Filed: 5/1/2026ACC: 0001420506-26-000780
📋 What this filing means
ALTIUM CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 19 equity positions with a total reported market value of $42.02M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
19
Positions
$42.02M
Total AUM (reported)
3.22M
Total Shares
Allocation by class
COM$30.64M72.9%
COM SHS BEN INT$3.48M8.3%
SHS$3.24M7.7%
COMMON STOCK$2.63M6.3%
HIGHLAND INCOME$1.58M3.8%
COMMON SHARES$443.8K1.1%
Portfolio Concentration
Top 3$9.91M23.6%
4–10$19.06M45.4%
11–25$13.04M31.0%
Top 3 weight
23.6%
Top 10 weight
69.0%
Voting Authority Distribution
Total shares with voting rights: 3.22M
Sole
Full voting authority
3.22M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole19
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings19
Rows:
PIMCO DYNAMIC INCOME STRATEG
SOLEShares157.70K
TypeSH
Market value$3.48M
8.28%
Sole
157.70K
Shared
0.00
None
0.00
ASA GOLD AND PRECIOUS MTLS L
SOLEShares52.22K
TypeSH
Market value$3.24M
7.71%
Sole
52.22K
Shared
0.00
None
0.00
ROYCE SMALL CAP TRUST INC
SOLEShares192.51K
TypeSH
Market value$3.20M
7.61%
Sole
192.51K
Shared
0.00
None
0.00
PIMCO CALIF MUN INCOME FD
SOLEShares333.09K
TypeSH
Market value$2.86M
6.80%
Sole
333.09K
Shared
0.00
None
0.00
GENERAL AMERN INVS CO INC
SOLEShares48.76K
TypeSH
Market value$2.85M
6.78%
Sole
48.76K
Shared
0.00
None
0.00
BNY MELLON STRATEGIC MUNS IN
SOLEShares438.68K
TypeSH
Market value$2.76M
6.57%
Sole
438.68K
Shared
0.00
None
0.00
ROYCE MICRO-CAP TR INC
SOLEShares243.05K
TypeSH
Market value$2.75M
6.54%
Sole
243.05K
Shared
0.00
None
0.00
MEXICO FD INC
SOLEShares128.19K
TypeSH
Market value$2.68M
6.38%
Sole
128.19K
Shared
0.00
None
0.00
NEUBERGER NEXT GENERATION
SOLEShares204.56K
TypeSH
Market value$2.63M
6.27%
Sole
204.56K
Shared
0.00
None
0.00
NUVEEN S&P 500 DYNAMIC OVERW
SOLEShares157.40K
TypeSH
Market value$2.53M
6.02%
Sole
157.40K
Shared
0.00
None
0.00
TRI CONTL CORP
SOLEShares78.92K
TypeSH
Market value$2.49M
5.93%
Sole
78.92K
Shared
0.00
None
0.00
CALAMOS GBL DYN INCOME FUND
SOLEShares328.90K
TypeSH
Market value$2.39M
5.68%
Sole
328.90K
Shared
0.00
None
0.00
ALLIANCEBERNSTEIN NATL MUN I
SOLEShares222.26K
TypeSH
Market value$2.38M
5.65%
Sole
222.26K
Shared
0.00
None
0.00
JAPAN SMALLER CAPITALIZATION
SOLEShares150.41K
TypeSH
Market value$1.64M
3.90%
Sole
150.41K
Shared
0.00
None
0.00
MORGAN STANLEY INDIA INVT FD
SOLEShares79.03K
TypeSH
Market value$1.63M
3.87%
Sole
79.03K
Shared
0.00
None
0.00
HIGHLAND OPPS & INCOME FD
SOLEShares277.07K
TypeSH
Market value$1.58M
3.76%
Sole
277.07K
Shared
0.00
None
0.00
DESTRA MULTI-ALTERNATIVE FD
SOLEShares54.72K
TypeSH
Market value$443.8K
1.06%
Sole
54.72K
Shared
0.00
None
0.00
NEW GERMANY FD INC
SOLEShares24.92K
TypeSH
Market value$254.7K
0.61%
Sole
24.92K
Shared
0.00
None
0.00
ENDRA LIFE SCIENCES INC
SOLEShares51.90K
TypeSH
Market value$241.3K
0.57%
Sole
51.90K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PIMCO DYNAMIC INCOME STRATEGSOLE | COM SHS BEN INT | 157.70K | SH | $3.48M 8.28% | 157.70K | 0.00 | 0.00 |
ASA GOLD AND PRECIOUS MTLS LSOLE | SHS | 52.22K | SH | $3.24M 7.71% | 52.22K | 0.00 | 0.00 |
ROYCE SMALL CAP TRUST INCSOLE | COM | 192.51K | SH | $3.20M 7.61% | 192.51K | 0.00 | 0.00 |
PIMCO CALIF MUN INCOME FDSOLE | COM | 333.09K | SH | $2.86M 6.80% | 333.09K | 0.00 | 0.00 |
GENERAL AMERN INVS CO INCSOLE | COM | 48.76K | SH | $2.85M 6.78% | 48.76K | 0.00 | 0.00 |
BNY MELLON STRATEGIC MUNS INSOLE | COM | 438.68K | SH | $2.76M 6.57% | 438.68K | 0.00 | 0.00 |
ROYCE MICRO-CAP TR INCSOLE | COM | 243.05K | SH | $2.75M 6.54% | 243.05K | 0.00 | 0.00 |
MEXICO FD INCSOLE | COM | 128.19K | SH | $2.68M 6.38% | 128.19K | 0.00 | 0.00 |
NEUBERGER NEXT GENERATIONSOLE | COMMON STOCK | 204.56K | SH | $2.63M 6.27% | 204.56K | 0.00 | 0.00 |
NUVEEN S&P 500 DYNAMIC OVERWSOLE | COM | 157.40K | SH | $2.53M 6.02% | 157.40K | 0.00 | 0.00 |
TRI CONTL CORPSOLE | COM | 78.92K | SH | $2.49M 5.93% | 78.92K | 0.00 | 0.00 |
CALAMOS GBL DYN INCOME FUNDSOLE | COM | 328.90K | SH | $2.39M 5.68% | 328.90K | 0.00 | 0.00 |
ALLIANCEBERNSTEIN NATL MUN ISOLE | COM | 222.26K | SH | $2.38M 5.65% | 222.26K | 0.00 | 0.00 |
JAPAN SMALLER CAPITALIZATIONSOLE | COM | 150.41K | SH | $1.64M 3.90% | 150.41K | 0.00 | 0.00 |
MORGAN STANLEY INDIA INVT FDSOLE | COM | 79.03K | SH | $1.63M 3.87% | 79.03K | 0.00 | 0.00 |
HIGHLAND OPPS & INCOME FDSOLE | HIGHLAND INCOME | 277.07K | SH | $1.58M 3.76% | 277.07K | 0.00 | 0.00 |
DESTRA MULTI-ALTERNATIVE FDSOLE | COMMON SHARES | 54.72K | SH | $443.8K 1.06% | 54.72K | 0.00 | 0.00 |
NEW GERMANY FD INCSOLE | COM | 24.92K | SH | $254.7K 0.61% | 24.92K | 0.00 | 0.00 |
ENDRA LIFE SCIENCES INCSOLE | COM | 51.90K | SH | $241.3K 0.57% | 51.90K | 0.00 | 0.00 |