AMERIPRISE FINANCIAL INC

PublicCIK: 820027

AMPNYSE

Location

MINNEAPOLIS, MN

4094

Positions

$494.69B

Total AUM (reported)

5.27B

Total Shares

Allocation by class

COM$487.65B98.6%

ADR$4.54B0.9%

CONV BND$629.87M0.1%

CONV PRF$530.39M0.1%

OPT$492.96M0.1%

LP$479.77M0.1%

PRF$373.68M0.1%

Portfolio Concentration

Top 3$44.70B9.0%

4–10$52.41B10.6%

11–25$54.07B10.9%

Rest$343.50B69.4%

Top 3 weight

9.0%

Top 10 weight

19.6%

Voting Authority Distribution

Total shares with voting rights: 5.27B

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

2.77B

% of voting shares52.6%

None

No voting authority

2.50B

% of voting shares47.4%

Investment Discretion (by position count)

Sole0

Shared0

Other4094

Dominant voting typeShared · 52.6% of voting shares

Institutional Holdings4094

Rows:

NVIDIA CORP

DFND

COM

Shares91.77M

TypeSH

Market value$18.35B

3.71%

Sole

0.00

Shared

72.92M

None

18.85M

APPLE INC

DFND

COM

Shares51.33M

TypeSH

Market value$14.85B

3.00%

Sole

0.00

Shared

37.73M

None

13.60M

ALPHABET INC-CL A

DFND

COM

Shares32.17M

TypeSH

Market value$11.50B

2.32%

Sole

0.00

Shared

23.45M

None

8.72M

MICROSOFT CORP

DFND

COM

Shares28.99M

TypeSH

Market value$10.81B

2.19%

Sole

0.00

Shared

21.26M

None

7.73M

BROADCOM INC

DFND

COM

Shares26.53M

TypeSH

Market value$10.02B

2.03%

Sole

0.00

Shared

20.11M

None

6.42M

LAM RESEARCH CORP

DFND

COM

Shares17.33M

TypeSH

Market value$7.51B

1.52%

Sole

0.00

Shared

14.66M

None

2.68M

AMAZON.COM INC

DFND

COM

Shares31.43M

TypeSH

Market value$7.49B

1.51%

Sole

0.00

Shared

22.16M

None

9.28M

JPMORGAN CHASE & CO

DFND

COM

Shares17.32M

TypeSH

Market value$5.68B

1.15%

Sole

0.00

Shared

11.84M

None

5.48M

BLOOM ENERGY CORP- A

DFND

COM

Shares18.13M

TypeSH

Market value$5.49B

1.11%

Sole

0.00

Shared

16.60M

None

1.54M

ISHARES CORE S&P 500 ETF

DFND

COM

Shares7.22M

TypeSH

Market value$5.41B

1.09%

Sole

0.00

Shared

1.20M

None

6.02M

MICRON TECHNOLOGY INC

DFND

COM

Shares4.34M

TypeSH

Market value$5.01B

1.01%

Sole

0.00

Shared

3.47M

None

877.08K

APPLIED MATERIALS INC

DFND

COM

Shares6.40M

TypeSH

Market value$4.62B

0.93%

Sole

0.00

Shared

5.50M

None

892.71K

META PLATFORMS INC-CLASS A

DFND

COM

Shares8M

TypeSH

Market value$4.51B

0.91%

Sole

0.00

Shared

5.88M

None

2.12M

VISA INC-CLASS A SHARES

DFND

COM

Shares12.35M

TypeSH

Market value$4.25B

0.86%

Sole

0.00

Shared

8.85M

None

3.50M

ALPHABET INC-CL C

DFND

COM

Shares10.77M

TypeSH

Market value$3.81B

0.77%

Sole

0.00

Shared

0.00

None

10.77M

ELI LILLY & CO

DFND

COM

Shares3M

TypeSH

Market value$3.60B

0.73%

Sole

0.00

Shared

2.24M

None

761.39K

CISCO SYSTEMS INC

DFND

COM

Shares30.61M

TypeSH

Market value$3.60B

0.73%

Sole

0.00

Shared

25.15M

None

5.46M

JOHNSON & JOHNSON

DFND

COM

Shares13.40M

TypeSH

Market value$3.40B

0.69%

Sole

0.00

Shared

10.32M

None

3.08M

CHEVRON CORP

DFND

COM

Shares19.72M

TypeSH

Market value$3.27B

0.66%

Sole

0.00

Shared

14.70M

None

5.01M

BANK OF AMERICA CORP

DFND

COM

Shares57.03M

TypeSH

Market value$3.25B

0.66%

Sole

0.00

Shared

47.91M

None

9.12M

WALMART INC

DFND

COM

Shares27.03M

TypeSH

Market value$3.06B

0.62%

Sole

0.00

Shared

19.11M

None

7.92M

VANGUARD S&P 500 ETF

DFND

COM

Shares4.38M

TypeSH

Market value$3.01B

0.61%

Sole

0.00

Shared

1.09M

None

3.30M

MORGAN STANLEY

DFND

COM

Shares14.10M

TypeSH

Market value$2.95B

0.60%

Sole

0.00

Shared

11.26M

None

2.84M

ABBVIE INC

DFND

COM

Shares11.52M

TypeSH

Market value$2.90B

0.59%

Sole

0.00

Shared

8.60M

None

2.92M

INVESCO QQQ TRUST SERIES 1

DFND

COM

Shares3.87M

TypeSH

Market value$2.85B

0.58%

Sole

0.00

Shared

95.58K

None

3.77M

Issuer	Class	Shares	Type	Value / Portfolio %	Shared	None
NVIDIA CORPDFND	COM	91.77M	SH	$18.35B 3.71%	72.92M	18.85M
APPLE INCDFND	COM	51.33M	SH	$14.85B 3.00%	37.73M	13.60M
ALPHABET INC-CL ADFND	COM	32.17M	SH	$11.50B 2.32%	23.45M	8.72M
MICROSOFT CORPDFND	COM	28.99M	SH	$10.81B 2.19%	21.26M	7.73M
BROADCOM INCDFND	COM	26.53M	SH	$10.02B 2.03%	20.11M	6.42M
LAM RESEARCH CORPDFND	COM	17.33M	SH	$7.51B 1.52%	14.66M	2.68M
AMAZON.COM INCDFND	COM	31.43M	SH	$7.49B 1.51%	22.16M	9.28M
JPMORGAN CHASE & CODFND	COM	17.32M	SH	$5.68B 1.15%	11.84M	5.48M
BLOOM ENERGY CORP- ADFND	COM	18.13M	SH	$5.49B 1.11%	16.60M	1.54M
ISHARES CORE S&P 500 ETFDFND	COM	7.22M	SH	$5.41B 1.09%	1.20M	6.02M
MICRON TECHNOLOGY INCDFND	COM	4.34M	SH	$5.01B 1.01%	3.47M	877.08K
APPLIED MATERIALS INCDFND	COM	6.40M	SH	$4.62B 0.93%	5.50M	892.71K
META PLATFORMS INC-CLASS ADFND	COM	8M	SH	$4.51B 0.91%	5.88M	2.12M
VISA INC-CLASS A SHARESDFND	COM	12.35M	SH	$4.25B 0.86%	8.85M	3.50M
ALPHABET INC-CL CDFND	COM	10.77M	SH	$3.81B 0.77%	0.00	10.77M
ELI LILLY & CODFND	COM	3M	SH	$3.60B 0.73%	2.24M	761.39K
CISCO SYSTEMS INCDFND	COM	30.61M	SH	$3.60B 0.73%	25.15M	5.46M
JOHNSON & JOHNSONDFND	COM	13.40M	SH	$3.40B 0.69%	10.32M	3.08M
CHEVRON CORPDFND	COM	19.72M	SH	$3.27B 0.66%	14.70M	5.01M
BANK OF AMERICA CORPDFND	COM	57.03M	SH	$3.25B 0.66%	47.91M	9.12M
WALMART INCDFND	COM	27.03M	SH	$3.06B 0.62%	19.11M	7.92M
VANGUARD S&P 500 ETFDFND	COM	4.38M	SH	$3.01B 0.61%	1.09M	3.30M
MORGAN STANLEYDFND	COM	14.10M	SH	$2.95B 0.60%	11.26M	2.84M
ABBVIE INCDFND	COM	11.52M	SH	$2.90B 0.59%	8.60M	2.92M
INVESCO QQQ TRUST SERIES 1DFND	COM	3.87M	SH	$2.85B 0.58%	95.58K	3.77M

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