AVANTAX PLANNING PARTNERS, INC.

PrivateCIK: 1005441
Location

DUBUQUE, IA

435
Positions
$3.64B
Total AUM (reported)
80.61M
Total Shares

Allocation by class

TOTAL AUM$3.64B435 positions
COM$521.02M14.3%
US LCAP GR ETF$437.87M12.0%
STATE STREET SPD$437.01M12.0%
US LCAP VA ETF$311.63M8.6%
INTL EQTY ETF$181.10M5.0%
US AGGREGATE B$179.04M4.9%
US DIVIDEND EQ$168.97M4.6%

Portfolio Concentration

Top 325.5%4–1024.4%11–2520.1%Rest30.0%TOP 1049.9%0%100%
Top 3$930.60M25.5%
4–10$888.30M24.4%
11–25$730.35M20.1%
Rest$1.09B30.0%

Top 3 weight

25.5%

Top 10 weight

49.9%

Voting Authority Distribution

Total shares with voting rights: 80.61M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

80.61M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole435
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings435
Rows:

SCHWAB STRATEGIC TR

SOLE
US LCAP GR ETF
Shares15.03M
TypeSH
Market value$437.87M
12.02%
Sole
0.00
Shared
0.00
None
15.03M

SCHWAB STRATEGIC TR

SOLE
US LCAP VA ETF
Shares10.22M
TypeSH
Market value$311.63M
8.56%
Sole
0.00
Shared
0.00
None
10.22M

SCHWAB STRATEGIC TR

SOLE
INTL EQTY ETF
Shares7.32M
TypeSH
Market value$181.10M
4.97%
Sole
0.00
Shared
0.00
None
7.32M

SCHWAB STRATEGIC TR

SOLE
US AGGREGATE B
Shares7.71M
TypeSH
Market value$179.04M
4.92%
Sole
0.00
Shared
0.00
None
7.71M

SCHWAB STRATEGIC TR

SOLE
US DIVIDEND EQ
Shares5.51M
TypeSH
Market value$168.97M
4.64%
Sole
0.00
Shared
0.00
None
5.51M

J P MORGAN EXCHANGE TRADED F

SOLE
EQUITY FOCUS ETF
Shares1.79M
TypeSH
Market value$128.38M
3.52%
Sole
0.00
Shared
0.00
None
1.79M

J P MORGAN EXCHANGE TRADED F

SOLE
INTL BD OPP ETF
Shares2.43M
TypeSH
Market value$116.37M
3.19%
Sole
0.00
Shared
0.00
None
2.43M

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares4.31M
TypeSH
Market value$113.47M
3.12%
Sole
0.00
Shared
0.00
None
4.31M

AMERICAN CENTY ETF TR

SOLE
US SML CP VALU
Shares862.57K
TypeSH
Market value$95.29M
2.62%
Sole
0.00
Shared
0.00
None
862.57K

AMERICAN CENTY ETF TR

SOLE
AVANTIS EMGMKT
Shares1.08M
TypeSH
Market value$86.78M
2.38%
Sole
0.00
Shared
0.00
None
1.08M

SPDR INDEX SHS FDS

SOLE
STATE STREET SPD
Shares2.30M
TypeSH
Market value$84.17M
2.31%
Sole
0.00
Shared
0.00
None
2.30M

J P MORGAN EXCHANGE TRADED F

SOLE
CORE PLUS BD ETF
Shares1.67M
TypeSH
Market value$78.84M
2.16%
Sole
0.00
Shared
0.00
None
1.67M

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares918.27K
TypeSH
Market value$78.19M
2.15%
Sole
0.00
Shared
0.00
None
918.27K

J P MORGAN EXCHANGE TRADED F

SOLE
MUNICIPAL ETF
Shares1.24M
TypeSH
Market value$62.05M
1.70%
Sole
0.00
Shared
0.00
None
1.24M

ISHARES TR

SOLE
NATIONAL MUN ETF
Shares495.65K
TypeSH
Market value$52.61M
1.44%
Sole
0.00
Shared
0.00
None
495.65K

FIRST TR EXCH TRADED FD III

SOLE
MANAGD MUN ETF
Shares842.91K
TypeSH
Market value$42.70M
1.17%
Sole
0.00
Shared
0.00
None
842.91K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares1.68M
TypeSH
Market value$41.70M
1.14%
Sole
0.00
Shared
0.00
None
1.68M

ISHARES TR

SOLE
RUS 1000 GRW ETF
Shares92.60K
TypeSH
Market value$39.48M
1.08%
Sole
0.00
Shared
0.00
None
92.60K

ALPS ETF TR

SOLE
INTL SEC DV DOG
Shares937.47K
TypeSH
Market value$39.05M
1.07%
Sole
0.00
Shared
0.00
None
937.47K

VANGUARD INDEX FDS

SOLE
S&P 500 ETF SHS
Shares64.92K
TypeSH
Market value$38.79M
1.07%
Sole
0.00
Shared
0.00
None
64.92K

VANGUARD SPECIALIZED FUNDS

SOLE
DIV APP ETF
Shares174.46K
TypeSH
Market value$37.52M
1.03%
Sole
0.00
Shared
0.00
None
174.46K

APPLE INC

SOLE
COM
Shares147.68K
TypeSH
Market value$37.48M
1.03%
Sole
0.00
Shared
0.00
None
147.68K

VANGUARD STAR FDS

SOLE
VG TL INTL STK F
Shares449.33K
TypeSH
Market value$34.65M
0.95%
Sole
0.00
Shared
0.00
None
449.33K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares333.50K
TypeSH
Market value$32.22M
0.88%
Sole
0.00
Shared
0.00
None
333.50K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares321.91K
TypeSH
Market value$30.89M
0.85%
Sole
0.00
Shared
0.00
None
321.91K
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