ANFIELD CAPITAL MANAGEMENT, LLC

PrivateCIK: 1602020
Location

IRVINE, CA

715
Positions
$363.45M
Total AUM (reported)
6.22M
Total Shares

Allocation by class

TOTAL AUM$363.45M715 positions
COM$53.41M14.7%
TR UNIT$40.45M11.1%
STATE STREET COM$28.02M7.7%
ISHARES SEMICDTR$27.81M7.7%
ANFIELD US EQU$16.03M4.4%
MBS ETF$15.84M4.4%
NEXT GNRTN INTER$12.47M3.4%

Portfolio Concentration

Top 326.5%4–1022.3%11–2518.5%Rest32.7%TOP 1048.8%0%100%
Top 3$96.28M26.5%
4–10$80.96M22.3%
11–25$67.23M18.5%
Rest$118.98M32.7%

Top 3 weight

26.5%

Top 10 weight

48.8%

Voting Authority Distribution

Total shares with voting rights: 6.22M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

6.22M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole0
Shared0
Other715
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings715
Rows:

SS SPDR S&P 500 ETF TRUST-US

DFND
TR UNIT
Shares62.20K
TypeSH
Market value$40.45M
11.13%
Sole
0.00
Shared
0.00
None
62.20K

SS COMM SELECT SECTOR SPDR

DFND
STATE STREET COM
Shares252.79K
TypeSH
Market value$28.02M
7.71%
Sole
0.00
Shared
0.00
None
252.79K

ISHARES SEMICONDUCTOR ETF

DFND
ISHARES SEMICDTR
Shares84.61K
TypeSH
Market value$27.81M
7.65%
Sole
0.00
Shared
0.00
None
84.61K

ANFIELD US EQUITY SECTOR ROT

DFND
ANFIELD US EQU
Shares958.22K
TypeSH
Market value$16.03M
4.41%
Sole
0.00
Shared
0.00
None
958.22K

ISHARES MBS ETF

DFND
MBS ETF
Shares166.81K
TypeSH
Market value$15.84M
4.36%
Sole
0.00
Shared
0.00
None
166.81K

ARK NEXT GENERATION INTERNET

DFND
NEXT GNRTN INTER
Shares103.35K
TypeSH
Market value$12.47M
3.43%
Sole
0.00
Shared
0.00
None
103.35K

ISHARES US PHARMACEUTICALS E

DFND
U.S. PHARMA ETF
Shares129.58K
TypeSH
Market value$11.23M
3.09%
Sole
0.00
Shared
0.00
None
129.58K

ISHR IBX USD INVGD CB ETF-UI

DFND
IBOXX INV CP ETF
Shares81.69K
TypeSH
Market value$8.90M
2.45%
Sole
0.00
Shared
0.00
None
81.69K

WISDOMTREE JAPAN HEDGED EQ

DFND
JAPN HEDGE EQT
Shares55.88K
TypeSH
Market value$8.86M
2.44%
Sole
0.00
Shared
0.00
None
55.88K

INVESCO S&P MIDCAP VALUE WIT

DFND
S&P MDCP VLU MNT
Shares117.15K
TypeSH
Market value$7.63M
2.10%
Sole
0.00
Shared
0.00
None
117.15K

ISHARES US TREASURY BOND ETF

DFND
US TREAS BD ETF
Shares299.61K
TypeSH
Market value$6.86M
1.89%
Sole
0.00
Shared
0.00
None
299.61K

JANUS HENDERSON AAA CLO ETF

DFND
HENDRSON AAA CL
Shares121.92K
TypeSH
Market value$6.14M
1.69%
Sole
0.00
Shared
0.00
None
121.92K

SS INDUSTRIAL SELECT SECTOR

DFND
STATE STREET IND
Shares33.30K
TypeSH
Market value$5.38M
1.48%
Sole
0.00
Shared
0.00
None
33.30K

AVANTIS US SMALL CAP VALUE

DFND
US SML CP VALU
Shares47.35K
TypeSH
Market value$5.23M
1.44%
Sole
0.00
Shared
0.00
None
47.35K

ISHARES MORNINGSTAR SMALL-CA

DFND
MRGSTR SM CP GR
Shares91.14K
TypeSH
Market value$4.99M
1.37%
Sole
0.00
Shared
0.00
None
91.14K

ISHR IBX USD HIYLD CB ETF-UI

DFND
IBOXX HI YD ETF
Shares61.34K
TypeSH
Market value$4.88M
1.34%
Sole
0.00
Shared
0.00
None
61.34K

FIRST TRUST LOW DURATION OPP

DFND
FST LOW OPPT EFT
Shares85.02K
TypeSH
Market value$4.23M
1.17%
Sole
0.00
Shared
0.00
None
85.02K

LUMENTUM HOLDINGS INC

DFND
COM
Shares5.81K
TypeSH
Market value$4.08M
1.12%
Sole
0.00
Shared
0.00
None
5.81K

SS CONSUMER DISC SELECT SECT

DFND
STATE STREET CON
Shares37.17K
TypeSH
Market value$4.05M
1.11%
Sole
0.00
Shared
0.00
None
37.17K

NVIDIA CORP

DFND
COM
Shares23.08K
TypeSH
Market value$4.03M
1.11%
Sole
0.00
Shared
0.00
None
23.08K

CALAMOS AUTOCALLABLE INC ETF

DFND
AUTOCALLABLE INC
Shares158.55K
TypeSH
Market value$3.99M
1.10%
Sole
0.00
Shared
0.00
None
158.55K

CALAMOS NASDAQ AUTOCALL ETF

DFND
NASDAQ AUTOCALLL
Shares145.56K
TypeSH
Market value$3.47M
0.95%
Sole
0.00
Shared
0.00
None
145.56K

FT VEST U.S. EQUITY BUFFER E

DFND
FT VEST US EQT
Shares67.64K
TypeSH
Market value$3.41M
0.94%
Sole
0.00
Shared
0.00
None
67.64K

ROIVANT SCIENCES LTD

DFND
SHS
Shares119.45K
TypeSH
Market value$3.31M
0.91%
Sole
0.00
Shared
0.00
None
119.45K

MILLICOM INTL CELLULAR S.A.

DFND
COM STK
Shares42.31K
TypeSH
Market value$3.17M
0.87%
Sole
0.00
Shared
0.00
None
42.31K
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