AMERIPRISE FINANCIAL INC

PublicCIK: 820027

AMPNYSE

Location

MINNEAPOLIS, MN

4041

Positions

$431.76B

Total AUM (reported)

5.05B

Total Shares

Allocation by class

COM$425.25B98.5%

ADR$3.90B0.9%

OPT$786.03M0.2%

CONV BND$558.35M0.1%

LP$544.45M0.1%

CONV PRF$451.00M0.1%

PRF$273.11M0.1%

Portfolio Concentration

Top 3$39.34B9.1%

4–10$42.74B9.9%

11–25$43.89B10.2%

Rest$305.79B70.8%

Top 3 weight

9.1%

Top 10 weight

19.0%

Voting Authority Distribution

Total shares with voting rights: 5.05B

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

2.68B

% of voting shares53.0%

None

No voting authority

2.37B

% of voting shares47.0%

Investment Discretion (by position count)

Sole0

Shared0

Other4041

Dominant voting typeShared · 53.0% of voting shares

Institutional Holdings4041

Rows:

NVIDIA CORP

DFND

COM

Shares92.07M

TypeSH

Market value$16.06B

3.72%

Sole

0.00

Shared

73.68M

None

18.40M

APPLE INC

DFND

COM

Shares46.42M

TypeSH

Market value$11.78B

2.73%

Sole

0.00

Shared

33.70M

None

12.72M

MICROSOFT CORP

DFND

COM

Shares31.09M

TypeSH

Market value$11.50B

2.66%

Sole

0.00

Shared

23.84M

None

7.26M

ALPHABET INC-CL A

DFND

COM

Shares33.03M

TypeSH

Market value$9.50B

2.20%

Sole

0.00

Shared

24.11M

None

8.92M

BROADCOM INC

DFND

COM

Shares26.41M

TypeSH

Market value$8.17B

1.89%

Sole

0.00

Shared

20.03M

None

6.37M

AMAZON.COM INC

DFND

COM

Shares33.49M

TypeSH

Market value$6.97B

1.62%

Sole

0.00

Shared

24.45M

None

9.04M

JPMORGAN CHASE & CO

DFND

COM

Shares17.10M

TypeSH

Market value$5.03B

1.17%

Sole

0.00

Shared

11.66M

None

5.44M

META PLATFORMS INC-CLASS A

DFND

COM

Shares7.91M

TypeSH

Market value$4.53B

1.05%

Sole

0.00

Shared

5.90M

None

2.01M

LAM RESEARCH CORP

DFND

COM

Shares20.79M

TypeSH

Market value$4.44B

1.03%

Sole

0.00

Shared

18.01M

None

2.78M

ISHARES CORE S&P 500 ETF

DFND

COM

Shares6.28M

TypeSH

Market value$4.10B

0.95%

Sole

0.00

Shared

522.75K

None

5.75M

CHEVRON CORP

DFND

COM

Shares17.15M

TypeSH

Market value$3.55B

0.82%

Sole

0.00

Shared

12.40M

None

4.75M

ALPHABET INC-CL C

DFND

COM

Shares11.99M

TypeSH

Market value$3.44B

0.80%

Sole

0.00

Shared

0.00

None

11.99M

WALMART INC

DFND

COM

Shares27.22M

TypeSH

Market value$3.38B

0.78%

Sole

0.00

Shared

19.98M

None

7.24M

JOHNSON & JOHNSON

DFND

COM

Shares13.78M

TypeSH

Market value$3.37B

0.78%

Sole

0.00

Shared

10.76M

None

3.02M

VISA INC-CLASS A SHARES

DFND

COM

Shares11.01M

TypeSH

Market value$3.33B

0.77%

Sole

0.00

Shared

7.64M

None

3.37M

EXXON MOBIL CORP

DFND

COM

Shares19.29M

TypeSH

Market value$3.28B

0.76%

Sole

0.00

Shared

13.79M

None

5.49M

BLOOM ENERGY CORP- A

DFND

COM

Shares22.89M

TypeSH

Market value$3.10B

0.72%

Sole

0.00

Shared

21.33M

None

1.56M

APPLIED MATERIALS INC

DFND

COM

Shares8.94M

TypeSH

Market value$3.06B

0.71%

Sole

0.00

Shared

7.66M

None

1.28M

BANK OF AMERICA CORP

DFND

COM

Shares56.76M

TypeSH

Market value$2.77B

0.64%

Sole

0.00

Shared

47.93M

None

8.83M

ELI LILLY & CO

DFND

COM

Shares2.98M

TypeSH

Market value$2.74B

0.64%

Sole

0.00

Shared

2.28M

None

701.54K

CISCO SYSTEMS INC

DFND

COM

Shares34.42M

TypeSH

Market value$2.67B

0.62%

Sole

0.00

Shared

28.83M

None

5.59M

ABBVIE INC

DFND

COM

Shares11.07M

TypeSH

Market value$2.41B

0.56%

Sole

0.00

Shared

8.44M

None

2.63M

MORGAN STANLEY

DFND

COM

Shares13.92M

TypeSH

Market value$2.29B

0.53%

Sole

0.00

Shared

11.23M

None

2.69M

MASTERCARD INC - A

DFND

COM

Shares4.53M

TypeSH

Market value$2.26B

0.52%

Sole

0.00

Shared

3.40M

None

1.12M

VANGUARD VALUE ETF

DFND

COM

Shares11.41M

TypeSH

Market value$2.24B

0.52%

Sole

0.00

Shared

634.27K

None

10.77M

Issuer	Class	Shares	Type	Value / Portfolio %	Shared	None
NVIDIA CORPDFND	COM	92.07M	SH	$16.06B 3.72%	73.68M	18.40M
APPLE INCDFND	COM	46.42M	SH	$11.78B 2.73%	33.70M	12.72M
MICROSOFT CORPDFND	COM	31.09M	SH	$11.50B 2.66%	23.84M	7.26M
ALPHABET INC-CL ADFND	COM	33.03M	SH	$9.50B 2.20%	24.11M	8.92M
BROADCOM INCDFND	COM	26.41M	SH	$8.17B 1.89%	20.03M	6.37M
AMAZON.COM INCDFND	COM	33.49M	SH	$6.97B 1.62%	24.45M	9.04M
JPMORGAN CHASE & CODFND	COM	17.10M	SH	$5.03B 1.17%	11.66M	5.44M
META PLATFORMS INC-CLASS ADFND	COM	7.91M	SH	$4.53B 1.05%	5.90M	2.01M
LAM RESEARCH CORPDFND	COM	20.79M	SH	$4.44B 1.03%	18.01M	2.78M
ISHARES CORE S&P 500 ETFDFND	COM	6.28M	SH	$4.10B 0.95%	522.75K	5.75M
CHEVRON CORPDFND	COM	17.15M	SH	$3.55B 0.82%	12.40M	4.75M
ALPHABET INC-CL CDFND	COM	11.99M	SH	$3.44B 0.80%	0.00	11.99M
WALMART INCDFND	COM	27.22M	SH	$3.38B 0.78%	19.98M	7.24M
JOHNSON & JOHNSONDFND	COM	13.78M	SH	$3.37B 0.78%	10.76M	3.02M
VISA INC-CLASS A SHARESDFND	COM	11.01M	SH	$3.33B 0.77%	7.64M	3.37M
EXXON MOBIL CORPDFND	COM	19.29M	SH	$3.28B 0.76%	13.79M	5.49M
BLOOM ENERGY CORP- ADFND	COM	22.89M	SH	$3.10B 0.72%	21.33M	1.56M
APPLIED MATERIALS INCDFND	COM	8.94M	SH	$3.06B 0.71%	7.66M	1.28M
BANK OF AMERICA CORPDFND	COM	56.76M	SH	$2.77B 0.64%	47.93M	8.83M
ELI LILLY & CODFND	COM	2.98M	SH	$2.74B 0.64%	2.28M	701.54K
CISCO SYSTEMS INCDFND	COM	34.42M	SH	$2.67B 0.62%	28.83M	5.59M
ABBVIE INCDFND	COM	11.07M	SH	$2.41B 0.56%	8.44M	2.63M
MORGAN STANLEYDFND	COM	13.92M	SH	$2.29B 0.53%	11.23M	2.69M
MASTERCARD INC - ADFND	COM	4.53M	SH	$2.26B 0.52%	3.40M	1.12M
VANGUARD VALUE ETFDFND	COM	11.41M	SH	$2.24B 0.52%	634.27K	10.77M

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