Filed: 11/14/2024ACC: 0001549408-24-000005
📋 What this filing means
ALETHEA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 30 equity positions with a total reported market value of $138.46M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
30
Positions
$138.46M
Total AUM (reported)
2.43M
Total Shares
Allocation by class
COM$103.07M74.4%
BLOOMBERG 1-3 MO$29.76M21.5%
20 YR TR BD ETF$2.27M1.6%
COM NEW$1.46M1.1%
SHS$852.7K0.6%
EUROPE HEDGED EQ$360.1K0.3%
COM NON VTG$347.3K0.3%
Portfolio Concentration
Top 3$115.76M83.6%
4–10$15.72M11.4%
11–25$5.96M4.3%
Rest$1.02M0.7%
Top 3 weight
83.6%
Top 10 weight
95.0%
Voting Authority Distribution
Total shares with voting rights: 2.43M
Sole
Full voting authority
2.43M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole30
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings30
Rows:
AXSOME THERAPEUTICS INC
SOLEShares738.50K
TypeSH
Market value$66.37M
47.94%
Sole
738.50K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares324.11K
TypeSH
Market value$29.76M
21.49%
Sole
324.11K
Shared
0.00
None
0.00
AVIDITY BIOSCIENCES INC
SOLEShares427.45K
TypeSH
Market value$19.63M
14.18%
Sole
427.45K
Shared
0.00
None
0.00
KURA ONCOLOGY INC
SOLEShares553.54K
TypeSH
Market value$10.82M
7.81%
Sole
553.54K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares23.12K
TypeSH
Market value$2.27M
1.64%
Sole
23.12K
Shared
0.00
None
0.00
CIDARA THERAPEUTICS INC
SOLEShares79.91K
TypeSH
Market value$859.0K
0.62%
Sole
79.91K
Shared
0.00
None
0.00
HASBRO INC
SOLEShares6.32K
TypeSH
Market value$457.4K
0.33%
Sole
6.32K
Shared
0.00
None
0.00
WEYERHAEUSER CO MTN BE
SOLEShares13.19K
TypeSH
Market value$446.6K
0.32%
Sole
13.19K
Shared
0.00
None
0.00
MCDONALDS CORP
SOLEShares1.46K
TypeSH
Market value$443.6K
0.32%
Sole
1.46K
Shared
0.00
None
0.00
EXELON CORP
SOLEShares10.57K
TypeSH
Market value$428.8K
0.31%
Sole
10.57K
Shared
0.00
None
0.00
JOHNSON CTLS INTL PLC
SOLEShares5.52K
TypeSH
Market value$428.3K
0.31%
Sole
5.52K
Shared
0.00
None
0.00
OMNICOM GROUP INC
SOLEShares4.12K
TypeSH
Market value$426.0K
0.31%
Sole
4.12K
Shared
0.00
None
0.00
MEDTRONIC PLC
SOLEShares4.71K
TypeSH
Market value$424.4K
0.31%
Sole
4.71K
Shared
0.00
None
0.00
FASTENAL CO
SOLEShares5.85K
TypeSH
Market value$418.1K
0.30%
Sole
5.85K
Shared
0.00
None
0.00
KROGER CO
SOLEShares7.28K
TypeSH
Market value$417.4K
0.30%
Sole
7.28K
Shared
0.00
None
0.00
BAXTER INTL INC
SOLEShares10.94K
TypeSH
Market value$415.4K
0.30%
Sole
10.94K
Shared
0.00
None
0.00
CME GROUP INC
SOLEShares1.87K
TypeSH
Market value$412.2K
0.30%
Sole
1.87K
Shared
0.00
None
0.00
INTERPUBLIC GROUP COS INC
SOLEShares12.85K
TypeSH
Market value$406.4K
0.29%
Sole
12.85K
Shared
0.00
None
0.00
SNAP ON INC
SOLEShares1.38K
TypeSH
Market value$400.1K
0.29%
Sole
1.38K
Shared
0.00
None
0.00
DOW INC
SOLEShares6.93K
TypeSH
Market value$378.8K
0.27%
Sole
6.93K
Shared
0.00
None
0.00
HORMEL FOODS CORP
SOLEShares11.95K
TypeSH
Market value$378.8K
0.27%
Sole
11.95K
Shared
0.00
None
0.00
GENUINE PARTS CO
SOLEShares2.70K
TypeSH
Market value$377.1K
0.27%
Sole
2.70K
Shared
0.00
None
0.00
STANLEY BLACK & DECKER INC
SOLEShares3.31K
TypeSH
Market value$364.0K
0.26%
Sole
3.31K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares8.02K
TypeSH
Market value$360.1K
0.26%
Sole
8.02K
Shared
0.00
None
0.00
LKQ CORP
SOLEShares8.79K
TypeSH
Market value$350.7K
0.25%
Sole
8.79K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AXSOME THERAPEUTICS INCSOLE | COM | 738.50K | SH | $66.37M 47.94% | 738.50K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 324.11K | SH | $29.76M 21.49% | 324.11K | 0.00 | 0.00 |
AVIDITY BIOSCIENCES INCSOLE | COM | 427.45K | SH | $19.63M 14.18% | 427.45K | 0.00 | 0.00 |
KURA ONCOLOGY INCSOLE | COM | 553.54K | SH | $10.82M 7.81% | 553.54K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 23.12K | SH | $2.27M 1.64% | 23.12K | 0.00 | 0.00 |
CIDARA THERAPEUTICS INCSOLE | COM NEW | 79.91K | SH | $859.0K 0.62% | 79.91K | 0.00 | 0.00 |
HASBRO INCSOLE | COM | 6.32K | SH | $457.4K 0.33% | 6.32K | 0.00 | 0.00 |
WEYERHAEUSER CO MTN BESOLE | COM NEW | 13.19K | SH | $446.6K 0.32% | 13.19K | 0.00 | 0.00 |
MCDONALDS CORPSOLE | COM | 1.46K | SH | $443.6K 0.32% | 1.46K | 0.00 | 0.00 |
EXELON CORPSOLE | COM | 10.57K | SH | $428.8K 0.31% | 10.57K | 0.00 | 0.00 |
JOHNSON CTLS INTL PLCSOLE | SHS | 5.52K | SH | $428.3K 0.31% | 5.52K | 0.00 | 0.00 |
OMNICOM GROUP INCSOLE | COM | 4.12K | SH | $426.0K 0.31% | 4.12K | 0.00 | 0.00 |
MEDTRONIC PLCSOLE | SHS | 4.71K | SH | $424.4K 0.31% | 4.71K | 0.00 | 0.00 |
FASTENAL COSOLE | COM | 5.85K | SH | $418.1K 0.30% | 5.85K | 0.00 | 0.00 |
KROGER COSOLE | COM | 7.28K | SH | $417.4K 0.30% | 7.28K | 0.00 | 0.00 |
BAXTER INTL INCSOLE | COM | 10.94K | SH | $415.4K 0.30% | 10.94K | 0.00 | 0.00 |
CME GROUP INCSOLE | COM | 1.87K | SH | $412.2K 0.30% | 1.87K | 0.00 | 0.00 |
INTERPUBLIC GROUP COS INCSOLE | COM | 12.85K | SH | $406.4K 0.29% | 12.85K | 0.00 | 0.00 |
SNAP ON INCSOLE | COM | 1.38K | SH | $400.1K 0.29% | 1.38K | 0.00 | 0.00 |
DOW INCSOLE | COM | 6.93K | SH | $378.8K 0.27% | 6.93K | 0.00 | 0.00 |
HORMEL FOODS CORPSOLE | COM | 11.95K | SH | $378.8K 0.27% | 11.95K | 0.00 | 0.00 |
GENUINE PARTS COSOLE | COM | 2.70K | SH | $377.1K 0.27% | 2.70K | 0.00 | 0.00 |
STANLEY BLACK & DECKER INCSOLE | COM | 3.31K | SH | $364.0K 0.26% | 3.31K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | EUROPE HEDGED EQ | 8.02K | SH | $360.1K 0.26% | 8.02K | 0.00 | 0.00 |
LKQ CORPSOLE | COM | 8.79K | SH | $350.7K 0.25% | 8.79K | 0.00 | 0.00 |
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