STAMFORD, CT
Total Insiders
7
Active leadership & owners
Board Directors
4
Governing body
Corporate Officers
3
Executive management
10%+ Owners
0
Major shareholders
Active Insiders
7
Currently serving
Former Insiders
0
Past roles
| Name & Role | Position | Tenure | Holdings |
|---|---|---|---|
FAILLA CHARLES DirectorOfficer | President, CEO and Sec | Since Dec 2024 | — |
KEAVENEY PETE M. Director | — | Since Dec 2024 | — |
LEINAN JEFFREY Director | — | Since Dec 2024 | — |
PORTALE JULIA Director | — | Since Dec 2024 | — |
JONES ANDREW NICHOLAS Officer | Chief Compliance Officer | Since Dec 2025 | — |
PERUGINI THOMAS Officer | Principal Financial Officer | Since Dec 2025 | — |
SOVEREIGN FINANCIAL GROUP, INC. Other | — | Since May 2025 | — |