Filed: 11/8/2023ACC: 0001398344-23-020294
📋 What this filing means
APTUS CAPITAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 896 equity positions with a total reported market value of $3.67B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
896
Positions
$3.67B
Total AUM (reported)
83.74M
Total Shares
Allocation by class
COM$1.23B33.5%
APTUS COLLRD INV$265.11M7.2%
APTUS DEFINED$152.70M4.2%
20 YR TR BD ETF$133.09M3.6%
OPUS SML CP VL$107.89M2.9%
CL A$99.21M2.7%
APTUS LARGE CAP$84.93M2.3%
Portfolio Concentration
Top 3$550.91M15.0%
4–10$605.81M16.5%
11–25$694.28M18.9%
Rest$1.82B49.6%
Top 3 weight
15.0%
Top 10 weight
31.5%
Voting Authority Distribution
Total shares with voting rights: 83.74M
Sole
Full voting authority
50.69M
shares
% of voting shares60.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
33.05M
shares
% of voting shares39.5%
Investment Discretion (by position count)
Sole763
Shared0
Other133
Dominant voting typeSole · 60.5% of voting shares
Institutional Holdings896
Rows:
ETF SER SOLUTIONS
OTRShares8.71M
TypeSH
Market value$265.11M
7.22%
Sole
2.64M
Shared
0.00
None
6.07M
ETF SER SOLUTIONS
OTRShares6.55M
TypeSH
Market value$152.70M
4.16%
Sole
2.09M
Shared
0.00
None
4.46M
ISHARES TR
SOLEShares1.50M
TypeSH
Market value$133.09M
3.63%
Sole
1.50M
Shared
0.00
None
631.00
ETF SER SOLUTIONS
OTRShares3.56M
TypeSH
Market value$107.89M
2.94%
Sole
1.05M
Shared
0.00
None
2.51M
APPLE INC
OTRShares593.85K
TypeSH
Market value$101.67M
2.77%
Sole
482.31K
Shared
0.00
None
111.55K
ETF SER SOLUTIONS
OTRShares3.44M
TypeSH
Market value$84.93M
2.31%
Sole
999.92K
Shared
0.00
None
2.44M
MICROSOFT CORP
OTRShares254.36K
TypeSH
Market value$80.31M
2.19%
Sole
195.92K
Shared
0.00
None
58.44K
ETF SER SOLUTIONS
OTRShares4.12M
TypeSH
Market value$78.75M
2.15%
Sole
1.32M
Shared
0.00
None
2.79M
ETF SER SOLUTIONS
OTRShares2.20M
TypeSH
Market value$76.99M
2.10%
Sole
694.24K
Shared
0.00
None
1.50M
ABBOTT LABS
OTRShares777.15K
TypeSH
Market value$75.27M
2.05%
Sole
770.61K
Shared
0.00
None
6.54K
ISHARES TR
SOLEShares1.19M
TypeSH
Market value$69.61M
1.90%
Sole
1.19M
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares213.43K
TypeSH
Market value$64.07M
1.75%
Sole
209.48K
Shared
0.00
None
3.95K
ISHARES TR
SOLEShares2.54M
TypeSH
Market value$60.95M
1.66%
Sole
2.54M
Shared
0.00
None
0.00
SPDR SER TR
OTRShares1.08M
TypeSH
Market value$54.21M
1.48%
Sole
406.79K
Shared
0.00
None
671.80K
INVESCO EXCH TRD SLF IDX FD
SOLEShares2.80M
TypeSH
Market value$52.57M
1.43%
Sole
2.80M
Shared
0.00
None
0.00
INVESCO EXCH TRD SLF IDX FD
SOLEShares2.32M
TypeSH
Market value$46.66M
1.27%
Sole
2.31M
Shared
0.00
None
6.44K
INVESCO EXCHANGE TRADED FD T
OTRShares315.29K
TypeSH
Market value$44.67M
1.22%
Sole
196.23K
Shared
0.00
None
119.07K
VANGUARD TAX-MANAGED FDS
OTRShares1.02M
TypeSH
Market value$44.49M
1.21%
Sole
474.13K
Shared
0.00
None
543.53K
SPDR INDEX SHS FDS
OTRShares1.21M
TypeSH
Market value$40.52M
1.10%
Sole
1.02M
Shared
0.00
None
190.60K
SCHWAB STRATEGIC TR
SOLEShares756.83K
TypeSH
Market value$38.30M
1.04%
Sole
8.30K
Shared
0.00
None
748.53K
ISHARES TR
SOLEShares1.91M
TypeSH
Market value$37.03M
1.01%
Sole
1.91M
Shared
0.00
None
0.00
AMAZON COM INC
OTRShares288.27K
TypeSH
Market value$36.64M
1.00%
Sole
243.47K
Shared
0.00
None
44.79K
NVIDIA CORPORATION
OTRShares82.08K
TypeSH
Market value$35.71M
0.97%
Sole
62.24K
Shared
0.00
None
19.84K
ISHARES TR
SOLEShares1.58M
TypeSH
Market value$34.56M
0.94%
Sole
1.58M
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
OTRShares640.16K
TypeSH
Market value$34.29M
0.93%
Sole
247.57K
Shared
0.00
None
392.59K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ETF SER SOLUTIONSOTR | APTUS COLLRD INV | 8.71M | SH | $265.11M 7.22% | 2.64M | 0.00 | 6.07M |
ETF SER SOLUTIONSOTR | APTUS DEFINED | 6.55M | SH | $152.70M 4.16% | 2.09M | 0.00 | 4.46M |
ISHARES TRSOLE | 20 YR TR BD ETF | 1.50M | SH | $133.09M 3.63% | 1.50M | 0.00 | 631.00 |
ETF SER SOLUTIONSOTR | OPUS SML CP VL | 3.56M | SH | $107.89M 2.94% | 1.05M | 0.00 | 2.51M |
APPLE INCOTR | COM | 593.85K | SH | $101.67M 2.77% | 482.31K | 0.00 | 111.55K |
ETF SER SOLUTIONSOTR | APTUS LARGE CAP | 3.44M | SH | $84.93M 2.31% | 999.92K | 0.00 | 2.44M |
MICROSOFT CORPOTR | COM | 254.36K | SH | $80.31M 2.19% | 195.92K | 0.00 | 58.44K |
ETF SER SOLUTIONSOTR | APTUS INT ENH YL | 4.12M | SH | $78.75M 2.15% | 1.32M | 0.00 | 2.79M |
ETF SER SOLUTIONSOTR | APTUS DRAWDOWN | 2.20M | SH | $76.99M 2.10% | 694.24K | 0.00 | 1.50M |
ABBOTT LABSOTR | COM | 777.15K | SH | $75.27M 2.05% | 770.61K | 0.00 | 6.54K |
ISHARES TRSOLE | CORE MSCI INTL | 1.19M | SH | $69.61M 1.90% | 1.19M | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 213.43K | SH | $64.07M 1.75% | 209.48K | 0.00 | 3.95K |
ISHARES TRSOLE | IBDS DEC28 ETF | 2.54M | SH | $60.95M 1.66% | 2.54M | 0.00 | 0.00 |
SPDR SER TROTR | PORTFOLIO S&P500 | 1.08M | SH | $54.21M 1.48% | 406.79K | 0.00 | 671.80K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2026 CB | 2.80M | SH | $52.57M 1.43% | 2.80M | 0.00 | 0.00 |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2025 CB | 2.32M | SH | $46.66M 1.27% | 2.31M | 0.00 | 6.44K |
INVESCO EXCHANGE TRADED FD TOTR | S&P500 EQL WGT | 315.29K | SH | $44.67M 1.22% | 196.23K | 0.00 | 119.07K |
VANGUARD TAX-MANAGED FDSOTR | VAN FTSE DEV MKT | 1.02M | SH | $44.49M 1.21% | 474.13K | 0.00 | 543.53K |
SPDR INDEX SHS FDSOTR | PORTFOLIO EMG MK | 1.21M | SH | $40.52M 1.10% | 1.02M | 0.00 | 190.60K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 756.83K | SH | $38.30M 1.04% | 8.30K | 0.00 | 748.53K |
ISHARES TRSOLE | IBONDS DEC 2031 | 1.91M | SH | $37.03M 1.01% | 1.91M | 0.00 | 0.00 |
AMAZON COM INCOTR | COM | 288.27K | SH | $36.64M 1.00% | 243.47K | 0.00 | 44.79K |
NVIDIA CORPORATIONOTR | COM | 82.08K | SH | $35.71M 0.97% | 62.24K | 0.00 | 19.84K |
ISHARES TRSOLE | IBONDS DEC 29 | 1.58M | SH | $34.56M 0.94% | 1.58M | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FOTR | EQUITY PREMIUM | 640.16K | SH | $34.29M 0.93% | 247.57K | 0.00 | 392.59K |
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