Filed: 5/14/2025ACC: 0001549408-25-000006
📋 What this filing means
ALETHEA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 11 equity positions with a total reported market value of $134.03M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
11
Positions
$134.03M
Total AUM (reported)
2.15M
Total Shares
Allocation by class
COM$94.79M70.7%
BLOOMBERG 1-3 MO$28.07M20.9%
TR UNIT$8.37M6.2%
20 YR TR BD ETF$2.10M1.6%
EUROPE HEDGED EQ$376.3K0.3%
COM NEW$308.3K0.2%
Portfolio Concentration
Top 3$118.36M88.3%
4–10$15.65M11.7%
11–25$22.4K0.0%
Top 3 weight
88.3%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 2.15M
Sole
Full voting authority
2.15M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole11
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings11
Rows:
AXSOME THERAPEUTICS INC
SOLEShares667.37K
TypeSH
Market value$77.84M
58.07%
Sole
667.37K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares306.04K
TypeSH
Market value$28.07M
20.95%
Sole
306.04K
Shared
0.00
None
0.00
AVIDITY BIOSCIENCES INC
SOLEShares421.72K
TypeSH
Market value$12.45M
9.29%
Sole
421.72K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares14.97K
TypeSH
Market value$8.37M
6.25%
Sole
14.97K
Shared
0.00
None
0.00
KURA ONCOLOGY INC
SOLEShares659.18K
TypeSH
Market value$4.35M
3.25%
Sole
659.18K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares23.12K
TypeSH
Market value$2.10M
1.57%
Sole
23.12K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares7.92K
TypeSH
Market value$376.3K
0.28%
Sole
7.92K
Shared
0.00
None
0.00
CIDARA THERAPEUTICS INC
SOLEShares14.31K
TypeSH
Market value$308.3K
0.23%
Sole
14.31K
Shared
0.00
None
0.00
EATON VANCE CALIF MUN BD FD
SOLEShares10.66K
TypeSH
Market value$98.8K
0.07%
Sole
10.66K
Shared
0.00
None
0.00
OPEN LENDING CORP
SOLEShares12K
TypeSH
Market value$33.1K
0.02%
Sole
12K
Shared
0.00
None
0.00
TASEKO MINES LTD
SOLEShares10K
TypeSH
Market value$22.4K
0.02%
Sole
10K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AXSOME THERAPEUTICS INCSOLE | COM | 667.37K | SH | $77.84M 58.07% | 667.37K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 306.04K | SH | $28.07M 20.95% | 306.04K | 0.00 | 0.00 |
AVIDITY BIOSCIENCES INCSOLE | COM | 421.72K | SH | $12.45M 9.29% | 421.72K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 14.97K | SH | $8.37M 6.25% | 14.97K | 0.00 | 0.00 |
KURA ONCOLOGY INCSOLE | COM | 659.18K | SH | $4.35M 3.25% | 659.18K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 23.12K | SH | $2.10M 1.57% | 23.12K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | EUROPE HEDGED EQ | 7.92K | SH | $376.3K 0.28% | 7.92K | 0.00 | 0.00 |
CIDARA THERAPEUTICS INCSOLE | COM NEW | 14.31K | SH | $308.3K 0.23% | 14.31K | 0.00 | 0.00 |
EATON VANCE CALIF MUN BD FDSOLE | COM | 10.66K | SH | $98.8K 0.07% | 10.66K | 0.00 | 0.00 |
OPEN LENDING CORPSOLE | COM | 12K | SH | $33.1K 0.02% | 12K | 0.00 | 0.00 |
TASEKO MINES LTDSOLE | COM | 10K | SH | $22.4K 0.02% | 10K | 0.00 | 0.00 |