Filed: 2/15/2024ACC: 0001549408-24-000002
📋 What this filing means
ALETHEA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 35 equity positions with a total reported market value of $86.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
35
Positions
$86.67M
Total AUM (reported)
3.85M
Total Shares
Allocation by class
COM$80.48M92.9%
20 YR TR BD ETF$2.30M2.7%
SML CP GRW ETF$1.84M2.1%
SHS$613.4K0.7%
COM NEW$434.3K0.5%
CAP STK CL C$354.4K0.4%
EUROPE HEDGED EQ$343.7K0.4%
Portfolio Concentration
Top 3$72.63M83.8%
4–10$6.90M8.0%
11–25$4.92M5.7%
Rest$2.23M2.6%
Top 3 weight
83.8%
Top 10 weight
91.8%
Voting Authority Distribution
Total shares with voting rights: 3.85M
Sole
Full voting authority
3.85M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole35
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings35
Rows:
AXSOME THERAPEUTICS INC
SOLEShares752.04K
TypeSH
Market value$59.86M
69.06%
Sole
752.04K
Shared
0.00
None
0.00
AVIDITY BIOSCIENCES INC
SOLEShares854.65K
TypeSH
Market value$7.73M
8.92%
Sole
854.65K
Shared
0.00
None
0.00
KURA ONCOLOGY INC
SOLEShares350.44K
TypeSH
Market value$5.04M
5.81%
Sole
350.44K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares23.28K
TypeSH
Market value$2.30M
2.66%
Sole
23.28K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares7.63K
TypeSH
Market value$1.84M
2.13%
Sole
7.63K
Shared
0.00
None
0.00
CIDARA THERAPEUTICS INC
SOLEShares1.63M
TypeSH
Market value$1.29M
1.49%
Sole
1.63M
Shared
0.00
None
0.00
HONEYWELL INTL INC
SOLEShares1.86K
TypeSH
Market value$390.6K
0.45%
Sole
1.86K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares10.62K
TypeSH
Market value$357.5K
0.41%
Sole
10.62K
Shared
0.00
None
0.00
APPLE INC
SOLEShares1.85K
TypeSH
Market value$356.4K
0.41%
Sole
1.85K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares2.52K
TypeSH
Market value$354.4K
0.41%
Sole
2.52K
Shared
0.00
None
0.00
INTEL CORP
SOLEShares7K
TypeSH
Market value$351.8K
0.41%
Sole
7K
Shared
0.00
None
0.00
WASTE MGMT INC DEL
SOLEShares1.95K
TypeSH
Market value$349.2K
0.40%
Sole
1.95K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares925.00
TypeSH
Market value$347.8K
0.40%
Sole
925.00
Shared
0.00
None
0.00
ILLINOIS TOOL WKS INC
SOLEShares1.32K
TypeSH
Market value$347.1K
0.40%
Sole
1.32K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares1K
TypeSH
Market value$346.6K
0.40%
Sole
1K
Shared
0.00
None
0.00
BLACKROCK INC
SOLEShares425.00
TypeSH
Market value$345.0K
0.40%
Sole
425.00
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares8.02K
TypeSH
Market value$343.7K
0.40%
Sole
8.02K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares2K
TypeSH
Market value$340.2K
0.39%
Sole
2K
Shared
0.00
None
0.00
EATON CORP PLC
SOLEShares1.35K
TypeSH
Market value$325.1K
0.38%
Sole
1.35K
Shared
0.00
None
0.00
COCA COLA CO
SOLEShares5.35K
TypeSH
Market value$315.3K
0.36%
Sole
5.35K
Shared
0.00
None
0.00
CUMMINS INC
SOLEShares1.30K
TypeSH
Market value$311.4K
0.36%
Sole
1.30K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares1.80K
TypeSH
Market value$305.7K
0.35%
Sole
1.80K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares850.00
TypeSH
Market value$303.2K
0.35%
Sole
850.00
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares2K
TypeSH
Market value$293.1K
0.34%
Sole
2K
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
SOLEShares3K
TypeSH
Market value$291.1K
0.34%
Sole
3K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AXSOME THERAPEUTICS INCSOLE | COM | 752.04K | SH | $59.86M 69.06% | 752.04K | 0.00 | 0.00 |
AVIDITY BIOSCIENCES INCSOLE | COM | 854.65K | SH | $7.73M 8.92% | 854.65K | 0.00 | 0.00 |
KURA ONCOLOGY INCSOLE | COM | 350.44K | SH | $5.04M 5.81% | 350.44K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 23.28K | SH | $2.30M 2.66% | 23.28K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | SML CP GRW ETF | 7.63K | SH | $1.84M 2.13% | 7.63K | 0.00 | 0.00 |
CIDARA THERAPEUTICS INCSOLE | COM | 1.63M | SH | $1.29M 1.49% | 1.63M | 0.00 | 0.00 |
HONEYWELL INTL INCSOLE | COM | 1.86K | SH | $390.6K 0.45% | 1.86K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 10.62K | SH | $357.5K 0.41% | 10.62K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 1.85K | SH | $356.4K 0.41% | 1.85K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 2.52K | SH | $354.4K 0.41% | 2.52K | 0.00 | 0.00 |
INTEL CORPSOLE | COM | 7K | SH | $351.8K 0.41% | 7K | 0.00 | 0.00 |
WASTE MGMT INC DELSOLE | COM | 1.95K | SH | $349.2K 0.40% | 1.95K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 925.00 | SH | $347.8K 0.40% | 925.00 | 0.00 | 0.00 |
ILLINOIS TOOL WKS INCSOLE | COM | 1.32K | SH | $347.1K 0.40% | 1.32K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 1K | SH | $346.6K 0.40% | 1K | 0.00 | 0.00 |
BLACKROCK INCSOLE | COM | 425.00 | SH | $345.0K 0.40% | 425.00 | 0.00 | 0.00 |
WISDOMTREE TRSOLE | EUROPE HEDGED EQ | 8.02K | SH | $343.7K 0.40% | 8.02K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 2K | SH | $340.2K 0.39% | 2K | 0.00 | 0.00 |
EATON CORP PLCSOLE | SHS | 1.35K | SH | $325.1K 0.38% | 1.35K | 0.00 | 0.00 |
COCA COLA COSOLE | COM | 5.35K | SH | $315.3K 0.36% | 5.35K | 0.00 | 0.00 |
CUMMINS INCSOLE | COM | 1.30K | SH | $311.4K 0.36% | 1.30K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 1.80K | SH | $305.7K 0.35% | 1.80K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 850.00 | SH | $303.2K 0.35% | 850.00 | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 2K | SH | $293.1K 0.34% | 2K | 0.00 | 0.00 |
DUKE ENERGY CORP NEWSOLE | COM NEW | 3K | SH | $291.1K 0.34% | 3K | 0.00 | 0.00 |
Page 1 of 2