Filed: 4/21/2023ACC: 0001085146-23-001802
📋 What this filing means
AVANTAX PLANNING PARTNERS, INC. filed this quarterly 13F‑HR report disclosing 377 equity positions with a total reported market value of $2.46B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
377
Positions
$2.46B
Total AUM (reported)
43.60M
Total Shares
Allocation by class
US LCAP GR ETF$366.87M14.9%
COM$287.18M11.7%
US LCAP VA ETF$281.03M11.4%
US DIVIDEND EQ$260.14M10.6%
US AGGREGATE B$147.97M6.0%
INTL EQTY ETF$86.73M3.5%
BLOOMBERG INVT$75.07M3.0%
Portfolio Concentration
Top 3$908.04M36.9%
4–10$549.81M22.3%
11–25$394.76M16.0%
Rest$609.76M24.8%
Top 3 weight
36.9%
Top 10 weight
59.2%
Voting Authority Distribution
Total shares with voting rights: 43.60M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
43.60M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole377
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings377
Rows:
SCHWAB STRATEGIC TR
SOLEShares5.63M
TypeSH
Market value$366.87M
14.90%
Sole
0.00
Shared
0.00
None
5.63M
SCHWAB STRATEGIC TR
SOLEShares4.29M
TypeSH
Market value$281.03M
11.41%
Sole
0.00
Shared
0.00
None
4.29M
SCHWAB STRATEGIC TR
SOLEShares3.56M
TypeSH
Market value$260.14M
10.56%
Sole
0.00
Shared
0.00
None
3.56M
SCHWAB STRATEGIC TR
SOLEShares3.15M
TypeSH
Market value$147.97M
6.01%
Sole
0.00
Shared
0.00
None
3.15M
SCHWAB STRATEGIC TR
SOLEShares2.49M
TypeSH
Market value$86.73M
3.52%
Sole
0.00
Shared
0.00
None
2.49M
SPDR SER TR
SOLEShares2.47M
TypeSH
Market value$75.07M
3.05%
Sole
0.00
Shared
0.00
None
2.47M
ISHARES TR
SOLEShares517.52K
TypeSH
Market value$70.91M
2.88%
Sole
0.00
Shared
0.00
None
517.52K
SPDR SER TR
SOLEShares2.54M
TypeSH
Market value$63.60M
2.58%
Sole
0.00
Shared
0.00
None
2.54M
ISHARES TR
SOLEShares542.44K
TypeSH
Market value$56.78M
2.31%
Sole
0.00
Shared
0.00
None
542.44K
FIRST TR EXCH TRADED FD III
SOLEShares957.09K
TypeSH
Market value$48.75M
1.98%
Sole
0.00
Shared
0.00
None
957.09K
SPDR INDEX SHS FDS
SOLEShares1.54M
TypeSH
Market value$39.61M
1.61%
Sole
0.00
Shared
0.00
None
1.54M
VANGUARD STAR FDS
SOLEShares583.99K
TypeSH
Market value$32.24M
1.31%
Sole
0.00
Shared
0.00
None
583.99K
VANGUARD SPECIALIZED FUNDS
SOLEShares199.52K
TypeSH
Market value$30.73M
1.25%
Sole
0.00
Shared
0.00
None
199.52K
ISHARES TR
SOLEShares126.95K
TypeSH
Market value$28.80M
1.17%
Sole
0.00
Shared
0.00
None
126.95K
ISHARES TR
SOLEShares115.90K
TypeSH
Market value$28.32M
1.15%
Sole
0.00
Shared
0.00
None
115.90K
J P MORGAN EXCHANGE TRADED F
SOLEShares550.63K
TypeSH
Market value$27.88M
1.13%
Sole
0.00
Shared
0.00
None
550.63K
ISHARES INC
SOLEShares538.61K
TypeSH
Market value$26.28M
1.07%
Sole
0.00
Shared
0.00
None
538.61K
APPLE INC
SOLEShares156.69K
TypeSH
Market value$25.84M
1.05%
Sole
0.00
Shared
0.00
None
156.69K
SPDR SER TR
SOLEShares625.80K
TypeSH
Market value$25.48M
1.03%
Sole
0.00
Shared
0.00
None
625.80K
SPDR SER TR
SOLEShares311.62K
TypeSH
Market value$23.74M
0.96%
Sole
0.00
Shared
0.00
None
311.62K
ALPS ETF TR
SOLEShares838.41K
TypeSH
Market value$23.20M
0.94%
Sole
0.00
Shared
0.00
None
838.41K
VANECK ETF TRUST
SOLEShares410.55K
TypeSH
Market value$21.24M
0.86%
Sole
0.00
Shared
0.00
None
410.55K
ISHARES TR
SOLEShares195.24K
TypeSH
Market value$21.04M
0.85%
Sole
0.00
Shared
0.00
None
195.24K
ISHARES TR
SOLEShares227.07K
TypeSH
Market value$20.67M
0.84%
Sole
0.00
Shared
0.00
None
227.07K
ISHARES TR
SOLEShares185.54K
TypeSH
Market value$19.70M
0.80%
Sole
0.00
Shared
0.00
None
185.54K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 5.63M | SH | $366.87M 14.90% | 0.00 | 0.00 | 5.63M |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 4.29M | SH | $281.03M 11.41% | 0.00 | 0.00 | 4.29M |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 3.56M | SH | $260.14M 10.56% | 0.00 | 0.00 | 3.56M |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 3.15M | SH | $147.97M 6.01% | 0.00 | 0.00 | 3.15M |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 2.49M | SH | $86.73M 3.52% | 0.00 | 0.00 | 2.49M |
SPDR SER TRSOLE | BLOOMBERG INVT | 2.47M | SH | $75.07M 3.05% | 0.00 | 0.00 | 2.47M |
ISHARES TRSOLE | RUS 2000 VAL ETF | 517.52K | SH | $70.91M 2.88% | 0.00 | 0.00 | 517.52K |
SPDR SER TRSOLE | NUVEEN BLOOMBERG | 2.54M | SH | $63.60M 2.58% | 0.00 | 0.00 | 2.54M |
ISHARES TRSOLE | SHRT NAT MUN ETF | 542.44K | SH | $56.78M 2.31% | 0.00 | 0.00 | 542.44K |
FIRST TR EXCH TRADED FD IIISOLE | MANAGD MUN ETF | 957.09K | SH | $48.75M 1.98% | 0.00 | 0.00 | 957.09K |
SPDR INDEX SHS FDSSOLE | MSCI ACWI EXUS | 1.54M | SH | $39.61M 1.61% | 0.00 | 0.00 | 1.54M |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 583.99K | SH | $32.24M 1.31% | 0.00 | 0.00 | 583.99K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 199.52K | SH | $30.73M 1.25% | 0.00 | 0.00 | 199.52K |
ISHARES TRSOLE | RUS 2000 GRW ETF | 126.95K | SH | $28.80M 1.17% | 0.00 | 0.00 | 126.95K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 115.90K | SH | $28.32M 1.15% | 0.00 | 0.00 | 115.90K |
J P MORGAN EXCHANGE TRADED FSOLE | MUNICIPAL ETF | 550.63K | SH | $27.88M 1.13% | 0.00 | 0.00 | 550.63K |
ISHARES INCSOLE | CORE MSCI EMKT | 538.61K | SH | $26.28M 1.07% | 0.00 | 0.00 | 538.61K |
APPLE INCSOLE | COM | 156.69K | SH | $25.84M 1.05% | 0.00 | 0.00 | 156.69K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 625.80K | SH | $25.48M 1.03% | 0.00 | 0.00 | 625.80K |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 311.62K | SH | $23.74M 0.96% | 0.00 | 0.00 | 311.62K |
ALPS ETF TRSOLE | INTL SEC DV DOG | 838.41K | SH | $23.20M 0.94% | 0.00 | 0.00 | 838.41K |
VANECK ETF TRUSTSOLE | HIGH YLD MUNIETF | 410.55K | SH | $21.24M 0.86% | 0.00 | 0.00 | 410.55K |
ISHARES TRSOLE | NATIONAL MUN ETF | 195.24K | SH | $21.04M 0.85% | 0.00 | 0.00 | 195.24K |
ISHARES TRSOLE | RUS MD CP GR ETF | 227.07K | SH | $20.67M 0.84% | 0.00 | 0.00 | 227.07K |
ISHARES TRSOLE | RUS MDCP VAL ETF | 185.54K | SH | $19.70M 0.80% | 0.00 | 0.00 | 185.54K |
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