Filed: 11/14/2025ACC: 0001549408-25-000009
📋 What this filing means
ALETHEA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 33 equity positions with a total reported market value of $155.66M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
33
Positions
$155.66M
Total AUM (reported)
3.22M
Total Shares
Allocation by class
COM$121.75M78.2%
BLOOMBERG 1-3 MO$28.62M18.4%
20 YR TR BD ETF$2.07M1.3%
COM NEW$1.13M0.7%
CL B$988.5K0.6%
EUROPE HEDGED EQ$399.4K0.3%
CL A$318.1K0.2%
Portfolio Concentration
Top 3$129.54M83.2%
4–10$17.51M11.2%
11–25$7.14M4.6%
Rest$1.47M0.9%
Top 3 weight
83.2%
Top 10 weight
94.5%
Voting Authority Distribution
Total shares with voting rights: 3.22M
Sole
Full voting authority
3.22M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole33
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings33
Rows:
AXSOME THERAPEUTICS INC
SOLEShares670.88K
TypeSH
Market value$81.48M
52.34%
Sole
670.88K
Shared
0.00
None
0.00
SPDR SERIES TRUST
SOLEShares311.97K
TypeSH
Market value$28.62M
18.39%
Sole
311.97K
Shared
0.00
None
0.00
AVIDITY BIOSCIENCES INC
SOLEShares446.13K
TypeSH
Market value$19.44M
12.49%
Sole
446.13K
Shared
0.00
None
0.00
KURA ONCOLOGY INC
SOLEShares1.54M
TypeSH
Market value$12.57M
8.07%
Sole
1.54M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares23.12K
TypeSH
Market value$2.07M
1.33%
Sole
23.12K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares3.32K
TypeSH
Market value$616.2K
0.40%
Sole
3.32K
Shared
0.00
None
0.00
CIDARA THERAPEUTICS INC
SOLEShares5.96K
TypeSH
Market value$570.4K
0.37%
Sole
5.96K
Shared
0.00
None
0.00
VENTAS INC
SOLEShares8.04K
TypeSH
Market value$562.7K
0.36%
Sole
8.04K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares1.63K
TypeSH
Market value$561.8K
0.36%
Sole
1.63K
Shared
0.00
None
0.00
SMUCKER J M CO
SOLEShares5.17K
TypeSH
Market value$561.5K
0.36%
Sole
5.17K
Shared
0.00
None
0.00
CENTERPOINT ENERGY INC
SOLEShares13.82K
TypeSH
Market value$536.2K
0.34%
Sole
13.82K
Shared
0.00
None
0.00
MCDONALDS CORP
SOLEShares1.74K
TypeSH
Market value$528.5K
0.34%
Sole
1.74K
Shared
0.00
None
0.00
EXELON CORP
SOLEShares11.69K
TypeSH
Market value$526.3K
0.34%
Sole
11.69K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares11.73K
TypeSH
Market value$515.6K
0.33%
Sole
11.73K
Shared
0.00
None
0.00
BROWN FORMAN CORP
SOLEShares18.86K
TypeSH
Market value$510.8K
0.33%
Sole
18.86K
Shared
0.00
None
0.00
CONSOLIDATED EDISON INC
SOLEShares5.06K
TypeSH
Market value$508.4K
0.33%
Sole
5.06K
Shared
0.00
None
0.00
AMERICAN WTR WKS CO INC NEW
SOLEShares3.65K
TypeSH
Market value$507.8K
0.33%
Sole
3.65K
Shared
0.00
None
0.00
MID-AMER APT CMNTYS INC
SOLEShares3.43K
TypeSH
Market value$479.3K
0.31%
Sole
3.43K
Shared
0.00
None
0.00
MOLSON COORS BEVERAGE CO
SOLEShares10.56K
TypeSH
Market value$477.7K
0.31%
Sole
10.56K
Shared
0.00
None
0.00
CROWN CASTLE INC
SOLEShares4.94K
TypeSH
Market value$476.8K
0.31%
Sole
4.94K
Shared
0.00
None
0.00
INVITATION HOMES INC
SOLEShares15.48K
TypeSH
Market value$454.0K
0.29%
Sole
15.48K
Shared
0.00
None
0.00
PAYCHEX INC
SOLEShares3.49K
TypeSH
Market value$442.8K
0.28%
Sole
3.49K
Shared
0.00
None
0.00
LKQ CORP
SOLEShares13.72K
TypeSH
Market value$418.9K
0.27%
Sole
13.72K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares7.92K
TypeSH
Market value$399.4K
0.26%
Sole
7.92K
Shared
0.00
None
0.00
AT&T INC
SOLEShares12.78K
TypeSH
Market value$361.0K
0.23%
Sole
12.78K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AXSOME THERAPEUTICS INCSOLE | COM | 670.88K | SH | $81.48M 52.34% | 670.88K | 0.00 | 0.00 |
SPDR SERIES TRUSTSOLE | BLOOMBERG 1-3 MO | 311.97K | SH | $28.62M 18.39% | 311.97K | 0.00 | 0.00 |
AVIDITY BIOSCIENCES INCSOLE | COM | 446.13K | SH | $19.44M 12.49% | 446.13K | 0.00 | 0.00 |
KURA ONCOLOGY INCSOLE | COM | 1.54M | SH | $12.57M 8.07% | 1.54M | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 23.12K | SH | $2.07M 1.33% | 23.12K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 3.32K | SH | $616.2K 0.40% | 3.32K | 0.00 | 0.00 |
CIDARA THERAPEUTICS INCSOLE | COM NEW | 5.96K | SH | $570.4K 0.37% | 5.96K | 0.00 | 0.00 |
VENTAS INCSOLE | COM | 8.04K | SH | $562.7K 0.36% | 8.04K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 1.63K | SH | $561.8K 0.36% | 1.63K | 0.00 | 0.00 |
SMUCKER J M COSOLE | COM NEW | 5.17K | SH | $561.5K 0.36% | 5.17K | 0.00 | 0.00 |
CENTERPOINT ENERGY INCSOLE | COM | 13.82K | SH | $536.2K 0.34% | 13.82K | 0.00 | 0.00 |
MCDONALDS CORPSOLE | COM | 1.74K | SH | $528.5K 0.34% | 1.74K | 0.00 | 0.00 |
EXELON CORPSOLE | COM | 11.69K | SH | $526.3K 0.34% | 11.69K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 11.73K | SH | $515.6K 0.33% | 11.73K | 0.00 | 0.00 |
BROWN FORMAN CORPSOLE | CL B | 18.86K | SH | $510.8K 0.33% | 18.86K | 0.00 | 0.00 |
CONSOLIDATED EDISON INCSOLE | COM | 5.06K | SH | $508.4K 0.33% | 5.06K | 0.00 | 0.00 |
AMERICAN WTR WKS CO INC NEWSOLE | COM | 3.65K | SH | $507.8K 0.33% | 3.65K | 0.00 | 0.00 |
MID-AMER APT CMNTYS INCSOLE | COM | 3.43K | SH | $479.3K 0.31% | 3.43K | 0.00 | 0.00 |
MOLSON COORS BEVERAGE COSOLE | CL B | 10.56K | SH | $477.7K 0.31% | 10.56K | 0.00 | 0.00 |
CROWN CASTLE INCSOLE | COM | 4.94K | SH | $476.8K 0.31% | 4.94K | 0.00 | 0.00 |
INVITATION HOMES INCSOLE | COM | 15.48K | SH | $454.0K 0.29% | 15.48K | 0.00 | 0.00 |
PAYCHEX INCSOLE | COM | 3.49K | SH | $442.8K 0.28% | 3.49K | 0.00 | 0.00 |
LKQ CORPSOLE | COM | 13.72K | SH | $418.9K 0.27% | 13.72K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | EUROPE HEDGED EQ | 7.92K | SH | $399.4K 0.26% | 7.92K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 12.78K | SH | $361.0K 0.23% | 12.78K | 0.00 | 0.00 |
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