Filed: 2/6/2026ACC: 0001420506-26-000197
📋 What this filing means
ALTIUM CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 18 equity positions with a total reported market value of $25.30M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
18
Positions
$25.30M
Total AUM (reported)
1.86M
Total Shares
Allocation by class
COM$14.88M58.8%
SHS$4.05M16.0%
COM SHS BEN INT$2.84M11.2%
COMMON STOCK$2.45M9.7%
HIGHLAND INCOME$855.5K3.4%
COMMON SHARES$220.3K0.9%
Portfolio Concentration
Top 3$9.05M35.8%
4–10$10.95M43.3%
11–25$5.29M20.9%
Top 3 weight
35.8%
Top 10 weight
79.1%
Voting Authority Distribution
Total shares with voting rights: 1.86M
Sole
Full voting authority
1.86M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole18
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings18
Rows:
ASA GOLD AND PRECIOUS MTLS L
SOLEShares52.22K
TypeSH
Market value$3.12M
12.32%
Sole
52.22K
Shared
0.00
None
0.00
ROYCE SMALL CAP TRUST INC
SOLEShares192.51K
TypeSH
Market value$3.10M
12.25%
Sole
192.51K
Shared
0.00
None
0.00
PIMCO DYNAMIC INCOME STRATEG
SOLEShares151.01K
TypeSH
Market value$2.84M
11.21%
Sole
151.01K
Shared
0.00
None
0.00
NEUBERGER NEXT GENERATION
SOLEShares169.87K
TypeSH
Market value$2.45M
9.70%
Sole
169.87K
Shared
0.00
None
0.00
PIMCO CALIF MUN INCOME FD
SOLEShares259.09K
TypeSH
Market value$2.26M
8.94%
Sole
259.09K
Shared
0.00
None
0.00
BNY MELLON STRATEGIC MUNS IN
SOLEShares262.05K
TypeSH
Market value$1.67M
6.59%
Sole
262.05K
Shared
0.00
None
0.00
TRI CONTL CORP
SOLEShares40.45K
TypeSH
Market value$1.32M
5.22%
Sole
40.45K
Shared
0.00
None
0.00
GENERAL AMERN INVS CO INC
SOLEShares20.84K
TypeSH
Market value$1.22M
4.84%
Sole
20.84K
Shared
0.00
None
0.00
ALLIANCEBERNSTEIN NATL MUN I
SOLEShares96.85K
TypeSH
Market value$1.05M
4.14%
Sole
96.85K
Shared
0.00
None
0.00
CALAMOS GBL DYN INCOME FUND
SOLEShares131.80K
TypeSH
Market value$976.7K
3.86%
Sole
131.80K
Shared
0.00
None
0.00
MEXICO FD INC
SOLEShares48.29K
TypeSH
Market value$972.5K
3.84%
Sole
48.29K
Shared
0.00
None
0.00
NUVEEN DOW 30 DYNMC OVERWRT
SOLEShares61K
TypeSH
Market value$930.8K
3.68%
Sole
61K
Shared
0.00
None
0.00
ROYCE MICRO-CAP TR INC
SOLEShares87.08K
TypeSH
Market value$908.2K
3.59%
Sole
87.08K
Shared
0.00
None
0.00
HIGHLAND OPPS & INCOME FD
SOLEShares143.06K
TypeSH
Market value$855.5K
3.38%
Sole
143.06K
Shared
0.00
None
0.00
MORGAN STANLEY INDIA INVT FD
SOLEShares29.21K
TypeSH
Market value$729.7K
2.88%
Sole
29.21K
Shared
0.00
None
0.00
JAPAN SMALLER CAPITALIZATION
SOLEShares39.77K
TypeSH
Market value$440.7K
1.74%
Sole
39.77K
Shared
0.00
None
0.00
ENDRA LIFE SCIENCES INC
SOLEShares51.90K
TypeSH
Market value$235.1K
0.93%
Sole
51.90K
Shared
0.00
None
0.00
DESTRA MULTI-ALTERNATIVE FD
SOLEShares24.56K
TypeSH
Market value$220.3K
0.87%
Sole
24.56K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ASA GOLD AND PRECIOUS MTLS LSOLE | SHS | 52.22K | SH | $3.12M 12.32% | 52.22K | 0.00 | 0.00 |
ROYCE SMALL CAP TRUST INCSOLE | COM | 192.51K | SH | $3.10M 12.25% | 192.51K | 0.00 | 0.00 |
PIMCO DYNAMIC INCOME STRATEGSOLE | COM SHS BEN INT | 151.01K | SH | $2.84M 11.21% | 151.01K | 0.00 | 0.00 |
NEUBERGER NEXT GENERATIONSOLE | COMMON STOCK | 169.87K | SH | $2.45M 9.70% | 169.87K | 0.00 | 0.00 |
PIMCO CALIF MUN INCOME FDSOLE | COM | 259.09K | SH | $2.26M 8.94% | 259.09K | 0.00 | 0.00 |
BNY MELLON STRATEGIC MUNS INSOLE | COM | 262.05K | SH | $1.67M 6.59% | 262.05K | 0.00 | 0.00 |
TRI CONTL CORPSOLE | COM | 40.45K | SH | $1.32M 5.22% | 40.45K | 0.00 | 0.00 |
GENERAL AMERN INVS CO INCSOLE | COM | 20.84K | SH | $1.22M 4.84% | 20.84K | 0.00 | 0.00 |
ALLIANCEBERNSTEIN NATL MUN ISOLE | COM | 96.85K | SH | $1.05M 4.14% | 96.85K | 0.00 | 0.00 |
CALAMOS GBL DYN INCOME FUNDSOLE | COM | 131.80K | SH | $976.7K 3.86% | 131.80K | 0.00 | 0.00 |
MEXICO FD INCSOLE | COM | 48.29K | SH | $972.5K 3.84% | 48.29K | 0.00 | 0.00 |
NUVEEN DOW 30 DYNMC OVERWRTSOLE | SHS | 61K | SH | $930.8K 3.68% | 61K | 0.00 | 0.00 |
ROYCE MICRO-CAP TR INCSOLE | COM | 87.08K | SH | $908.2K 3.59% | 87.08K | 0.00 | 0.00 |
HIGHLAND OPPS & INCOME FDSOLE | HIGHLAND INCOME | 143.06K | SH | $855.5K 3.38% | 143.06K | 0.00 | 0.00 |
MORGAN STANLEY INDIA INVT FDSOLE | COM | 29.21K | SH | $729.7K 2.88% | 29.21K | 0.00 | 0.00 |
JAPAN SMALLER CAPITALIZATIONSOLE | COM | 39.77K | SH | $440.7K 1.74% | 39.77K | 0.00 | 0.00 |
ENDRA LIFE SCIENCES INCSOLE | COM | 51.90K | SH | $235.1K 0.93% | 51.90K | 0.00 | 0.00 |
DESTRA MULTI-ALTERNATIVE FDSOLE | COMMON SHARES | 24.56K | SH | $220.3K 0.87% | 24.56K | 0.00 | 0.00 |