ALTIUM CAPITAL MANAGEMENT LLC

PrivateCIK: 1746382
Location

NEW YORK, NY

19
Positions
$47.47M
Total AUM (reported)
3.29M
Total Shares

Allocation by class

TOTAL AUM$47.47M19 positions
COM$34.47M72.6%
SHS$3.66M7.7%
COMMON STOCK$3.38M7.1%
COM SHS BEN INT$3.28M6.9%
HIGHLAND INCOME$2.26M4.8%
COMMON SHARES$409.3K0.9%

Portfolio Concentration

Top 323.8%4–1045.5%11–2530.7%TOP 1069.3%0%100%
Top 3$11.29M23.8%
4–10$21.60M45.5%
11–25$14.58M30.7%

Top 3 weight

23.8%

Top 10 weight

69.3%

Voting Authority Distribution

Total shares with voting rights: 3.29M

Sole

Full voting authority

3.29M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole19
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings19
Rows:

ROYCE MICRO-CAP TR INC

SOLE
COM
Shares278.05K
TypeSH
Market value$4.07M
8.58%
Sole
278.05K
Shared
0.00
None
0.00

ASA GOLD AND PRECIOUS MTLS L

SOLE
SHS
Shares70.39K
TypeSH
Market value$3.66M
7.72%
Sole
70.39K
Shared
0.00
None
0.00

ROYCE SMALL CAP TRUST INC

SOLE
COM
Shares192.51K
TypeSH
Market value$3.56M
7.49%
Sole
192.51K
Shared
0.00
None
0.00

NEUBERGER NEXT GENERATION

SOLE
COMMON STOCK
Shares204.56K
TypeSH
Market value$3.38M
7.13%
Sole
204.56K
Shared
0.00
None
0.00

PIMCO DYNAMIC INCOME STRATEG

SOLE
COM SHS BEN INT
Shares157.70K
TypeSH
Market value$3.28M
6.92%
Sole
157.70K
Shared
0.00
None
0.00

GENERAL AMERN INVS CO INC

SOLE
COM
Shares48.76K
TypeSH
Market value$3.11M
6.55%
Sole
48.76K
Shared
0.00
None
0.00

PIMCO CALIF MUN INCOME FD

SOLE
COM
Shares333.09K
TypeSH
Market value$2.99M
6.29%
Sole
333.09K
Shared
0.00
None
0.00

TRI CONTL CORP

SOLE
COM
Shares86.46K
TypeSH
Market value$2.98M
6.27%
Sole
86.46K
Shared
0.00
None
0.00

NUVEEN S&P 500 DYNAMIC OVERW

SOLE
COM
Shares157.40K
TypeSH
Market value$2.93M
6.18%
Sole
157.40K
Shared
0.00
None
0.00

CALAMOS GBL DYN INCOME FUND

SOLE
COM
Shares328.90K
TypeSH
Market value$2.93M
6.17%
Sole
328.90K
Shared
0.00
None
0.00

BNY MELLON STRATEGIC MUNS IN

SOLE
COM
Shares438.68K
TypeSH
Market value$2.83M
5.97%
Sole
438.68K
Shared
0.00
None
0.00

MEXICO FD INC

SOLE
COM
Shares128.19K
TypeSH
Market value$2.80M
5.91%
Sole
128.19K
Shared
0.00
None
0.00

HIGHLAND OPPS & INCOME FD

SOLE
HIGHLAND INCOME
Shares317.06K
TypeSH
Market value$2.26M
4.76%
Sole
317.06K
Shared
0.00
None
0.00

ALLIANCEBERNSTEIN NATL MUN I

SOLE
COM
Shares175.19K
TypeSH
Market value$2.00M
4.21%
Sole
175.19K
Shared
0.00
None
0.00

MORGAN STANLEY INDIA INVT FD

SOLE
COM
Shares79.03K
TypeSH
Market value$1.80M
3.80%
Sole
79.03K
Shared
0.00
None
0.00

JAPAN SMALLER CAPITALIZATION

SOLE
COM
Shares150.41K
TypeSH
Market value$1.77M
3.73%
Sole
150.41K
Shared
0.00
None
0.00

DESTRA MULTI-ALTERNATIVE FD

SOLE
COMMON SHARES
Shares54.72K
TypeSH
Market value$409.3K
0.86%
Sole
54.72K
Shared
0.00
None
0.00

NEW GERMANY FD INC

SOLE
COM
Shares33.10K
TypeSH
Market value$379.3K
0.80%
Sole
33.10K
Shared
0.00
None
0.00

ENDRA LIFE SCIENCES INC

SOLE
COM
Shares59.27K
TypeSH
Market value$315.9K
0.67%
Sole
59.27K
Shared
0.00
None
0.00