ANFIELD CAPITAL MANAGEMENT, LLC

Filed: 11/6/2023ACC: 0001602020-23-000005

📋 What this filing means

ANFIELD CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 78 equity positions with a total reported market value of $209.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$209.75M

Total AUM (reported)

5.39M

Total Shares

Allocation by class

TR UNIT$31.78M15.2%

COMMUNICATION$16.00M7.6%

COM$14.74M7.0%

SBI CONS DISCR$11.50M5.5%

TECHNOLOGY$11.43M5.4%

SEMICONDUCTOR ET$11.30M5.4%

ANFIELD US EQU$10.45M5.0%

Portfolio Concentration

Top 3$59.28M28.3%

4–10$57.96M27.6%

11–25$44.06M21.0%

Rest$48.45M23.1%

Top 3 weight

28.3%

Top 10 weight

55.9%

Voting Authority Distribution

Total shares with voting rights: 5.39M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.39M

% of voting shares100.0%

Investment Discretion (by position count)

Sole0

Shared0

Other78

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings78

Rows:

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares74.35K

TypeSH

Market value$31.78M

15.15%

Sole

0.00

Shared

0.00

None

74.35K

COMMUNICATION SERVICES SELECT SECTOR SPDR FUND

DFND

COMMUNICATION

Shares243.97K

TypeSH

Market value$16.00M

7.63%

Sole

0.00

Shared

0.00

None

243.97K

CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND

DFND

SBI CONS DISCR

Shares71.46K

TypeSH

Market value$11.50M

5.48%

Sole

0.00

Shared

0.00

None

71.46K

TECHNOLOGY SELECT SECTOR SPDR FUND

DFND

TECHNOLOGY

Shares69.72K

TypeSH

Market value$11.43M

5.45%

Sole

0.00

Shared

0.00

None

69.72K

VANECK SEMICONDUCTOR ETF

DFND

SEMICONDUCTOR ET

Shares77.97K

TypeSH

Market value$11.30M

5.39%

Sole

0.00

Shared

0.00

None

77.97K

TWO RDS SHARED TR

DFND

ANFIELD US EQU

Shares855.29K

TypeSH

Market value$10.45M

4.98%

Sole

0.00

Shared

0.00

None

855.29K

HEALTH CARE SELECT SECTOR SPDR FUND

DFND

SBI HEALTHCARE

Shares63.61K

TypeSH

Market value$8.19M

3.90%

Sole

0.00

Shared

0.00

None

63.61K

SPDR SER TR

DFND

PORTFOLIO S&P400

Shares162.34K

TypeSH

Market value$7.11M

3.39%

Sole

0.00

Shared

0.00

None

162.34K

ISHARES US TREASURY BOND ETF

DFND

US TREAS BD ETF

Shares219.73K

TypeSH

Market value$4.84M

2.31%

Sole

0.00

Shared

0.00

None

219.73K

INDUSTRIAL SELECT SECTOR SPDR FUND

DFND

SBI INT-INDS

Shares45.67K

TypeSH

Market value$4.63M

2.21%

Sole

0.00

Shared

0.00

None

45.67K

FIRST TRUST NATURAL GAS ETF

DFND

NAT GAS ETF

Shares163.32K

TypeSH

Market value$4.24M

2.02%

Sole

0.00

Shared

0.00

None

163.32K

JANUS HENDERSON SHORT DURATION INCOME ETF

DFND

HENDRSN SHRT ETF

Shares81.28K

TypeSH

Market value$3.90M

1.86%

Sole

0.00

Shared

0.00

None

81.28K

FIRST TR EXCHANGE-TRADED FD

DFND

SENIOR LN FD

Shares82.28K

TypeSH

Market value$3.76M

1.79%

Sole

0.00

Shared

0.00

None

82.28K

INVESCO ENERGY EXPLORATION & PRODUCTION ETF ETF

DFND

DYNMC ENRG EXP

Shares105.46K

TypeSH

Market value$3.43M

1.63%

Sole

0.00

Shared

0.00

None

105.46K

FIRST TR EXCHNG TRADED FD VI

DFND

FT CBOE VEST BFR

Shares91.51K

TypeSH

Market value$3.34M

1.59%

Sole

0.00

Shared

0.00

None

91.51K

ARES CAPITAL CORPORATION

DFND

COM

Shares162.92K

TypeSH

Market value$3.17M

1.51%

Sole

0.00

Shared

0.00

None

162.92K

SCHWAB STRATEGIC TR

DFND

US SML CAP ETF

Shares75.32K

TypeSH

Market value$3.12M

1.49%

Sole

0.00

Shared

0.00

None

75.32K

INVESCO DB ENERGY FUND

DFND

ENERGY FD

Shares121.82K

TypeSH

Market value$2.85M

1.36%

Sole

0.00

Shared

0.00

None

121.82K

FIRST TRUST MLP AND ENERGY INCOME FUND

DFND

COM

Shares327.60K

TypeSH

Market value$2.59M

1.24%

Sole

0.00

Shared

0.00

None

327.60K

FIRST TRUST ETF III-FIRST TRUST LONG/SHORT EQUITY ETF

DFND

LNG/SHT EQUITY

Shares45.83K

TypeSH

Market value$2.44M

1.16%

Sole

0.00

Shared

0.00

None

45.83K

SPDR INDEX SHS FDS

DFND

EURO STOXX 50

Shares55.85K

TypeSH

Market value$2.35M

1.12%

Sole

0.00

Shared

0.00

None

55.85K

FIRST TRUST DORSEY WRIGHT DALI ETF VI 1 ETF

DFND

DORSEYWRGT ETF

Shares90.51K

TypeSH

Market value$2.24M

1.07%

Sole

0.00

Shared

0.00

None

90.51K

VANECK BDC INCOME ETF

DFND

BDC INCOME ETF

Shares139.48K

TypeSH

Market value$2.24M

1.07%

Sole

0.00

Shared

0.00

None

139.48K

ISHARES S&P GSCI COMMODITY INDEXED TRUST

DFND

UNIT BEN INT

Shares97.98K

TypeSH

Market value$2.21M

1.05%

Sole

0.00

Shared

0.00

None

97.98K

INVESCO S&P 500 BUYWRITE ETF

DFND

S&P500 BUY WRT

Shares102.47K

TypeSH

Market value$2.19M

1.04%

Sole

0.00

Shared

0.00

None

102.47K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRDFND	TR UNIT	74.35K	SH	$31.78M 15.15%	74.35K
COMMUNICATION SERVICES SELECT SECTOR SPDR FUNDDFND	COMMUNICATION	243.97K	SH	$16.00M 7.63%	243.97K
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUNDDFND	SBI CONS DISCR	71.46K	SH	$11.50M 5.48%	71.46K
TECHNOLOGY SELECT SECTOR SPDR FUNDDFND	TECHNOLOGY	69.72K	SH	$11.43M 5.45%	69.72K
VANECK SEMICONDUCTOR ETFDFND	SEMICONDUCTOR ET	77.97K	SH	$11.30M 5.39%	77.97K
TWO RDS SHARED TRDFND	ANFIELD US EQU	855.29K	SH	$10.45M 4.98%	855.29K
HEALTH CARE SELECT SECTOR SPDR FUNDDFND	SBI HEALTHCARE	63.61K	SH	$8.19M 3.90%	63.61K
SPDR SER TRDFND	PORTFOLIO S&P400	162.34K	SH	$7.11M 3.39%	162.34K
ISHARES US TREASURY BOND ETFDFND	US TREAS BD ETF	219.73K	SH	$4.84M 2.31%	219.73K
INDUSTRIAL SELECT SECTOR SPDR FUNDDFND	SBI INT-INDS	45.67K	SH	$4.63M 2.21%	45.67K
FIRST TRUST NATURAL GAS ETFDFND	NAT GAS ETF	163.32K	SH	$4.24M 2.02%	163.32K
JANUS HENDERSON SHORT DURATION INCOME ETFDFND	HENDRSN SHRT ETF	81.28K	SH	$3.90M 1.86%	81.28K
FIRST TR EXCHANGE-TRADED FDDFND	SENIOR LN FD	82.28K	SH	$3.76M 1.79%	82.28K
INVESCO ENERGY EXPLORATION & PRODUCTION ETF ETFDFND	DYNMC ENRG EXP	105.46K	SH	$3.43M 1.63%	105.46K
FIRST TR EXCHNG TRADED FD VIDFND	FT CBOE VEST BFR	91.51K	SH	$3.34M 1.59%	91.51K
ARES CAPITAL CORPORATIONDFND	COM	162.92K	SH	$3.17M 1.51%	162.92K
SCHWAB STRATEGIC TRDFND	US SML CAP ETF	75.32K	SH	$3.12M 1.49%	75.32K
INVESCO DB ENERGY FUNDDFND	ENERGY FD	121.82K	SH	$2.85M 1.36%	121.82K
FIRST TRUST MLP AND ENERGY INCOME FUNDDFND	COM	327.60K	SH	$2.59M 1.24%	327.60K
FIRST TRUST ETF III-FIRST TRUST LONG/SHORT EQUITY ETFDFND	LNG/SHT EQUITY	45.83K	SH	$2.44M 1.16%	45.83K
SPDR INDEX SHS FDSDFND	EURO STOXX 50	55.85K	SH	$2.35M 1.12%	55.85K
FIRST TRUST DORSEY WRIGHT DALI ETF VI 1 ETFDFND	DORSEYWRGT ETF	90.51K	SH	$2.24M 1.07%	90.51K
VANECK BDC INCOME ETFDFND	BDC INCOME ETF	139.48K	SH	$2.24M 1.07%	139.48K
ISHARES S&P GSCI COMMODITY INDEXED TRUSTDFND	UNIT BEN INT	97.98K	SH	$2.21M 1.05%	97.98K
INVESCO S&P 500 BUYWRITE ETFDFND	S&P500 BUY WRT	102.47K	SH	$2.19M 1.04%	102.47K

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