Filed: 5/13/2026ACC: 0001549408-26-000002
📋 What this filing means
ALETHEA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 13 equity positions with a total reported market value of $194.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
13
Positions
$194.93M
Total AUM (reported)
3.01M
Total Shares
Allocation by class
COM$123.45M63.3%
STATE STREET SPD$58.65M30.1%
TR UNIT$8.90M4.6%
20 YR TR BD ETF$1.98M1.0%
CL A$1.43M0.7%
EUROPE HEDGED EQ$388.6K0.2%
CLASS A COM$120.9K0.1%
Portfolio Concentration
Top 3$180.80M92.8%
4–10$13.93M7.1%
11–25$200.4K0.1%
Top 3 weight
92.8%
Top 10 weight
99.9%
Voting Authority Distribution
Total shares with voting rights: 3.01M
Sole
Full voting authority
3.01M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole13
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings13
Rows:
AXSOME THERAPEUTICS INC.
SOLEShares649.11K
TypeSH
Market value$109.71M
56.28%
Sole
649.11K
Shared
0.00
None
0.00
SPDR SERIES TRUST
SOLEShares640.04K
TypeSH
Market value$58.65M
30.09%
Sole
640.04K
Shared
0.00
None
0.00
KURA ONCOLOGY INC
SOLEShares1.53M
TypeSH
Market value$12.43M
6.38%
Sole
1.53M
Shared
0.00
None
0.00
STATE STR SPDR S&P 500 ETF T
SOLEShares13.69K
TypeSH
Market value$8.90M
4.57%
Sole
13.69K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares22.83K
TypeSH
Market value$1.98M
1.02%
Sole
22.83K
Shared
0.00
None
0.00
TEMPUS AI INC
SOLEShares31.55K
TypeSH
Market value$1.43M
0.73%
Sole
31.55K
Shared
0.00
None
0.00
ATRIUM THERAPEUTICS INC
SOLEShares43.76K
TypeSH
Market value$585.0K
0.30%
Sole
43.76K
Shared
0.00
None
0.00
WELLS FARGO & CO
SOLEShares6.03K
TypeSH
Market value$480.0K
0.25%
Sole
6.03K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares7.43K
TypeSH
Market value$388.6K
0.20%
Sole
7.43K
Shared
0.00
None
0.00
GRAPHIC PACKAGING HLDG CO
SOLEShares16.33K
TypeSH
Market value$162.3K
0.08%
Sole
16.33K
Shared
0.00
None
0.00
IMMUNEERING CORP
SOLEShares22.93K
TypeSH
Market value$120.9K
0.06%
Sole
22.93K
Shared
0.00
None
0.00
TASEKO MINES LTD
SOLEShares10K
TypeSH
Market value$64.5K
0.03%
Sole
10K
Shared
0.00
None
0.00
OPEN LENDING CORP
SOLEShares12K
TypeSH
Market value$15.0K
<0.01%
Sole
12K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AXSOME THERAPEUTICS INC.SOLE | COM | 649.11K | SH | $109.71M 56.28% | 649.11K | 0.00 | 0.00 |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 640.04K | SH | $58.65M 30.09% | 640.04K | 0.00 | 0.00 |
KURA ONCOLOGY INCSOLE | COM | 1.53M | SH | $12.43M 6.38% | 1.53M | 0.00 | 0.00 |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 13.69K | SH | $8.90M 4.57% | 13.69K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 22.83K | SH | $1.98M 1.02% | 22.83K | 0.00 | 0.00 |
TEMPUS AI INCSOLE | CL A | 31.55K | SH | $1.43M 0.73% | 31.55K | 0.00 | 0.00 |
ATRIUM THERAPEUTICS INCSOLE | COM | 43.76K | SH | $585.0K 0.30% | 43.76K | 0.00 | 0.00 |
WELLS FARGO & COSOLE | COM | 6.03K | SH | $480.0K 0.25% | 6.03K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | EUROPE HEDGED EQ | 7.43K | SH | $388.6K 0.20% | 7.43K | 0.00 | 0.00 |
GRAPHIC PACKAGING HLDG COSOLE | COM | 16.33K | SH | $162.3K 0.08% | 16.33K | 0.00 | 0.00 |
IMMUNEERING CORPSOLE | CLASS A COM | 22.93K | SH | $120.9K 0.06% | 22.93K | 0.00 | 0.00 |
TASEKO MINES LTDSOLE | COM | 10K | SH | $64.5K 0.03% | 10K | 0.00 | 0.00 |
OPEN LENDING CORPSOLE | COM | 12K | SH | $15.0K <0.01% | 12K | 0.00 | 0.00 |