ANFIELD CAPITAL MANAGEMENT, LLC

Filed: 5/4/2023ACC: 0001602020-23-000002

📋 What this filing means

ANFIELD CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 68 equity positions with a total reported market value of $216.21M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$216.21M

Total AUM (reported)

5.59M

Total Shares

Allocation by class

COM$85.83M39.7%

TR UNIT$16.21M7.5%

ANFIELD US EQU$12.19M5.6%

PORTFOLIO S&P400$8.57M4.0%

CONV BD ETF$7.50M3.5%

SBI HEALTHCARE$4.87M2.3%

US TREAS BD ETF$4.39M2.0%

Portfolio Concentration

Top 3$52.83M24.4%

4–10$66.57M30.8%

11–25$48.95M22.6%

Rest$47.86M22.1%

Top 3 weight

24.4%

Top 10 weight

55.2%

Voting Authority Distribution

Total shares with voting rights: 5.59M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.59M

% of voting shares100.0%

Investment Discretion (by position count)

Sole0

Shared0

Other68

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings68

Rows:

CENTERPOINT ENERGY INC

DFND

COM

Shares176.54K

TypeSH

Market value$21.57M

9.98%

Sole

0.00

Shared

0.00

None

176.54K

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares39.60K

TypeSH

Market value$16.21M

7.50%

Sole

0.00

Shared

0.00

None

39.60K

ENPHASE ENERGY INC

DFND

COM

Shares199.05K

TypeSH

Market value$15.05M

6.96%

Sole

0.00

Shared

0.00

None

199.05K

MCKESSON CORP

DFND

COM

Shares85.57K

TypeSH

Market value$12.92M

5.98%

Sole

0.00

Shared

0.00

None

85.57K

TWO RDS SHARED TR

DFND

ANFIELD US EQU

Shares1.01M

TypeSH

Market value$12.19M

5.64%

Sole

0.00

Shared

0.00

None

1.01M

EXXON MOBIL CORP

DFND

COM

Shares115.73K

TypeSH

Market value$9.69M

4.48%

Sole

0.00

Shared

0.00

None

115.73K

SPDR SER TR

DFND

PORTFOLIO S&P400

Shares194.94K

TypeSH

Market value$8.57M

3.96%

Sole

0.00

Shared

0.00

None

194.94K

EXELON CORP

DFND

COM

Shares59.47K

TypeSH

Market value$7.88M

3.64%

Sole

0.00

Shared

0.00

None

59.47K

MARATHON PETE CORP

DFND

COM

Shares76.09K

TypeSH

Market value$7.82M

3.62%

Sole

0.00

Shared

0.00

None

76.09K

ISHARES TR

DFND

CONV BD ETF

Shares24.28K

TypeSH

Market value$7.50M

3.47%

Sole

0.00

Shared

0.00

None

24.28K

SELECT SECTOR SPDR TR

DFND

SBI HEALTHCARE

Shares71.91K

TypeSH

Market value$4.87M

2.25%

Sole

0.00

Shared

0.00

None

71.91K

ISHARES TR

DFND

US TREAS BD ETF

Shares172.81K

TypeSH

Market value$4.39M

2.03%

Sole

0.00

Shared

0.00

None

172.81K

SCHWAB STRATEGIC TR

DFND

US SML CAP ETF

Shares91.72K

TypeSH

Market value$3.85M

1.78%

Sole

0.00

Shared

0.00

None

91.72K

VANGUARD INDEX FDS

DFND

S&P 500 ETF SHS

Shares9.53K

TypeSH

Market value$3.58M

1.66%

Sole

0.00

Shared

0.00

None

9.53K

ISHARES U S ETF TR

DFND

COMMOD SEL STG

Shares74.01K

TypeSH

Market value$3.53M

1.63%

Sole

0.00

Shared

0.00

None

74.01K

ABERDEEN GLOBAL DYNAMIC DIVI

DFND

COM

Shares149.22K

TypeSH

Market value$3.36M

1.55%

Sole

0.00

Shared

0.00

None

149.22K

FIRST TR EXCHNG TRADED FD VI

DFND

FT CBOE VEST BFR

Shares91.56K

TypeSH

Market value$3.19M

1.48%

Sole

0.00

Shared

0.00

None

91.56K

FIRST TR EXCHANGE-TRADED FD

DFND

SENIOR LN FD

Shares67.91K

TypeSH

Market value$3.07M

1.42%

Sole

0.00

Shared

0.00

None

67.91K

SPDR INDEX SHS FDS

DFND

EURO STOXX 50

Shares67.51K

TypeSH

Market value$3.03M

1.40%

Sole

0.00

Shared

0.00

None

67.51K

SELECT SECTOR SPDR TR

DFND

SBI CONS DISCR

Shares169.50K

TypeSH

Market value$2.97M

1.37%

Sole

0.00

Shared

0.00

None

169.50K

SELECT SECTOR SPDR TR

DFND

SBI INT-INDS

Shares31.80K

TypeSH

Market value$2.95M

1.37%

Sole

0.00

Shared

0.00

None

31.80K

INVESCO EXCHANGE-TRADED FD T

DFND

FNDMNTL HY CRP

Shares76.82K

TypeSH

Market value$2.66M

1.23%

Sole

0.00

Shared

0.00

None

76.82K

UNITEDHEALTH GROUP INC

DFND

COM

Shares142.60K

TypeSH

Market value$2.61M

1.21%

Sole

0.00

Shared

0.00

None

142.60K

GLOBAL X FDS

DFND

S&P 500 COVERED

Shares96.36K

TypeSH

Market value$2.60M

1.20%

Sole

0.00

Shared

0.00

None

96.36K

INVESCO DB COMMDY INDX TRCK

DFND

UNIT

Shares111.32K

TypeSH

Market value$2.29M

1.06%

Sole

0.00

Shared

0.00

None

111.32K

Issuer	Class	Shares	Type	Value / Portfolio %	None
CENTERPOINT ENERGY INCDFND	COM	176.54K	SH	$21.57M 9.98%	176.54K
SPDR S&P 500 ETF TRDFND	TR UNIT	39.60K	SH	$16.21M 7.50%	39.60K
ENPHASE ENERGY INCDFND	COM	199.05K	SH	$15.05M 6.96%	199.05K
MCKESSON CORPDFND	COM	85.57K	SH	$12.92M 5.98%	85.57K
TWO RDS SHARED TRDFND	ANFIELD US EQU	1.01M	SH	$12.19M 5.64%	1.01M
EXXON MOBIL CORPDFND	COM	115.73K	SH	$9.69M 4.48%	115.73K
SPDR SER TRDFND	PORTFOLIO S&P400	194.94K	SH	$8.57M 3.96%	194.94K
EXELON CORPDFND	COM	59.47K	SH	$7.88M 3.64%	59.47K
MARATHON PETE CORPDFND	COM	76.09K	SH	$7.82M 3.62%	76.09K
ISHARES TRDFND	CONV BD ETF	24.28K	SH	$7.50M 3.47%	24.28K
SELECT SECTOR SPDR TRDFND	SBI HEALTHCARE	71.91K	SH	$4.87M 2.25%	71.91K
ISHARES TRDFND	US TREAS BD ETF	172.81K	SH	$4.39M 2.03%	172.81K
SCHWAB STRATEGIC TRDFND	US SML CAP ETF	91.72K	SH	$3.85M 1.78%	91.72K
VANGUARD INDEX FDSDFND	S&P 500 ETF SHS	9.53K	SH	$3.58M 1.66%	9.53K
ISHARES U S ETF TRDFND	COMMOD SEL STG	74.01K	SH	$3.53M 1.63%	74.01K
ABERDEEN GLOBAL DYNAMIC DIVIDFND	COM	149.22K	SH	$3.36M 1.55%	149.22K
FIRST TR EXCHNG TRADED FD VIDFND	FT CBOE VEST BFR	91.56K	SH	$3.19M 1.48%	91.56K
FIRST TR EXCHANGE-TRADED FDDFND	SENIOR LN FD	67.91K	SH	$3.07M 1.42%	67.91K
SPDR INDEX SHS FDSDFND	EURO STOXX 50	67.51K	SH	$3.03M 1.40%	67.51K
SELECT SECTOR SPDR TRDFND	SBI CONS DISCR	169.50K	SH	$2.97M 1.37%	169.50K
SELECT SECTOR SPDR TRDFND	SBI INT-INDS	31.80K	SH	$2.95M 1.37%	31.80K
INVESCO EXCHANGE-TRADED FD TDFND	FNDMNTL HY CRP	76.82K	SH	$2.66M 1.23%	76.82K
UNITEDHEALTH GROUP INCDFND	COM	142.60K	SH	$2.61M 1.21%	142.60K
GLOBAL X FDSDFND	S&P 500 COVERED	96.36K	SH	$2.60M 1.20%	96.36K
INVESCO DB COMMDY INDX TRCKDFND	UNIT	111.32K	SH	$2.29M 1.06%	111.32K

Page 1 of 3