Filed: 8/12/2026ACC: 0001420506-26-001532
📋 What this filing means
ALTIUM CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 19 equity positions with a total reported market value of $47.47M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
19
Positions
$47.47M
Total AUM (reported)
3.29M
Total Shares
Allocation by class
COM$34.47M72.6%
SHS$3.66M7.7%
COMMON STOCK$3.38M7.1%
COM SHS BEN INT$3.28M6.9%
HIGHLAND INCOME$2.26M4.8%
COMMON SHARES$409.3K0.9%
Portfolio Concentration
Top 3$11.29M23.8%
4–10$21.60M45.5%
11–25$14.58M30.7%
Top 3 weight
23.8%
Top 10 weight
69.3%
Voting Authority Distribution
Total shares with voting rights: 3.29M
Sole
Full voting authority
3.29M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole19
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings19
Rows:
ROYCE MICRO-CAP TR INC
SOLEShares278.05K
TypeSH
Market value$4.07M
8.58%
Sole
278.05K
Shared
0.00
None
0.00
ASA GOLD AND PRECIOUS MTLS L
SOLEShares70.39K
TypeSH
Market value$3.66M
7.72%
Sole
70.39K
Shared
0.00
None
0.00
ROYCE SMALL CAP TRUST INC
SOLEShares192.51K
TypeSH
Market value$3.56M
7.49%
Sole
192.51K
Shared
0.00
None
0.00
NEUBERGER NEXT GENERATION
SOLEShares204.56K
TypeSH
Market value$3.38M
7.13%
Sole
204.56K
Shared
0.00
None
0.00
PIMCO DYNAMIC INCOME STRATEG
SOLEShares157.70K
TypeSH
Market value$3.28M
6.92%
Sole
157.70K
Shared
0.00
None
0.00
GENERAL AMERN INVS CO INC
SOLEShares48.76K
TypeSH
Market value$3.11M
6.55%
Sole
48.76K
Shared
0.00
None
0.00
PIMCO CALIF MUN INCOME FD
SOLEShares333.09K
TypeSH
Market value$2.99M
6.29%
Sole
333.09K
Shared
0.00
None
0.00
TRI CONTL CORP
SOLEShares86.46K
TypeSH
Market value$2.98M
6.27%
Sole
86.46K
Shared
0.00
None
0.00
NUVEEN S&P 500 DYNAMIC OVERW
SOLEShares157.40K
TypeSH
Market value$2.93M
6.18%
Sole
157.40K
Shared
0.00
None
0.00
CALAMOS GBL DYN INCOME FUND
SOLEShares328.90K
TypeSH
Market value$2.93M
6.17%
Sole
328.90K
Shared
0.00
None
0.00
BNY MELLON STRATEGIC MUNS IN
SOLEShares438.68K
TypeSH
Market value$2.83M
5.97%
Sole
438.68K
Shared
0.00
None
0.00
MEXICO FD INC
SOLEShares128.19K
TypeSH
Market value$2.80M
5.91%
Sole
128.19K
Shared
0.00
None
0.00
HIGHLAND OPPS & INCOME FD
SOLEShares317.06K
TypeSH
Market value$2.26M
4.76%
Sole
317.06K
Shared
0.00
None
0.00
ALLIANCEBERNSTEIN NATL MUN I
SOLEShares175.19K
TypeSH
Market value$2.00M
4.21%
Sole
175.19K
Shared
0.00
None
0.00
MORGAN STANLEY INDIA INVT FD
SOLEShares79.03K
TypeSH
Market value$1.80M
3.80%
Sole
79.03K
Shared
0.00
None
0.00
JAPAN SMALLER CAPITALIZATION
SOLEShares150.41K
TypeSH
Market value$1.77M
3.73%
Sole
150.41K
Shared
0.00
None
0.00
DESTRA MULTI-ALTERNATIVE FD
SOLEShares54.72K
TypeSH
Market value$409.3K
0.86%
Sole
54.72K
Shared
0.00
None
0.00
NEW GERMANY FD INC
SOLEShares33.10K
TypeSH
Market value$379.3K
0.80%
Sole
33.10K
Shared
0.00
None
0.00
ENDRA LIFE SCIENCES INC
SOLEShares59.27K
TypeSH
Market value$315.9K
0.67%
Sole
59.27K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ROYCE MICRO-CAP TR INCSOLE | COM | 278.05K | SH | $4.07M 8.58% | 278.05K | 0.00 | 0.00 |
ASA GOLD AND PRECIOUS MTLS LSOLE | SHS | 70.39K | SH | $3.66M 7.72% | 70.39K | 0.00 | 0.00 |
ROYCE SMALL CAP TRUST INCSOLE | COM | 192.51K | SH | $3.56M 7.49% | 192.51K | 0.00 | 0.00 |
NEUBERGER NEXT GENERATIONSOLE | COMMON STOCK | 204.56K | SH | $3.38M 7.13% | 204.56K | 0.00 | 0.00 |
PIMCO DYNAMIC INCOME STRATEGSOLE | COM SHS BEN INT | 157.70K | SH | $3.28M 6.92% | 157.70K | 0.00 | 0.00 |
GENERAL AMERN INVS CO INCSOLE | COM | 48.76K | SH | $3.11M 6.55% | 48.76K | 0.00 | 0.00 |
PIMCO CALIF MUN INCOME FDSOLE | COM | 333.09K | SH | $2.99M 6.29% | 333.09K | 0.00 | 0.00 |
TRI CONTL CORPSOLE | COM | 86.46K | SH | $2.98M 6.27% | 86.46K | 0.00 | 0.00 |
NUVEEN S&P 500 DYNAMIC OVERWSOLE | COM | 157.40K | SH | $2.93M 6.18% | 157.40K | 0.00 | 0.00 |
CALAMOS GBL DYN INCOME FUNDSOLE | COM | 328.90K | SH | $2.93M 6.17% | 328.90K | 0.00 | 0.00 |
BNY MELLON STRATEGIC MUNS INSOLE | COM | 438.68K | SH | $2.83M 5.97% | 438.68K | 0.00 | 0.00 |
MEXICO FD INCSOLE | COM | 128.19K | SH | $2.80M 5.91% | 128.19K | 0.00 | 0.00 |
HIGHLAND OPPS & INCOME FDSOLE | HIGHLAND INCOME | 317.06K | SH | $2.26M 4.76% | 317.06K | 0.00 | 0.00 |
ALLIANCEBERNSTEIN NATL MUN ISOLE | COM | 175.19K | SH | $2.00M 4.21% | 175.19K | 0.00 | 0.00 |
MORGAN STANLEY INDIA INVT FDSOLE | COM | 79.03K | SH | $1.80M 3.80% | 79.03K | 0.00 | 0.00 |
JAPAN SMALLER CAPITALIZATIONSOLE | COM | 150.41K | SH | $1.77M 3.73% | 150.41K | 0.00 | 0.00 |
DESTRA MULTI-ALTERNATIVE FDSOLE | COMMON SHARES | 54.72K | SH | $409.3K 0.86% | 54.72K | 0.00 | 0.00 |
NEW GERMANY FD INCSOLE | COM | 33.10K | SH | $379.3K 0.80% | 33.10K | 0.00 | 0.00 |
ENDRA LIFE SCIENCES INCSOLE | COM | 59.27K | SH | $315.9K 0.67% | 59.27K | 0.00 | 0.00 |