AVANTAX PLANNING PARTNERS, INC.

Filed: 2/9/2024ACC: 0001085146-24-000986

📋 What this filing means

AVANTAX PLANNING PARTNERS, INC. filed this quarterly 13F‑HR report disclosing 372 equity positions with a total reported market value of $2.62B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

372

Positions

$2.62B

Total AUM (reported)

42.38M

Total Shares

Allocation by class

US LCAP GR ETF$409.13M15.6%

COM$312.26M11.9%

US LCAP VA ETF$292.34M11.1%

US DIVIDEND EQ$271.46M10.3%

US AGGREGATE B$139.63M5.3%

INTL EQTY ETF$95.91M3.7%

RUS 2000 VAL ETF$91.33M3.5%

Portfolio Concentration

Top 3$972.93M37.1%

4–10$556.22M21.2%

11–25$426.97M16.3%

Rest$668.41M25.5%

Top 3 weight

37.1%

Top 10 weight

58.3%

Voting Authority Distribution

Total shares with voting rights: 42.38M

Sole

Full voting authority

184.89K

% of voting shares0.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

42.19M

% of voting shares99.6%

Investment Discretion (by position count)

Sole372

Shared0

Other0

Dominant voting typeNone · 99.6% of voting shares

Institutional Holdings372

Rows:

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares4.93M

TypeSH

Market value$409.13M

15.59%

Sole

0.00

Shared

0.00

None

4.93M

SCHWAB STRATEGIC TR

SOLE

US LCAP VA ETF

Shares4.17M

TypeSH

Market value$292.34M

11.14%

Sole

0.00

Shared

0.00

None

4.17M

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares3.57M

TypeSH

Market value$271.46M

10.34%

Sole

0.00

Shared

0.00

None

3.57M

SCHWAB STRATEGIC TR

SOLE

US AGGREGATE B

Shares3M

TypeSH

Market value$139.63M

5.32%

Sole

0.00

Shared

0.00

None

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares2.59M

TypeSH

Market value$95.91M

3.65%

Sole

0.00

Shared

0.00

None

2.59M

ISHARES TR

SOLE

RUS 2000 VAL ETF

Shares588K

TypeSH

Market value$91.33M

3.48%

Sole

0.00

Shared

0.00

None

588K

SPDR SER TR

SOLE

NUVEEN BLOOMBERG

Shares2.89M

TypeSH

Market value$73.21M

2.79%

Sole

0.00

Shared

0.00

None

2.89M

SPDR INDEX SHS FDS

SOLE

MSCI ACWI EXUS

Shares2.23M

TypeSH

Market value$60.27M

2.30%

Sole

0.00

Shared

0.00

None

2.23M

FIRST TR EXCH TRADED FD III

SOLE

MANAGD MUN ETF

Shares1.03M

TypeSH

Market value$53.16M

2.03%

Sole

0.00

Shared

0.00

None

1.03M

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares250.58K

TypeSH

Market value$42.70M

1.63%

Sole

0.00

Shared

0.00

None

250.58K

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares589.20K

TypeSH

Market value$34.15M

1.30%

Sole

0.00

Shared

0.00

None

589.20K

APPLE INC

SOLE

COM

Shares171.03K

TypeSH

Market value$32.93M

1.25%

Sole

290.00

Shared

0.00

None

170.74K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares107.98K

TypeSH

Market value$32.74M

1.25%

Sole

0.00

Shared

0.00

None

107.98K

ISHARES TR

SOLE

RUS 2000 GRW ETF

Shares129.71K

TypeSH

Market value$32.72M

1.25%

Sole

50.00

Shared

0.00

None

129.66K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares689.82K

TypeSH

Market value$32.17M

1.23%

Sole

0.00

Shared

0.00

None

689.82K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares598.03K

TypeSH

Market value$30.25M

1.15%

Sole

126.00

Shared

0.00

None

597.90K

J P MORGAN EXCHANGE TRADED F

SOLE

MUNICIPAL ETF

Shares582.26K

TypeSH

Market value$29.67M

1.13%

Sole

0.00

Shared

0.00

None

582.26K

ISHARES TR

SOLE

RUS MD CP GR ETF

Shares272.35K

TypeSH

Market value$28.45M

1.08%

Sole

0.00

Shared

0.00

None

272.35K

ALPS ETF TR

SOLE

INTL SEC DV DOG

Shares926.53K

TypeSH

Market value$27.68M

1.05%

Sole

0.00

Shared

0.00

None

926.53K

INDEXIQ ACTIVE ETF TR

SOLE

IQ MACKAY INTRME

Shares1.12M

TypeSH

Market value$27.41M

1.04%

Sole

0.00

Shared

0.00

None

1.12M

VANECK ETF TRUST

SOLE

HIGH YLD MUNIETF

Shares527.52K

TypeSH

Market value$27.24M

1.04%

Sole

0.00

Shared

0.00

None

527.52K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares245.92K

TypeSH

Market value$26.66M

1.02%

Sole

0.00

Shared

0.00

None

245.92K

ISHARES TR

SOLE

RUS MDCP VAL ETF

Shares205.71K

TypeSH

Market value$23.92M

0.91%

Sole

0.00

Shared

0.00

None

205.71K

PIMCO ETF TR

SOLE

INTER MUN BD ACT

Shares415.73K

TypeSH

Market value$21.95M

0.84%

Sole

0.00

Shared

0.00

None

415.73K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares228.62K

TypeSH

Market value$19.05M

0.73%

Sole

0.00

Shared

0.00

None

228.62K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	4.93M	SH	$409.13M 15.59%	0.00	4.93M
SCHWAB STRATEGIC TRSOLE	US LCAP VA ETF	4.17M	SH	$292.34M 11.14%	0.00	4.17M
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	3.57M	SH	$271.46M 10.34%	0.00	3.57M
SCHWAB STRATEGIC TRSOLE	US AGGREGATE B	3M	SH	$139.63M 5.32%	0.00	3M
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	2.59M	SH	$95.91M 3.65%	0.00	2.59M
ISHARES TRSOLE	RUS 2000 VAL ETF	588K	SH	$91.33M 3.48%	0.00	588K
SPDR SER TRSOLE	NUVEEN BLOOMBERG	2.89M	SH	$73.21M 2.79%	0.00	2.89M
SPDR INDEX SHS FDSSOLE	MSCI ACWI EXUS	2.23M	SH	$60.27M 2.30%	0.00	2.23M
FIRST TR EXCH TRADED FD IIISOLE	MANAGD MUN ETF	1.03M	SH	$53.16M 2.03%	0.00	1.03M
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	250.58K	SH	$42.70M 1.63%	0.00	250.58K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	589.20K	SH	$34.15M 1.30%	0.00	589.20K
APPLE INCSOLE	COM	171.03K	SH	$32.93M 1.25%	290.00	170.74K
ISHARES TRSOLE	RUS 1000 GRW ETF	107.98K	SH	$32.74M 1.25%	0.00	107.98K
ISHARES TRSOLE	RUS 2000 GRW ETF	129.71K	SH	$32.72M 1.25%	50.00	129.66K
SPDR SER TRSOLE	PRTFLO S&P500 VL	689.82K	SH	$32.17M 1.23%	0.00	689.82K
ISHARES INCSOLE	CORE MSCI EMKT	598.03K	SH	$30.25M 1.15%	126.00	597.90K
J P MORGAN EXCHANGE TRADED FSOLE	MUNICIPAL ETF	582.26K	SH	$29.67M 1.13%	0.00	582.26K
ISHARES TRSOLE	RUS MD CP GR ETF	272.35K	SH	$28.45M 1.08%	0.00	272.35K
ALPS ETF TRSOLE	INTL SEC DV DOG	926.53K	SH	$27.68M 1.05%	0.00	926.53K
INDEXIQ ACTIVE ETF TRSOLE	IQ MACKAY INTRME	1.12M	SH	$27.41M 1.04%	0.00	1.12M
VANECK ETF TRUSTSOLE	HIGH YLD MUNIETF	527.52K	SH	$27.24M 1.04%	0.00	527.52K
ISHARES TRSOLE	NATIONAL MUN ETF	245.92K	SH	$26.66M 1.02%	0.00	245.92K
ISHARES TRSOLE	RUS MDCP VAL ETF	205.71K	SH	$23.92M 0.91%	0.00	205.71K
PIMCO ETF TRSOLE	INTER MUN BD ACT	415.73K	SH	$21.95M 0.84%	0.00	415.73K
SPDR SER TRSOLE	S&P 600 SMCP VAL	228.62K	SH	$19.05M 0.73%	0.00	228.62K

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