ALETHEA CAPITAL MANAGEMENT, LLC

PrivateCIK: 1549408
Location

SAN DIEGO, CA

41
Positions
$241.41M
Total AUM (reported)
4.14M
Total Shares

Allocation by class

TOTAL AUM$241.41M41 positions
COM$201.65M83.5%
ST STR BLO 1 ETF$29.74M12.3%
CL A$3.61M1.5%
CLASS A COM$2.36M1.0%
20 YR TR BD ETF$1.84M0.8%
COM NEW$1.13M0.5%
COM SHS$429.9K0.2%

Portfolio Concentration

Top 387.9%4–104.5%11–255.5%Rest2.1%TOP 1092.5%0%100%
Top 3$212.32M87.9%
4–10$10.88M4.5%
11–25$13.22M5.5%
Rest$4.99M2.1%

Top 3 weight

87.9%

Top 10 weight

92.5%

Voting Authority Distribution

Total shares with voting rights: 4.14M

Sole

Full voting authority

4.14M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole41
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings41
Rows:

AXSOME THERAPEUTICS INC.

SOLE
COM
Shares648.76K
TypeSH
Market value$158.80M
65.78%
Sole
648.76K
Shared
0.00
None
0.00

SPDR SERIES TRUST

SOLE
ST STR BLO 1 ETF
Shares324.53K
TypeSH
Market value$29.74M
12.32%
Sole
324.53K
Shared
0.00
None
0.00

KURA ONCOLOGY INC

SOLE
COM
Shares2.17M
TypeSH
Market value$23.78M
9.85%
Sole
2.17M
Shared
0.00
None
0.00

IMMUNEERING CORP

SOLE
CLASS A COM
Shares472.94K
TypeSH
Market value$2.36M
0.98%
Sole
472.94K
Shared
0.00
None
0.00

ISHARES TR

SOLE
20 YR TR BD ETF
Shares21.28K
TypeSH
Market value$1.84M
0.76%
Sole
21.28K
Shared
0.00
None
0.00

TEMPUS AI INC

SOLE
CL A
Shares31.55K
TypeSH
Market value$1.83M
0.76%
Sole
31.55K
Shared
0.00
None
0.00

VIATRIS INC

SOLE
COM
Shares78.38K
TypeSH
Market value$1.24M
0.52%
Sole
78.38K
Shared
0.00
None
0.00

PHILIP MORRIS INTL INC

SOLE
COM
Shares6.83K
TypeSH
Market value$1.24M
0.51%
Sole
6.83K
Shared
0.00
None
0.00

AUTOMATIC DATA PROCESSING IN

SOLE
COM
Shares5.50K
TypeSH
Market value$1.23M
0.51%
Sole
5.50K
Shared
0.00
None
0.00

WILLIAMS COS INC

SOLE
COM
Shares15.30K
TypeSH
Market value$1.14M
0.47%
Sole
15.30K
Shared
0.00
None
0.00

DARDEN RESTAURANTS INC

SOLE
COM
Shares5.42K
TypeSH
Market value$1.12M
0.46%
Sole
5.42K
Shared
0.00
None
0.00

BRISTOL-MYERS SQUIBB CO

SOLE
COM
Shares18.89K
TypeSH
Market value$1.09M
0.45%
Sole
18.89K
Shared
0.00
None
0.00

CONSOLIDATED EDISON INC

SOLE
COM
Shares9.77K
TypeSH
Market value$1.08M
0.45%
Sole
9.77K
Shared
0.00
None
0.00

CHEVRON CORPORATION

SOLE
COM
Shares5.86K
TypeSH
Market value$971.4K
0.40%
Sole
5.86K
Shared
0.00
None
0.00

COMCAST CORP NEW

SOLE
CL A
Shares38.28K
TypeSH
Market value$939.8K
0.39%
Sole
38.28K
Shared
0.00
None
0.00

EVERSOURCE ENERGY

SOLE
COM
Shares12.91K
TypeSH
Market value$933.4K
0.39%
Sole
12.91K
Shared
0.00
None
0.00

WEYERHAEUSER CO

SOLE
COM NEW
Shares38.10K
TypeSH
Market value$912.1K
0.38%
Sole
38.10K
Shared
0.00
None
0.00

LOCKHEED MARTIN CORP

SOLE
COM
Shares1.78K
TypeSH
Market value$905.8K
0.38%
Sole
1.78K
Shared
0.00
None
0.00

AT&T INC

SOLE
COM
Shares43.15K
TypeSH
Market value$893.1K
0.37%
Sole
43.15K
Shared
0.00
None
0.00

CONSTELLATION BRANDS INC

SOLE
CL A
Shares6.09K
TypeSH
Market value$846.8K
0.35%
Sole
6.09K
Shared
0.00
None
0.00

BROADRIDGE FINL SOLUTIONS IN

SOLE
COM
Shares6.13K
TypeSH
Market value$839.8K
0.35%
Sole
6.13K
Shared
0.00
None
0.00

PNC FINL SVCS GROUP INC

SOLE
COM
Shares3.25K
TypeSH
Market value$801.2K
0.33%
Sole
3.25K
Shared
0.00
None
0.00

HORMEL FOODS CORP

SOLE
COM
Shares28.34K
TypeSH
Market value$703.5K
0.29%
Sole
28.34K
Shared
0.00
None
0.00

EXXON MOBIL CORP

SOLE
COM
Shares4.40K
TypeSH
Market value$601.6K
0.25%
Sole
4.40K
Shared
0.00
None
0.00

ATRIUM THERAPEUTICS INC

SOLE
COM
Shares43.76K
TypeSH
Market value$588.5K
0.24%
Sole
43.76K
Shared
0.00
None
0.00
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