ALTIUM CAPITAL MANAGEMENT LLC

PrivateCIK: 1746382
Location

NEW YORK, NY

19
Positions
$42.02M
Total AUM (reported)
3.22M
Total Shares

Allocation by class

TOTAL AUM$42.02M19 positions
COM$30.64M72.9%
COM SHS BEN INT$3.48M8.3%
SHS$3.24M7.7%
COMMON STOCK$2.63M6.3%
HIGHLAND INCOME$1.58M3.8%
COMMON SHARES$443.8K1.1%

Portfolio Concentration

Top 323.6%4–1045.4%11–2531.0%TOP 1069.0%0%100%
Top 3$9.91M23.6%
4–10$19.06M45.4%
11–25$13.04M31.0%

Top 3 weight

23.6%

Top 10 weight

69.0%

Voting Authority Distribution

Total shares with voting rights: 3.22M

Sole

Full voting authority

3.22M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole19
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings19
Rows:

PIMCO DYNAMIC INCOME STRATEG

SOLE
COM SHS BEN INT
Shares157.70K
TypeSH
Market value$3.48M
8.28%
Sole
157.70K
Shared
0.00
None
0.00

ASA GOLD AND PRECIOUS MTLS L

SOLE
SHS
Shares52.22K
TypeSH
Market value$3.24M
7.71%
Sole
52.22K
Shared
0.00
None
0.00

ROYCE SMALL CAP TRUST INC

SOLE
COM
Shares192.51K
TypeSH
Market value$3.20M
7.61%
Sole
192.51K
Shared
0.00
None
0.00

PIMCO CALIF MUN INCOME FD

SOLE
COM
Shares333.09K
TypeSH
Market value$2.86M
6.80%
Sole
333.09K
Shared
0.00
None
0.00

GENERAL AMERN INVS CO INC

SOLE
COM
Shares48.76K
TypeSH
Market value$2.85M
6.78%
Sole
48.76K
Shared
0.00
None
0.00

BNY MELLON STRATEGIC MUNS IN

SOLE
COM
Shares438.68K
TypeSH
Market value$2.76M
6.57%
Sole
438.68K
Shared
0.00
None
0.00

ROYCE MICRO-CAP TR INC

SOLE
COM
Shares243.05K
TypeSH
Market value$2.75M
6.54%
Sole
243.05K
Shared
0.00
None
0.00

MEXICO FD INC

SOLE
COM
Shares128.19K
TypeSH
Market value$2.68M
6.38%
Sole
128.19K
Shared
0.00
None
0.00

NEUBERGER NEXT GENERATION

SOLE
COMMON STOCK
Shares204.56K
TypeSH
Market value$2.63M
6.27%
Sole
204.56K
Shared
0.00
None
0.00

NUVEEN S&P 500 DYNAMIC OVERW

SOLE
COM
Shares157.40K
TypeSH
Market value$2.53M
6.02%
Sole
157.40K
Shared
0.00
None
0.00

TRI CONTL CORP

SOLE
COM
Shares78.92K
TypeSH
Market value$2.49M
5.93%
Sole
78.92K
Shared
0.00
None
0.00

CALAMOS GBL DYN INCOME FUND

SOLE
COM
Shares328.90K
TypeSH
Market value$2.39M
5.68%
Sole
328.90K
Shared
0.00
None
0.00

ALLIANCEBERNSTEIN NATL MUN I

SOLE
COM
Shares222.26K
TypeSH
Market value$2.38M
5.65%
Sole
222.26K
Shared
0.00
None
0.00

JAPAN SMALLER CAPITALIZATION

SOLE
COM
Shares150.41K
TypeSH
Market value$1.64M
3.90%
Sole
150.41K
Shared
0.00
None
0.00

MORGAN STANLEY INDIA INVT FD

SOLE
COM
Shares79.03K
TypeSH
Market value$1.63M
3.87%
Sole
79.03K
Shared
0.00
None
0.00

HIGHLAND OPPS & INCOME FD

SOLE
HIGHLAND INCOME
Shares277.07K
TypeSH
Market value$1.58M
3.76%
Sole
277.07K
Shared
0.00
None
0.00

DESTRA MULTI-ALTERNATIVE FD

SOLE
COMMON SHARES
Shares54.72K
TypeSH
Market value$443.8K
1.06%
Sole
54.72K
Shared
0.00
None
0.00

NEW GERMANY FD INC

SOLE
COM
Shares24.92K
TypeSH
Market value$254.7K
0.61%
Sole
24.92K
Shared
0.00
None
0.00

ENDRA LIFE SCIENCES INC

SOLE
COM
Shares51.90K
TypeSH
Market value$241.3K
0.57%
Sole
51.90K
Shared
0.00
None
0.00