (Netherlands)
SOLEShares30K
TypeSH
Market value$11.41M
1.50%
Sole
30K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Destination XL Group, Inc.SOLE | common | 9.40M | SH | $41.36M 5.44% | 9.40M | 0.00 | 0.00 |
Aspen Aerogels, Inc.SOLE | common | 2.15M | SH | $33.87M 4.46% | 2.15M | 0.00 | 0.00 |
Aehr Test SystemsSOLE | common | 1.23M | SH | $32.58M 4.29% | 1.23M | 0.00 | 0.00 |
Clene Inc @1.50 6/16/30 (60daySOLE | warrants | 33.79M | SH | $31.18M 4.10% | 33.79M | 0.00 | 0.00 |
Impinj, Inc.SOLE | common | 337.63K | SH | $30.40M 4.00% | 337.63K | 0.00 | 0.00 |
ADMA Biologics, Inc.SOLE | common | 6M | SH | $27.12M 3.57% | 6M | 0.00 | 0.00 |
American Superconductor CorporSOLE | common | 2.23M | SH | $24.82M 3.27% | 2.23M | 0.00 | 0.00 |
Infusystem Holdings, Inc.SOLE | common | 2M | SH | $21.08M 2.77% | 2M | 0.00 | 0.00 |
Everspin Technology, Inc.SOLE | common | 2.01M | SH | $18.14M 2.39% | 2.01M | 0.00 | 0.00 |
Repligen CorporationSOLE | common | 100K | SH | $17.98M 2.37% | 100K | 0.00 | 0.00 |
Kopin CorporationSOLE | common | 8.55M | SH | $17.36M 2.28% | 8.55M | 0.00 | 0.00 |
Leonardo DRS, Inc.SOLE | common | 855.09K | SH | $17.14M 2.25% | 855.09K | 0.00 | 0.00 |
Arbe Robotics, Ltd.(Israel)SOLE | common | 7.71M | SH | $16.81M 2.21% | 7.71M | 0.00 | 0.00 |
Ooma, Inc.SOLE | common | 1.41M | SH | $15.13M 1.99% | 1.41M | 0.00 | 0.00 |
Universal Technical InstituteSOLE | common | 1.12M | SH | $14.06M 1.85% | 1.12M | 0.00 | 0.00 |
Aerovironment, Inc.SOLE | common | 110.33K | SH | $13.91M 1.83% | 110.33K | 0.00 | 0.00 |
OrthoPediatrics CorporationSOLE | common | 425.62K | SH | $13.84M 1.82% | 425.62K | 0.00 | 0.00 |
The Lovesac CompanySOLE | common | 516.70K | SH | $13.20M 1.74% | 516.70K | 0.00 | 0.00 |
LeMaitre Vascular, Inc.SOLE | common | 230K | SH | $13.05M 1.72% | 230K | 0.00 | 0.00 |
Natural Gas Services Group,IncSOLE | common | 769.23K | SH | $12.37M 1.63% | 769.23K | 0.00 | 0.00 |
OptimizeRx CorporationSOLE | common | 820.04K | SH | $11.73M 1.54% | 820.04K | 0.00 | 0.00 |
PowerFleet, Inc.SOLE | common | 3.42M | SH | $11.69M 1.54% | 3.42M | 0.00 | 0.00 |
Genasys, Inc.SOLE | common | 5.75M | SH | $11.67M 1.54% | 5.75M | 0.00 | 0.00 |
CEVA, Inc.SOLE | common | 507.10K | SH | $11.52M 1.51% | 507.10K | 0.00 | 0.00 |
argenx SE - ADR (Netherlands)SOLE | common | 30K | SH | $11.41M 1.50% | 30K | 0.00 | 0.00 |
Page 1 of 5
…