ALLY INVEST ADVISORS INC.

PrivateCIK: 1706013

Location

CHARLOTTE, NC

Positions

$1.49B

Total AUM (reported)

18.83M

Total Shares

Allocation by class

CORE S&P500 ETF$334.01M22.5%

FD FTSE DEV MKT ETF$292.03M19.7%

INTL BD IDX ETF$122.04M8.2%

BARCLAYS 7 10 YR$102.14M6.9%

CORE S&P MCP ETF$98.61M6.6%

FTSE EMR MKT ETF$76.62M5.2%

MORTG-BACK SEC$68.18M4.6%

Portfolio Concentration

Top 3$748.08M50.4%

4–10$506.12M34.1%

11–25$186.56M12.6%

Rest$44.92M3.0%

Top 3 weight

50.4%

Top 10 weight

84.4%

Voting Authority Distribution

Total shares with voting rights: 18.83M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

18.83M

% of voting shares100.0%

Investment Discretion (by position count)

Sole75

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings75

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares511.34K

TypeSH

Market value$334.01M

22.48%

Sole

0.00

Shared

0.00

None

511.34K

VANGUARD TAX MANAGED INTL

SOLE

FD FTSE DEV MKT ETF

Shares4.56M

TypeSH

Market value$292.03M

19.66%

Sole

0.00

Shared

0.00

None

4.56M

VANGUARD CHARLOTTE FDS

SOLE

INTL BD IDX ETF

Shares2.54M

TypeSH

Market value$122.04M

8.21%

Sole

0.00

Shared

0.00

None

2.54M

ISHARES TR

SOLE

BARCLAYS 7 10 YR

Shares1.07M

TypeSH

Market value$102.14M

6.87%

Sole

0.00

Shared

0.00

None

1.07M

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares1.46M

TypeSH

Market value$98.61M

6.64%

Sole

0.00

Shared

0.00

None

1.46M

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares1.42M

TypeSH

Market value$76.62M

5.16%

Sole

0.00

Shared

0.00

None

1.42M

VANGUARD SCOTTSDALE FDS

SOLE

MORTG-BACK SEC

Shares1.45M

TypeSH

Market value$68.18M

4.59%

Sole

0.00

Shared

0.00

None

1.45M

ISHARES TR

SOLE

INTRM TR CRP ETF

Shares1.13M

TypeSH

Market value$60.11M

4.05%

Sole

0.00

Shared

0.00

None

1.13M

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares412.08K

TypeSH

Market value$51.22M

3.45%

Sole

0.00

Shared

0.00

None

412.08K

ISHARES TR

SOLE

ESG AWR MSCI USA

Shares348.20K

TypeSH

Market value$49.24M

3.31%

Sole

0.00

Shared

0.00

None

348.20K

SCHWAB STRATEGIC TR

SOLE

US LCAP VA ETF

Shares964.43K

TypeSH

Market value$29.42M

1.98%

Sole

0.00

Shared

0.00

None

964.43K

ISHARES TR

SOLE

ESG AW MSCI EAFE

Shares290.16K

TypeSH

Market value$27.75M

1.87%

Sole

0.00

Shared

0.00

None

290.16K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares917.39K

TypeSH

Market value$26.72M

1.80%

Sole

0.00

Shared

0.00

None

917.39K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares246.90K

TypeSH

Market value$26.21M

1.76%

Sole

0.00

Shared

0.00

None

246.90K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares213.24K

TypeSH

Market value$21.17M

1.42%

Sole

0.00

Shared

0.00

None

213.24K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares43.66K

TypeSH

Market value$8.05M

0.54%

Sole

0.00

Shared

0.00

None

43.66K

ISHARES INC

SOLE

ESG AWR MSCI EM

Shares173.54K

TypeSH

Market value$7.89M

0.53%

Sole

0.00

Shared

0.00

None

173.54K

VANGUARD INDEX FDS

SOLE

MCAP GR IDXVIP

Shares28.78K

TypeSH

Market value$7.41M

0.50%

Sole

0.00

Shared

0.00

None

28.78K

ISHARES TR

SOLE

ESG AWARE MSCI

Shares144.61K

TypeSH

Market value$6.80M

0.46%

Sole

0.00

Shared

0.00

None

144.61K

VANGUARD WHITEHALL FDS INC

SOLE

HIGH DIV YLD

Shares33.97K

TypeSH

Market value$5.03M

0.34%

Sole

0.00

Shared

0.00

None

33.97K

ISHARES TR

SOLE

SH TR CRPORT ETF

Shares87.18K

TypeSH

Market value$4.58M

0.31%

Sole

0.00

Shared

0.00

None

87.18K

VANGUARD INDEX FDS

SOLE

SML CP GRW ETF

Shares13.56K

TypeSH

Market value$4.10M

0.28%

Sole

0.00

Shared

0.00

None

13.56K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares18.79K

TypeSH

Market value$4.08M

0.27%

Sole

0.00

Shared

0.00

None

18.79K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares28.44K

TypeSH

Market value$3.78M

0.25%

Sole

0.00

Shared

0.00

None

28.44K

VANGUARD WHITEHALL FDS INC

SOLE

INTL HIGH ETF

Shares37.98K

TypeSH

Market value$3.58M

0.24%

Sole

0.00

Shared

0.00

None

37.98K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	511.34K	SH	$334.01M 22.48%	511.34K
VANGUARD TAX MANAGED INTLSOLE	FD FTSE DEV MKT ETF	4.56M	SH	$292.03M 19.66%	4.56M
VANGUARD CHARLOTTE FDSSOLE	INTL BD IDX ETF	2.54M	SH	$122.04M 8.21%	2.54M
ISHARES TRSOLE	BARCLAYS 7 10 YR	1.07M	SH	$102.14M 6.87%	1.07M
ISHARES TRSOLE	CORE S&P MCP ETF	1.46M	SH	$98.61M 6.64%	1.46M
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	1.42M	SH	$76.62M 5.16%	1.42M
VANGUARD SCOTTSDALE FDSSOLE	MORTG-BACK SEC	1.45M	SH	$68.18M 4.59%	1.45M
ISHARES TRSOLE	INTRM TR CRP ETF	1.13M	SH	$60.11M 4.05%	1.13M
ISHARES TRSOLE	CORE S&P SCP ETF	412.08K	SH	$51.22M 3.45%	412.08K
ISHARES TRSOLE	ESG AWR MSCI USA	348.20K	SH	$49.24M 3.31%	348.20K
SCHWAB STRATEGIC TRSOLE	US LCAP VA ETF	964.43K	SH	$29.42M 1.98%	964.43K
ISHARES TRSOLE	ESG AW MSCI EAFE	290.16K	SH	$27.75M 1.87%	290.16K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	917.39K	SH	$26.72M 1.80%	917.39K
ISHARES TRSOLE	NATIONAL MUN ETF	246.90K	SH	$26.21M 1.76%	246.90K
ISHARES TRSOLE	CORE US AGGBD ET	213.24K	SH	$21.17M 1.42%	213.24K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	43.66K	SH	$8.05M 0.54%	43.66K
ISHARES INCSOLE	ESG AWR MSCI EM	173.54K	SH	$7.89M 0.53%	173.54K
VANGUARD INDEX FDSSOLE	MCAP GR IDXVIP	28.78K	SH	$7.41M 0.50%	28.78K
ISHARES TRSOLE	ESG AWARE MSCI	144.61K	SH	$6.80M 0.46%	144.61K
VANGUARD WHITEHALL FDS INCSOLE	HIGH DIV YLD	33.97K	SH	$5.03M 0.34%	33.97K
ISHARES TRSOLE	SH TR CRPORT ETF	87.18K	SH	$4.58M 0.31%	87.18K
VANGUARD INDEX FDSSOLE	SML CP GRW ETF	13.56K	SH	$4.10M 0.28%	13.56K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	18.79K	SH	$4.08M 0.27%	18.79K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	28.44K	SH	$3.78M 0.25%	28.44K
VANGUARD WHITEHALL FDS INCSOLE	INTL HIGH ETF	37.98K	SH	$3.58M 0.24%	37.98K

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