APTUS CAPITAL ADVISORS, LLC

PrivateCIK: 1664193

Location

FAIRHOPE, AL

1659

Positions

$12.73B

Total AUM (reported)

232.06M

Total Shares

Allocation by class

COM$4.09B32.1%

APTUS COLLRD INV$682.26M5.4%

STATE STREET SPD$558.12M4.4%

APTUS DEFINED$474.52M3.7%

VG TL INTL STK F$430.39M3.4%

TR UNIT$349.35M2.7%

CL A$236.69M1.9%

Portfolio Concentration

Top 3$1.59B12.5%

4–10$2.07B16.3%

11–25$2.31B18.2%

Rest$6.76B53.1%

Top 3 weight

12.5%

Top 10 weight

28.7%

Voting Authority Distribution

Total shares with voting rights: 232.06M

Sole

Full voting authority

167.71M

% of voting shares72.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

64.35M

% of voting shares27.7%

Investment Discretion (by position count)

Sole1445

Shared0

Other214

Dominant voting typeSole · 72.3% of voting shares

Institutional Holdings1659

Rows:

ETF SER SOLUTIONS

OTR

APTUS COLLRD INV

Shares16.26M

TypeSH

Market value$682.26M

5.36%

Sole

7.21M

Shared

0.00

None

9.05M

ETF SER SOLUTIONS

OTR

APTUS DEFINED

Shares17.36M

TypeSH

Market value$474.52M

3.73%

Sole

7.71M

Shared

0.00

None

9.65M

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares5.58M

TypeSH

Market value$430.39M

3.38%

Sole

5.50M

Shared

0.00

None

86.50K

NETFLIX INC.

SOLE

COM

Shares3.84M

TypeSH

Market value$368.90M

2.90%

Sole

3.82M

Shared

0.00

None

13.07K

SPDR SERIES TRUST

OTR

STATE STREET SPD

Shares4.72M

TypeSH

Market value$361.11M

2.84%

Sole

4.03M

Shared

0.00

None

688.96K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares537.18K

TypeSH

Market value$349.35M

2.74%

Sole

496.12K

Shared

0.00

None

41.06K

NVIDIA CORPORATION

OTR

COM

Shares1.67M

TypeSH

Market value$291.12M

2.29%

Sole

1.40M

Shared

0.00

None

269.23K

APPLE INC

OTR

COM

Shares1.12M

TypeSH

Market value$284.44M

2.23%

Sole

983.47K

Shared

0.00

None

137.30K

ETF SER SOLUTIONS

OTR

OPUS SML CP VL

Shares5.56M

TypeSH

Market value$219.39M

1.72%

Sole

2.12M

Shared

0.00

None

3.44M

MICROSOFT CORP

OTR

COM

Shares536.75K

TypeSH

Market value$198.69M

1.56%

Sole

465.64K

Shared

0.00

None

71.12K

ETF SER SOLUTIONS

OTR

APTUS INT ENH YL

Shares7.35M

TypeSH

Market value$181.27M

1.42%

Sole

2.89M

Shared

0.00

None

4.45M

INVESCO EXCH TRD SLF IDX FD

SOLE

BULLETSHS 2032

Shares8.75M

TypeSH

Market value$180.07M

1.41%

Sole

8.75M

Shared

0.00

None

0.00

INVESCO EXCH TRD SLF IDX FD

SOLE

BULETSHS 2031 CP

Shares10.64M

TypeSH

Market value$175.21M

1.38%

Sole

10.64M

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBONDS DEC 2032

Shares6.34M

TypeSH

Market value$160.29M

1.26%

Sole

6.34M

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares271.02K

TypeSH

Market value$156.43M

1.23%

Sole

258.70K

Shared

0.00

None

12.32K

ISHARES TR

SOLE

IBONDS DEC 2031

Shares7.39M

TypeSH

Market value$154.74M

1.22%

Sole

7.39M

Shared

0.00

None

0.00

INVESCO EXCH TRD SLF IDX FD

SOLE

INVSCO 30 CORP

Shares9.23M

TypeSH

Market value$154.24M

1.21%

Sole

9.22M

Shared

0.00

None

9.34K

VANGUARD TAX-MANAGED FDS

OTR

VAN FTSE DEV MKT

Shares2.40M

TypeSH

Market value$153.48M

1.21%

Sole

881.32K

Shared

0.00

None

1.51M

ALPHABET INC

OTR

CAP STK CL C

Shares518.78K

TypeSH

Market value$148.82M

1.17%

Sole

501.11K

Shared

0.00

None

17.67K

ISHARES TR

SOLE

IBONDS DEC 29

Shares6.38M

TypeSH

Market value$148.42M

1.17%

Sole

6.38M

Shared

0.00

None

0.00

INVESCO EXCH TRD SLF IDX FD

SOLE

INVESCO BULLETSH

Shares7M

TypeSH

Market value$148.14M

1.16%

Sole

Shared

0.00

None

0.00

AMAZON COM INC

OTR

COM

Shares706.95K

TypeSH

Market value$147.24M

1.16%

Sole

607.34K

Shared

0.00

None

99.61K

ETF SER SOLUTIONS

OTR

APTUS LARGE CAP

Shares3.81M

TypeSH

Market value$137.27M

1.08%

Sole

1.27M

Shared

0.00

None

2.54M

ETF SER SOLUTIONS

OTR

APTUS DRAWDOWN

Shares2.73M

TypeSH

Market value$135.16M

1.06%

Sole

892.85K

Shared

0.00

None

1.84M

ISHARES TR

SOLE

IBONDS DEC 2030

Shares6.04M

TypeSH

Market value$132.25M

1.04%

Sole

6.04M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ETF SER SOLUTIONSOTR	APTUS COLLRD INV	16.26M	SH	$682.26M 5.36%	7.21M	9.05M
ETF SER SOLUTIONSOTR	APTUS DEFINED	17.36M	SH	$474.52M 3.73%	7.71M	9.65M
VANGUARD STAR FDSSOLE	VG TL INTL STK F	5.58M	SH	$430.39M 3.38%	5.50M	86.50K
NETFLIX INC.SOLE	COM	3.84M	SH	$368.90M 2.90%	3.82M	13.07K
SPDR SERIES TRUSTOTR	STATE STREET SPD	4.72M	SH	$361.11M 2.84%	4.03M	688.96K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	537.18K	SH	$349.35M 2.74%	496.12K	41.06K
NVIDIA CORPORATIONOTR	COM	1.67M	SH	$291.12M 2.29%	1.40M	269.23K
APPLE INCOTR	COM	1.12M	SH	$284.44M 2.23%	983.47K	137.30K
ETF SER SOLUTIONSOTR	OPUS SML CP VL	5.56M	SH	$219.39M 1.72%	2.12M	3.44M
MICROSOFT CORPOTR	COM	536.75K	SH	$198.69M 1.56%	465.64K	71.12K
ETF SER SOLUTIONSOTR	APTUS INT ENH YL	7.35M	SH	$181.27M 1.42%	2.89M	4.45M
INVESCO EXCH TRD SLF IDX FDSOLE	BULLETSHS 2032	8.75M	SH	$180.07M 1.41%	8.75M	0.00
INVESCO EXCH TRD SLF IDX FDSOLE	BULETSHS 2031 CP	10.64M	SH	$175.21M 1.38%	10.64M	0.00
ISHARES TRSOLE	IBONDS DEC 2032	6.34M	SH	$160.29M 1.26%	6.34M	0.00
INVESCO QQQ TRSOLE	UNIT SER 1	271.02K	SH	$156.43M 1.23%	258.70K	12.32K
ISHARES TRSOLE	IBONDS DEC 2031	7.39M	SH	$154.74M 1.22%	7.39M	0.00
INVESCO EXCH TRD SLF IDX FDSOLE	INVSCO 30 CORP	9.23M	SH	$154.24M 1.21%	9.22M	9.34K
VANGUARD TAX-MANAGED FDSOTR	VAN FTSE DEV MKT	2.40M	SH	$153.48M 1.21%	881.32K	1.51M
ALPHABET INCOTR	CAP STK CL C	518.78K	SH	$148.82M 1.17%	501.11K	17.67K
ISHARES TRSOLE	IBONDS DEC 29	6.38M	SH	$148.42M 1.17%	6.38M	0.00
INVESCO EXCH TRD SLF IDX FDSOLE	INVESCO BULLETSH	7M	SH	$148.14M 1.16%	7M	0.00
AMAZON COM INCOTR	COM	706.95K	SH	$147.24M 1.16%	607.34K	99.61K
ETF SER SOLUTIONSOTR	APTUS LARGE CAP	3.81M	SH	$137.27M 1.08%	1.27M	2.54M
ETF SER SOLUTIONSOTR	APTUS DRAWDOWN	2.73M	SH	$135.16M 1.06%	892.85K	1.84M
ISHARES TRSOLE	IBONDS DEC 2030	6.04M	SH	$132.25M 1.04%	6.04M	0.00

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