ALPINE GLOBAL MANAGEMENT, LLC

PrivateCIK: 1581655
Location

NEW YORK, NY

226
Positions
$667.93M
Total AUM (reported)
50.95M
Total Shares

Allocation by class

TOTAL AUM$667.93M226 positions
COM$309.04M46.3%
COM CL A$92.12M13.8%
NOTE 12/0$17.52M2.6%
CL A COM STK$14.69M2.2%
NOTE 3.625%10/1$14.54M2.2%
COM SER A$14.38M2.2%
NOTE 4.625% 3/1$13.31M2.0%

Portfolio Concentration

Top 323.2%4–1018.9%11–2524.1%Rest33.7%TOP 1042.2%0%100%
Top 3$155.16M23.2%
4–10$126.40M18.9%
11–25$161.07M24.1%
Rest$225.31M33.7%

Top 3 weight

23.2%

Top 10 weight

42.2%

Voting Authority Distribution

Total shares with voting rights: 50.95M

Sole

Full voting authority

50.95M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole226
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings226
Rows:

IMMUNOVANT INC

SOLE
COM
Shares2.64M
TypeSH
Market value$65.50M
9.81%
Sole
2.64M
Shared
0.00
None
0.00

CORNERSTONE STRATEGIC INVEST

SOLE
COM
Shares6.81M
TypeSH
Market value$49.61M
7.43%
Sole
6.81M
Shared
0.00
None
0.00

RIVIAN AUTOMOTIVE INC

SOLE
COM CL A
Shares2.66M
TypeSH
Market value$40.05M
6.00%
Sole
2.66M
Shared
0.00
None
0.00

ARCHER AVIATION INC

SOLE
COM CL A
Shares5.63M
TypeSH
Market value$29.12M
4.36%
Sole
5.63M
Shared
0.00
None
0.00

CORNERSTONE TOTAL RETURN FD

SOLE
COM
Shares2.98M
TypeSH
Market value$20.71M
3.10%
Sole
2.98M
Shared
0.00
None
0.00

STRATEGY INC

SOLE
NOTE 12/0
Shares21K
TypePRN
Market value$17.52M
2.62%
Sole
21K
Shared
0.00
None
0.00

KKR & CO INC

SOLE
COM
Shares162.29K
TypeSH
Market value$15.01M
2.25%
Sole
162.29K
Shared
0.00
None
0.00

APOLLO GLOBAL MGMT INC

SOLE
COM
Shares131.96K
TypeSH
Market value$14.70M
2.20%
Sole
131.96K
Shared
0.00
None
0.00

ARES MANAGEMENT CORPORATION

SOLE
CL A COM STK
Shares134.65K
TypeSH
Market value$14.69M
2.20%
Sole
134.65K
Shared
0.00
None
0.00

BANK NEW YORK MELLON CORP

SOLE
COM
Shares123.42K
TypeSH
Market value$14.64M
2.19%
Sole
123.42K
Shared
0.00
None
0.00

RIVIAN AUTOMOTIVE INC

SOLE
NOTE 3.625%10/1
Shares15K
TypePRN
Market value$14.54M
2.18%
Sole
15K
Shared
0.00
None
0.00

BLUE OWL CAPITAL INC

SOLE
COM CL A
Shares1.59M
TypeSH
Market value$14.48M
2.17%
Sole
1.59M
Shared
0.00
None
0.00

BLACKROCK INC

SOLE
COM
Shares14.83K
TypeSH
Market value$14.27M
2.14%
Sole
14.83K
Shared
0.00
None
0.00

RIVIAN AUTOMOTIVE INC

SOLE
NOTE 4.625% 3/1
Shares12.50K
TypePRN
Market value$13.31M
1.99%
Sole
12.50K
Shared
0.00
None
0.00

SUPER MICRO COMPUTER INC

SOLE
NOTE 3.500% 3/0
Shares16K
TypePRN
Market value$12.74M
1.91%
Sole
16K
Shared
0.00
None
0.00

STRATEGY INC

SOLE
NOTE 3/0
Shares13.80K
TypePRN
Market value$12.01M
1.80%
Sole
13.80K
Shared
0.00
None
0.00

BANCO BRADESCO S A

SOLE
SP ADR PFD NEW
Shares3.28M
TypeSH
Market value$11.97M
1.79%
Sole
3.28M
Shared
0.00
None
0.00

STRATEGY INC

SOLE
CL A NEW
Shares85.01K
TypeSH
Market value$10.61M
1.59%
Sole
85.01K
Shared
0.00
None
0.00

LIBERTY BROADBAND CORP

SOLE
COM SER A
Shares194.76K
TypeSH
Market value$9.78M
1.46%
Sole
194.76K
Shared
0.00
None
0.00

YPF SOCIEDAD ANONIMA

SOLE
SPON ADR CL D
Shares204K
TypeSH
Market value$9.43M
1.41%
Sole
204K
Shared
0.00
None
0.00

ELECTRONIC ARTS INC

SOLE
COM
Shares39.50K
TypeSH
Market value$8.05M
1.21%
Sole
39.50K
Shared
0.00
None
0.00

GRUPO FINANCIERO GALICIA S.A

SOLE
SPONSORED ADR
Shares170K
TypeSH
Market value$7.94M
1.19%
Sole
170K
Shared
0.00
None
0.00

MICROSOFT CORP

SOLE
COM
Shares20.56K
TypeSH
Market value$7.61M
1.14%
Sole
20.56K
Shared
0.00
None
0.00

BROOKFIELD BUSINESS CORP

SOLE
CL A SUB VTG SH
Shares194.31K
TypeSH
Market value$7.37M
1.10%
Sole
194.31K
Shared
0.00
None
0.00

EXACT SCIENCES CORP

SOLE
NOTE 0.375% 3/1
Shares6.50K
TypePRN
Market value$6.97M
1.04%
Sole
6.50K
Shared
0.00
None
0.00
Page 1 of 10