AVANTAX PLANNING PARTNERS, INC.

Filed: 5/3/2024ACC: 0001085146-24-002194

📋 What this filing means

AVANTAX PLANNING PARTNERS, INC. filed this quarterly 13F‑HR report disclosing 465 equity positions with a total reported market value of $3.09B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

465

Positions

$3.09B

Total AUM (reported)

48.69M

Total Shares

Allocation by class

COM$502.83M16.3%

US LCAP GR ETF$444.51M14.4%

US LCAP VA ETF$311.33M10.1%

US DIVIDEND EQ$290.11M9.4%

US AGGREGATE B$165.36M5.4%

INTL EQTY ETF$109.64M3.6%

US SML CP VALU$82.36M2.7%

Portfolio Concentration

Top 3$1.05B33.9%

4–10$576.31M18.7%

11–25$448.57M14.5%

Rest$1.02B32.9%

Top 3 weight

33.9%

Top 10 weight

52.5%

Voting Authority Distribution

Total shares with voting rights: 48.69M

Sole

Full voting authority

199.74K

% of voting shares0.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

48.49M

% of voting shares99.6%

Investment Discretion (by position count)

Sole465

Shared0

Other0

Dominant voting typeNone · 99.6% of voting shares

Institutional Holdings465

Rows:

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares4.79M

TypeSH

Market value$444.51M

14.40%

Sole

1.37K

Shared

0.00

None

4.79M

SCHWAB STRATEGIC TR

SOLE

US LCAP VA ETF

Shares4.10M

TypeSH

Market value$311.33M

10.08%

Sole

1.41K

Shared

0.00

None

4.10M

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares3.60M

TypeSH

Market value$290.11M

9.40%

Sole

1.29K

Shared

0.00

None

3.60M

SCHWAB STRATEGIC TR

SOLE

US AGGREGATE B

Shares3.59M

TypeSH

Market value$165.36M

5.36%

Sole

0.00

Shared

0.00

None

3.59M

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares2.81M

TypeSH

Market value$109.64M

3.55%

Sole

8.70K

Shared

0.00

None

2.80M

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares878.86K

TypeSH

Market value$82.36M

2.67%

Sole

100.00

Shared

0.00

None

878.76K

SPDR SER TR

SOLE

NUVEEN BLOOMBERG

Shares2.81M

TypeSH

Market value$72.28M

2.34%

Sole

0.00

Shared

0.00

None

2.81M

SPDR INDEX SHS FDS

SOLE

MSCI ACWI EXUS

Shares1.98M

TypeSH

Market value$56.33M

1.82%

Sole

0.00

Shared

0.00

None

1.98M

FIRST TR EXCH TRADED FD III

SOLE

MANAGD MUN ETF

Shares961.63K

TypeSH

Market value$49.39M

1.60%

Sole

0.00

Shared

0.00

None

961.63K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares224.23K

TypeSH

Market value$40.95M

1.33%

Sole

0.00

Shared

0.00

None

224.23K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares698.99K

TypeSH

Market value$36.07M

1.17%

Sole

1.26K

Shared

0.00

None

697.73K

ALPS ETF TR

SOLE

INTL SEC DV DOG

Shares1.19M

TypeSH

Market value$35.51M

1.15%

Sole

0.00

Shared

0.00

None

1.19M

APPLE INC

SOLE

COM

Shares197.47K

TypeSH

Market value$33.86M

1.10%

Sole

291.00

Shared

0.00

None

197.18K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares313.39K

TypeSH

Market value$33.72M

1.09%

Sole

476.00

Shared

0.00

None

312.91K

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares544.57K

TypeSH

Market value$32.84M

1.06%

Sole

0.00

Shared

0.00

None

544.57K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares93.45K

TypeSH

Market value$31.50M

1.02%

Sole

0.00

Shared

0.00

None

93.45K

ISHARES TR

SOLE

RUS MD CP GR ETF

Shares272.41K

TypeSH

Market value$31.09M

1.01%

Sole

233.00

Shared

0.00

None

272.18K

SPDR SER TR

SOLE

S&P 600 SMCP GRW

Shares354.82K

TypeSH

Market value$30.95M

1.00%

Sole

112.00

Shared

0.00

None

354.71K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares609.38K

TypeSH

Market value$30.53M

0.99%

Sole

0.00

Shared

0.00

None

609.38K

J P MORGAN EXCHANGE TRADED F

SOLE

MUNICIPAL ETF

Shares562.93K

TypeSH

Market value$28.56M

0.93%

Sole

0.00

Shared

0.00

None

562.93K

ISHARES TR

SOLE

RUS MDCP VAL ETF

Shares212.04K

TypeSH

Market value$26.57M

0.86%

Sole

212.00

Shared

0.00

None

211.82K

INDEXIQ ACTIVE ETF TR

SOLE

IQ MACKAY INTRME

Shares1.08M

TypeSH

Market value$26.24M

0.85%

Sole

0.00

Shared

0.00

None

1.08M

VANECK ETF TRUST

SOLE

HIGH YLD MUNIETF

Shares490.02K

TypeSH

Market value$25.61M

0.83%

Sole

0.00

Shared

0.00

None

490.02K

MICROSOFT CORP

SOLE

COM

Shares58K

TypeSH

Market value$24.40M

0.79%

Sole

81.00

Shared

0.00

None

57.92K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares505.60K

TypeSH

Market value$21.12M

0.68%

Sole

0.00

Shared

0.00

None

505.60K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	4.79M	SH	$444.51M 14.40%	1.37K	4.79M
SCHWAB STRATEGIC TRSOLE	US LCAP VA ETF	4.10M	SH	$311.33M 10.08%	1.41K	4.10M
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	3.60M	SH	$290.11M 9.40%	1.29K	3.60M
SCHWAB STRATEGIC TRSOLE	US AGGREGATE B	3.59M	SH	$165.36M 5.36%	0.00	3.59M
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	2.81M	SH	$109.64M 3.55%	8.70K	2.80M
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	878.86K	SH	$82.36M 2.67%	100.00	878.76K
SPDR SER TRSOLE	NUVEEN BLOOMBERG	2.81M	SH	$72.28M 2.34%	0.00	2.81M
SPDR INDEX SHS FDSSOLE	MSCI ACWI EXUS	1.98M	SH	$56.33M 1.82%	0.00	1.98M
FIRST TR EXCH TRADED FD IIISOLE	MANAGD MUN ETF	961.63K	SH	$49.39M 1.60%	0.00	961.63K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	224.23K	SH	$40.95M 1.33%	0.00	224.23K
ISHARES INCSOLE	CORE MSCI EMKT	698.99K	SH	$36.07M 1.17%	1.26K	697.73K
ALPS ETF TRSOLE	INTL SEC DV DOG	1.19M	SH	$35.51M 1.15%	0.00	1.19M
APPLE INCSOLE	COM	197.47K	SH	$33.86M 1.10%	291.00	197.18K
ISHARES TRSOLE	NATIONAL MUN ETF	313.39K	SH	$33.72M 1.09%	476.00	312.91K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	544.57K	SH	$32.84M 1.06%	0.00	544.57K
ISHARES TRSOLE	RUS 1000 GRW ETF	93.45K	SH	$31.50M 1.02%	0.00	93.45K
ISHARES TRSOLE	RUS MD CP GR ETF	272.41K	SH	$31.09M 1.01%	233.00	272.18K
SPDR SER TRSOLE	S&P 600 SMCP GRW	354.82K	SH	$30.95M 1.00%	112.00	354.71K
SPDR SER TRSOLE	PRTFLO S&P500 VL	609.38K	SH	$30.53M 0.99%	0.00	609.38K
J P MORGAN EXCHANGE TRADED FSOLE	MUNICIPAL ETF	562.93K	SH	$28.56M 0.93%	0.00	562.93K
ISHARES TRSOLE	RUS MDCP VAL ETF	212.04K	SH	$26.57M 0.86%	212.00	211.82K
INDEXIQ ACTIVE ETF TRSOLE	IQ MACKAY INTRME	1.08M	SH	$26.24M 0.85%	0.00	1.08M
VANECK ETF TRUSTSOLE	HIGH YLD MUNIETF	490.02K	SH	$25.61M 0.83%	0.00	490.02K
MICROSOFT CORPSOLE	COM	58K	SH	$24.40M 0.79%	81.00	57.92K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	505.60K	SH	$21.12M 0.68%	0.00	505.60K

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