Filed: 5/16/2024ACC: 0001549408-24-000003
📋 What this filing means
ALETHEA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 32 equity positions with a total reported market value of $123.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
32
Positions
$123.11M
Total AUM (reported)
3.96M
Total Shares
Allocation by class
COM$95.12M77.3%
BLOOMBERG 1-3 MO$22.08M17.9%
20 YR TR BD ETF$2.19M1.8%
SML CP GRW ETF$2.08M1.7%
S&P500 EQL UTL$644.9K0.5%
COM SHS$482.4K0.4%
EUROPE HEDGED EQ$387.4K0.3%
Portfolio Concentration
Top 3$100.61M81.7%
4–10$13.10M10.6%
11–25$7.56M6.1%
Rest$1.84M1.5%
Top 3 weight
81.7%
Top 10 weight
92.4%
Voting Authority Distribution
Total shares with voting rights: 3.96M
Sole
Full voting authority
3.96M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole32
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings32
Rows:
AXSOME THERAPEUTICS INC
SOLEShares740.79K
TypeSH
Market value$59.12M
48.02%
Sole
740.79K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares240.56K
TypeSH
Market value$22.08M
17.94%
Sole
240.56K
Shared
0.00
None
0.00
AVIDITY BIOSCIENCES INC
SOLEShares760.70K
TypeSH
Market value$19.41M
15.77%
Sole
760.70K
Shared
0.00
None
0.00
KURA ONCOLOGY INC
SOLEShares259.61K
TypeSH
Market value$5.54M
4.50%
Sole
259.61K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares23.12K
TypeSH
Market value$2.19M
1.78%
Sole
23.12K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares7.98K
TypeSH
Market value$2.08M
1.69%
Sole
7.98K
Shared
0.00
None
0.00
CIDARA THERAPEUTICS INC
SOLEShares1.60M
TypeSH
Market value$1.47M
1.19%
Sole
1.60M
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares11.40K
TypeSH
Market value$644.9K
0.52%
Sole
11.40K
Shared
0.00
None
0.00
DIAMONDBACK ENERGY INC
SOLEShares3.02K
TypeSH
Market value$598.3K
0.49%
Sole
3.02K
Shared
0.00
None
0.00
ALLSTATE CORP
SOLEShares3.34K
TypeSH
Market value$577.7K
0.47%
Sole
3.34K
Shared
0.00
None
0.00
PACKAGING CORP AMER
SOLEShares2.90K
TypeSH
Market value$550.4K
0.45%
Sole
2.90K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares4.64K
TypeSH
Market value$539.1K
0.44%
Sole
4.64K
Shared
0.00
None
0.00
WILLIAMS COS INC
SOLEShares13.54K
TypeSH
Market value$527.6K
0.43%
Sole
13.54K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares3.22K
TypeSH
Market value$522.3K
0.42%
Sole
3.22K
Shared
0.00
None
0.00
PUBLIC SVC ENTERPRISE GRP IN
SOLEShares7.74K
TypeSH
Market value$517.0K
0.42%
Sole
7.74K
Shared
0.00
None
0.00
COTERRA ENERGY INC
SOLEShares18.44K
TypeSH
Market value$514.2K
0.42%
Sole
18.44K
Shared
0.00
None
0.00
KIMBERLY-CLARK CORP
SOLEShares3.91K
TypeSH
Market value$505.2K
0.41%
Sole
3.91K
Shared
0.00
None
0.00
ALTRIA GROUP INC
SOLEShares11.49K
TypeSH
Market value$501.1K
0.41%
Sole
11.49K
Shared
0.00
None
0.00
PAYCHEX INC
SOLEShares4.06K
TypeSH
Market value$498.2K
0.40%
Sole
4.06K
Shared
0.00
None
0.00
WELLTOWER INC
SOLEShares5.30K
TypeSH
Market value$494.9K
0.40%
Sole
5.30K
Shared
0.00
None
0.00
EXELON CORP
SOLEShares13.13K
TypeSH
Market value$493.1K
0.40%
Sole
13.13K
Shared
0.00
None
0.00
AT&T INC
SOLEShares27.66K
TypeSH
Market value$486.9K
0.40%
Sole
27.66K
Shared
0.00
None
0.00
BUNGE GLOBAL SA
SOLEShares4.71K
TypeSH
Market value$482.4K
0.39%
Sole
4.71K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares9.42K
TypeSH
Market value$470.0K
0.38%
Sole
9.42K
Shared
0.00
None
0.00
STARBUCKS CORP
SOLEShares5.06K
TypeSH
Market value$462.3K
0.38%
Sole
5.06K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AXSOME THERAPEUTICS INCSOLE | COM | 740.79K | SH | $59.12M 48.02% | 740.79K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 240.56K | SH | $22.08M 17.94% | 240.56K | 0.00 | 0.00 |
AVIDITY BIOSCIENCES INCSOLE | COM | 760.70K | SH | $19.41M 15.77% | 760.70K | 0.00 | 0.00 |
KURA ONCOLOGY INCSOLE | COM | 259.61K | SH | $5.54M 4.50% | 259.61K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 23.12K | SH | $2.19M 1.78% | 23.12K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | SML CP GRW ETF | 7.98K | SH | $2.08M 1.69% | 7.98K | 0.00 | 0.00 |
CIDARA THERAPEUTICS INCSOLE | COM | 1.60M | SH | $1.47M 1.19% | 1.60M | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL UTL | 11.40K | SH | $644.9K 0.52% | 11.40K | 0.00 | 0.00 |
DIAMONDBACK ENERGY INCSOLE | COM | 3.02K | SH | $598.3K 0.49% | 3.02K | 0.00 | 0.00 |
ALLSTATE CORPSOLE | COM | 3.34K | SH | $577.7K 0.47% | 3.34K | 0.00 | 0.00 |
PACKAGING CORP AMERSOLE | COM | 2.90K | SH | $550.4K 0.45% | 2.90K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 4.64K | SH | $539.1K 0.44% | 4.64K | 0.00 | 0.00 |
WILLIAMS COS INCSOLE | COM | 13.54K | SH | $527.6K 0.43% | 13.54K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 3.22K | SH | $522.3K 0.42% | 3.22K | 0.00 | 0.00 |
PUBLIC SVC ENTERPRISE GRP INSOLE | COM | 7.74K | SH | $517.0K 0.42% | 7.74K | 0.00 | 0.00 |
COTERRA ENERGY INCSOLE | COM | 18.44K | SH | $514.2K 0.42% | 18.44K | 0.00 | 0.00 |
KIMBERLY-CLARK CORPSOLE | COM | 3.91K | SH | $505.2K 0.41% | 3.91K | 0.00 | 0.00 |
ALTRIA GROUP INCSOLE | COM | 11.49K | SH | $501.1K 0.41% | 11.49K | 0.00 | 0.00 |
PAYCHEX INCSOLE | COM | 4.06K | SH | $498.2K 0.40% | 4.06K | 0.00 | 0.00 |
WELLTOWER INCSOLE | COM | 5.30K | SH | $494.9K 0.40% | 5.30K | 0.00 | 0.00 |
EXELON CORPSOLE | COM | 13.13K | SH | $493.1K 0.40% | 13.13K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 27.66K | SH | $486.9K 0.40% | 27.66K | 0.00 | 0.00 |
BUNGE GLOBAL SASOLE | COM SHS | 4.71K | SH | $482.4K 0.39% | 4.71K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 9.42K | SH | $470.0K 0.38% | 9.42K | 0.00 | 0.00 |
STARBUCKS CORPSOLE | COM | 5.06K | SH | $462.3K 0.38% | 5.06K | 0.00 | 0.00 |
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