AVANTAX PLANNING PARTNERS, INC.

Filed: 11/6/2023ACC: 0001085146-23-004081

📋 What this filing means

AVANTAX PLANNING PARTNERS, INC. filed this quarterly 13F‑HR report disclosing 362 equity positions with a total reported market value of $2.39B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

362

Positions

$2.39B

Total AUM (reported)

42.16M

Total Shares

Allocation by class

US LCAP GR ETF$373.22M15.6%

COM$287.94M12.0%

US LCAP VA ETF$275.99M11.5%

US DIVIDEND EQ$257.49M10.8%

US AGGREGATE B$145.46M6.1%

INTL EQTY ETF$98.37M4.1%

RUS 2000 VAL ETF$75.78M3.2%

Portfolio Concentration

Top 3$906.71M37.9%

4–10$509.97M21.3%

11–25$377.03M15.8%

Rest$596.79M25.0%

Top 3 weight

37.9%

Top 10 weight

59.3%

Voting Authority Distribution

Total shares with voting rights: 42.16M

Sole

Full voting authority

2.75K

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

42.16M

% of voting shares100.0%

Investment Discretion (by position count)

Sole362

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings362

Rows:

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares5.13M

TypeSH

Market value$373.22M

15.61%

Sole

0.00

Shared

0.00

None

5.13M

SCHWAB STRATEGIC TR

SOLE

US LCAP VA ETF

Shares4.28M

TypeSH

Market value$275.99M

11.55%

Sole

0.00

Shared

0.00

None

4.28M

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares3.64M

TypeSH

Market value$257.49M

10.77%

Sole

0.00

Shared

0.00

None

3.64M

SCHWAB STRATEGIC TR

SOLE

US AGGREGATE B

Shares3.29M

TypeSH

Market value$145.46M

6.08%

Sole

0.00

Shared

0.00

None

3.29M

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares2.90M

TypeSH

Market value$98.37M

4.12%

Sole

0.00

Shared

0.00

None

2.90M

ISHARES TR

SOLE

RUS 2000 VAL ETF

Shares559.02K

TypeSH

Market value$75.78M

3.17%

Sole

0.00

Shared

0.00

None

559.02K

SPDR SER TR

SOLE

NUVEEN BLOOMBERG

Shares3.02M

TypeSH

Market value$71.98M

3.01%

Sole

0.00

Shared

0.00

None

3.02M

FIRST TR EXCH TRADED FD III

SOLE

MANAGD MUN ETF

Shares907.61K

TypeSH

Market value$44.36M

1.86%

Sole

0.00

Shared

0.00

None

907.61K

SPDR INDEX SHS FDS

SOLE

MSCI ACWI EXUS

Shares1.58M

TypeSH

Market value$39.30M

1.64%

Sole

0.00

Shared

0.00

None

1.58M

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares223.53K

TypeSH

Market value$34.73M

1.45%

Sole

0.00

Shared

0.00

None

223.53K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares308.33K

TypeSH

Market value$31.62M

1.32%

Sole

0.00

Shared

0.00

None

308.33K

APPLE INC

SOLE

COM

Shares176.57K

TypeSH

Market value$30.23M

1.26%

Sole

0.00

Shared

0.00

None

176.57K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares113.44K

TypeSH

Market value$30.17M

1.26%

Sole

0.00

Shared

0.00

None

113.44K

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares557.85K

TypeSH

Market value$29.86M

1.25%

Sole

0.00

Shared

0.00

None

557.85K

ISHARES TR

SOLE

RUS 2000 GRW ETF

Shares131.38K

TypeSH

Market value$29.45M

1.23%

Sole

49.00

Shared

0.00

None

131.33K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares608.60K

TypeSH

Market value$28.96M

1.21%

Sole

239.00

Shared

0.00

None

608.36K

ALPS ETF TR

SOLE

INTL SEC DV DOG

Shares1.01M

TypeSH

Market value$27.39M

1.15%

Sole

0.00

Shared

0.00

None

1.01M

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares621.70K

TypeSH

Market value$25.65M

1.07%

Sole

0.00

Shared

0.00

None

621.70K

J P MORGAN EXCHANGE TRADED F

SOLE

MUNICIPAL ETF

Shares478.26K

TypeSH

Market value$23.13M

0.97%

Sole

0.00

Shared

0.00

None

478.26K

ISHARES TR

SOLE

RUS MD CP GR ETF

Shares245.89K

TypeSH

Market value$22.46M

0.94%

Sole

0.00

Shared

0.00

None

245.89K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares297.45K

TypeSH

Market value$21.53M

0.90%

Sole

0.00

Shared

0.00

None

297.45K

ISHARES TR

SOLE

RUS MDCP VAL ETF

Shares205.19K

TypeSH

Market value$21.41M

0.90%

Sole

0.00

Shared

0.00

None

205.19K

VANECK ETF TRUST

SOLE

HIGH YLD MUNIETF

Shares384.29K

TypeSH

Market value$18.86M

0.79%

Sole

0.00

Shared

0.00

None

384.29K

ACCEL ENTERTAINMENT INC

SOLE

COM CL A1

Shares1.70M

TypeSH

Market value$18.57M

0.78%

Sole

0.00

Shared

0.00

None

1.70M

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares452.27K

TypeSH

Market value$17.73M

0.74%

Sole

0.00

Shared

0.00

None

452.27K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	5.13M	SH	$373.22M 15.61%	0.00	5.13M
SCHWAB STRATEGIC TRSOLE	US LCAP VA ETF	4.28M	SH	$275.99M 11.55%	0.00	4.28M
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	3.64M	SH	$257.49M 10.77%	0.00	3.64M
SCHWAB STRATEGIC TRSOLE	US AGGREGATE B	3.29M	SH	$145.46M 6.08%	0.00	3.29M
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	2.90M	SH	$98.37M 4.12%	0.00	2.90M
ISHARES TRSOLE	RUS 2000 VAL ETF	559.02K	SH	$75.78M 3.17%	0.00	559.02K
SPDR SER TRSOLE	NUVEEN BLOOMBERG	3.02M	SH	$71.98M 3.01%	0.00	3.02M
FIRST TR EXCH TRADED FD IIISOLE	MANAGD MUN ETF	907.61K	SH	$44.36M 1.86%	0.00	907.61K
SPDR INDEX SHS FDSSOLE	MSCI ACWI EXUS	1.58M	SH	$39.30M 1.64%	0.00	1.58M
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	223.53K	SH	$34.73M 1.45%	0.00	223.53K
ISHARES TRSOLE	NATIONAL MUN ETF	308.33K	SH	$31.62M 1.32%	0.00	308.33K
APPLE INCSOLE	COM	176.57K	SH	$30.23M 1.26%	0.00	176.57K
ISHARES TRSOLE	RUS 1000 GRW ETF	113.44K	SH	$30.17M 1.26%	0.00	113.44K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	557.85K	SH	$29.86M 1.25%	0.00	557.85K
ISHARES TRSOLE	RUS 2000 GRW ETF	131.38K	SH	$29.45M 1.23%	49.00	131.33K
ISHARES INCSOLE	CORE MSCI EMKT	608.60K	SH	$28.96M 1.21%	239.00	608.36K
ALPS ETF TRSOLE	INTL SEC DV DOG	1.01M	SH	$27.39M 1.15%	0.00	1.01M
SPDR SER TRSOLE	PRTFLO S&P500 VL	621.70K	SH	$25.65M 1.07%	0.00	621.70K
J P MORGAN EXCHANGE TRADED FSOLE	MUNICIPAL ETF	478.26K	SH	$23.13M 0.97%	0.00	478.26K
ISHARES TRSOLE	RUS MD CP GR ETF	245.89K	SH	$22.46M 0.94%	0.00	245.89K
SPDR SER TRSOLE	S&P 600 SMCP VAL	297.45K	SH	$21.53M 0.90%	0.00	297.45K
ISHARES TRSOLE	RUS MDCP VAL ETF	205.19K	SH	$21.41M 0.90%	0.00	205.19K
VANECK ETF TRUSTSOLE	HIGH YLD MUNIETF	384.29K	SH	$18.86M 0.79%	0.00	384.29K
ACCEL ENTERTAINMENT INCSOLE	COM CL A1	1.70M	SH	$18.57M 0.78%	0.00	1.70M
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	452.27K	SH	$17.73M 0.74%	0.00	452.27K

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