ALETHEA CAPITAL MANAGEMENT, LLC

PrivateCIK: 1549408
Location

SAN DIEGO, CA

13
Positions
$194.93M
Total AUM (reported)
3.01M
Total Shares

Allocation by class

TOTAL AUM$194.93M13 positions
COM$123.45M63.3%
STATE STREET SPD$58.65M30.1%
TR UNIT$8.90M4.6%
20 YR TR BD ETF$1.98M1.0%
CL A$1.43M0.7%
EUROPE HEDGED EQ$388.6K0.2%
CLASS A COM$120.9K0.1%

Portfolio Concentration

Top 392.8%4–107.1%11–250.1%TOP 1099.9%0%100%
Top 3$180.80M92.8%
4–10$13.93M7.1%
11–25$200.4K0.1%

Top 3 weight

92.8%

Top 10 weight

99.9%

Voting Authority Distribution

Total shares with voting rights: 3.01M

Sole

Full voting authority

3.01M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole13
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings13
Rows:

AXSOME THERAPEUTICS INC.

SOLE
COM
Shares649.11K
TypeSH
Market value$109.71M
56.28%
Sole
649.11K
Shared
0.00
None
0.00

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares640.04K
TypeSH
Market value$58.65M
30.09%
Sole
640.04K
Shared
0.00
None
0.00

KURA ONCOLOGY INC

SOLE
COM
Shares1.53M
TypeSH
Market value$12.43M
6.38%
Sole
1.53M
Shared
0.00
None
0.00

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares13.69K
TypeSH
Market value$8.90M
4.57%
Sole
13.69K
Shared
0.00
None
0.00

ISHARES TR

SOLE
20 YR TR BD ETF
Shares22.83K
TypeSH
Market value$1.98M
1.02%
Sole
22.83K
Shared
0.00
None
0.00

TEMPUS AI INC

SOLE
CL A
Shares31.55K
TypeSH
Market value$1.43M
0.73%
Sole
31.55K
Shared
0.00
None
0.00

ATRIUM THERAPEUTICS INC

SOLE
COM
Shares43.76K
TypeSH
Market value$585.0K
0.30%
Sole
43.76K
Shared
0.00
None
0.00

WELLS FARGO & CO

SOLE
COM
Shares6.03K
TypeSH
Market value$480.0K
0.25%
Sole
6.03K
Shared
0.00
None
0.00

WISDOMTREE TR

SOLE
EUROPE HEDGED EQ
Shares7.43K
TypeSH
Market value$388.6K
0.20%
Sole
7.43K
Shared
0.00
None
0.00

GRAPHIC PACKAGING HLDG CO

SOLE
COM
Shares16.33K
TypeSH
Market value$162.3K
0.08%
Sole
16.33K
Shared
0.00
None
0.00

IMMUNEERING CORP

SOLE
CLASS A COM
Shares22.93K
TypeSH
Market value$120.9K
0.06%
Sole
22.93K
Shared
0.00
None
0.00

TASEKO MINES LTD

SOLE
COM
Shares10K
TypeSH
Market value$64.5K
0.03%
Sole
10K
Shared
0.00
None
0.00

OPEN LENDING CORP

SOLE
COM
Shares12K
TypeSH
Market value$15.0K
<0.01%
Sole
12K
Shared
0.00
None
0.00