Filed: 8/15/2024ACC: 0001549408-24-000004
📋 What this filing means
ALETHEA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 31 equity positions with a total reported market value of $131.79M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
31
Positions
$131.79M
Total AUM (reported)
2.28M
Total Shares
Allocation by class
COM$93.53M71.0%
BLOOMBERG 1-3 MO$33.04M25.1%
20 YR TR BD ETF$2.12M1.6%
COM NEW$1.97M1.5%
CL A$479.3K0.4%
EUROPE HEDGED EQ$362.6K0.3%
ORD SHS$279.9K0.2%
Portfolio Concentration
Top 3$113.25M85.9%
4–10$10.76M8.2%
11–25$6.68M5.1%
Rest$1.10M0.8%
Top 3 weight
85.9%
Top 10 weight
94.1%
Voting Authority Distribution
Total shares with voting rights: 2.28M
Sole
Full voting authority
2.28M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole31
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings31
Rows:
AXSOME THERAPEUTICS INC
SOLEShares740.89K
TypeSH
Market value$59.64M
45.25%
Sole
740.89K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares360.03K
TypeSH
Market value$33.04M
25.07%
Sole
360.03K
Shared
0.00
None
0.00
AVIDITY BIOSCIENCES INC
SOLEShares503.50K
TypeSH
Market value$20.57M
15.61%
Sole
503.50K
Shared
0.00
None
0.00
KURA ONCOLOGY INC
SOLEShares265.91K
TypeSH
Market value$5.48M
4.15%
Sole
265.91K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares23.12K
TypeSH
Market value$2.12M
1.61%
Sole
23.12K
Shared
0.00
None
0.00
CIDARA THERAPEUTICS INC
SOLEShares79.91K
TypeSH
Market value$954.1K
0.72%
Sole
79.91K
Shared
0.00
None
0.00
SYNCHRONY FINANCIAL
SOLEShares12.16K
TypeSH
Market value$573.6K
0.44%
Sole
12.16K
Shared
0.00
None
0.00
AMGEN INC
SOLEShares1.78K
TypeSH
Market value$557.4K
0.42%
Sole
1.78K
Shared
0.00
None
0.00
EXTRA SPACE STORAGE INC
SOLEShares3.47K
TypeSH
Market value$539.0K
0.41%
Sole
3.47K
Shared
0.00
None
0.00
BANK NEW YORK MELLON CORP
SOLEShares8.99K
TypeSH
Market value$538.4K
0.41%
Sole
8.99K
Shared
0.00
None
0.00
SOUTHWEST AIRLS CO
SOLEShares17.49K
TypeSH
Market value$500.5K
0.38%
Sole
17.49K
Shared
0.00
None
0.00
BLACKROCK INC
SOLEShares620.00
TypeSH
Market value$488.1K
0.37%
Sole
620.00
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares2.84K
TypeSH
Market value$487.6K
0.37%
Sole
2.84K
Shared
0.00
None
0.00
MONDELEZ INTL INC
SOLEShares7.32K
TypeSH
Market value$479.3K
0.36%
Sole
7.32K
Shared
0.00
None
0.00
MCDONALDS CORP
SOLEShares1.83K
TypeSH
Market value$465.8K
0.35%
Sole
1.83K
Shared
0.00
None
0.00
DARDEN RESTAURANTS INC
SOLEShares3.07K
TypeSH
Market value$463.9K
0.35%
Sole
3.07K
Shared
0.00
None
0.00
VIATRIS INC
SOLEShares42.97K
TypeSH
Market value$456.8K
0.35%
Sole
42.97K
Shared
0.00
None
0.00
SYSCO CORP
SOLEShares6.32K
TypeSH
Market value$451.3K
0.34%
Sole
6.32K
Shared
0.00
None
0.00
PROLOGIS INC.
SOLEShares4K
TypeSH
Market value$449.1K
0.34%
Sole
4K
Shared
0.00
None
0.00
SMUCKER J M CO
SOLEShares4.09K
TypeSH
Market value$446.3K
0.34%
Sole
4.09K
Shared
0.00
None
0.00
AMERICAN TOWER CORP NEW
SOLEShares2.22K
TypeSH
Market value$431.1K
0.33%
Sole
2.22K
Shared
0.00
None
0.00
C H ROBINSON WORLDWIDE INC
SOLEShares4.64K
TypeSH
Market value$408.8K
0.31%
Sole
4.64K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares1.15K
TypeSH
Market value$395.5K
0.30%
Sole
1.15K
Shared
0.00
None
0.00
FIFTH THIRD BANCORP
SOLEShares10.64K
TypeSH
Market value$388.3K
0.29%
Sole
10.64K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares8.02K
TypeSH
Market value$362.6K
0.28%
Sole
8.02K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AXSOME THERAPEUTICS INCSOLE | COM | 740.89K | SH | $59.64M 45.25% | 740.89K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 360.03K | SH | $33.04M 25.07% | 360.03K | 0.00 | 0.00 |
AVIDITY BIOSCIENCES INCSOLE | COM | 503.50K | SH | $20.57M 15.61% | 503.50K | 0.00 | 0.00 |
KURA ONCOLOGY INCSOLE | COM | 265.91K | SH | $5.48M 4.15% | 265.91K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 23.12K | SH | $2.12M 1.61% | 23.12K | 0.00 | 0.00 |
CIDARA THERAPEUTICS INCSOLE | COM NEW | 79.91K | SH | $954.1K 0.72% | 79.91K | 0.00 | 0.00 |
SYNCHRONY FINANCIALSOLE | COM | 12.16K | SH | $573.6K 0.44% | 12.16K | 0.00 | 0.00 |
AMGEN INCSOLE | COM | 1.78K | SH | $557.4K 0.42% | 1.78K | 0.00 | 0.00 |
EXTRA SPACE STORAGE INCSOLE | COM | 3.47K | SH | $539.0K 0.41% | 3.47K | 0.00 | 0.00 |
BANK NEW YORK MELLON CORPSOLE | COM | 8.99K | SH | $538.4K 0.41% | 8.99K | 0.00 | 0.00 |
SOUTHWEST AIRLS COSOLE | COM | 17.49K | SH | $500.5K 0.38% | 17.49K | 0.00 | 0.00 |
BLACKROCK INCSOLE | COM | 620.00 | SH | $488.1K 0.37% | 620.00 | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 2.84K | SH | $487.6K 0.37% | 2.84K | 0.00 | 0.00 |
MONDELEZ INTL INCSOLE | CL A | 7.32K | SH | $479.3K 0.36% | 7.32K | 0.00 | 0.00 |
MCDONALDS CORPSOLE | COM | 1.83K | SH | $465.8K 0.35% | 1.83K | 0.00 | 0.00 |
DARDEN RESTAURANTS INCSOLE | COM | 3.07K | SH | $463.9K 0.35% | 3.07K | 0.00 | 0.00 |
VIATRIS INCSOLE | COM | 42.97K | SH | $456.8K 0.35% | 42.97K | 0.00 | 0.00 |
SYSCO CORPSOLE | COM | 6.32K | SH | $451.3K 0.34% | 6.32K | 0.00 | 0.00 |
PROLOGIS INC.SOLE | COM | 4K | SH | $449.1K 0.34% | 4K | 0.00 | 0.00 |
SMUCKER J M COSOLE | COM NEW | 4.09K | SH | $446.3K 0.34% | 4.09K | 0.00 | 0.00 |
AMERICAN TOWER CORP NEWSOLE | COM | 2.22K | SH | $431.1K 0.33% | 2.22K | 0.00 | 0.00 |
C H ROBINSON WORLDWIDE INCSOLE | COM NEW | 4.64K | SH | $408.8K 0.31% | 4.64K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 1.15K | SH | $395.5K 0.30% | 1.15K | 0.00 | 0.00 |
FIFTH THIRD BANCORPSOLE | COM | 10.64K | SH | $388.3K 0.29% | 10.64K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | EUROPE HEDGED EQ | 8.02K | SH | $362.6K 0.28% | 8.02K | 0.00 | 0.00 |
Page 1 of 2