Filed: 11/15/2023ACC: 0001549408-23-000005
📋 What this filing means
ALETHEA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 51 equity positions with a total reported market value of $81.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
51
Positions
$81.41M
Total AUM (reported)
3.98M
Total Shares
Allocation by class
COM$76.48M93.9%
20 YR TR BD ETF$2.06M2.5%
SHS$1.03M1.3%
COM NEW$881.2K1.1%
CAP STK CL C$336.2K0.4%
EUROPE HEDGED EQ$316.8K0.4%
CL B NEW$297.8K0.4%
Portfolio Concentration
Top 3$61.68M75.8%
4–10$6.13M7.5%
11–25$6.22M7.6%
Rest$7.37M9.1%
Top 3 weight
75.8%
Top 10 weight
83.3%
Voting Authority Distribution
Total shares with voting rights: 3.98M
Sole
Full voting authority
3.98M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole51
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings51
Rows:
AXSOME THERAPEUTICS INC
SOLEShares758.79K
TypeSH
Market value$53.03M
65.14%
Sole
758.79K
Shared
0.00
None
0.00
AVIDITY BIOSCIENCES INC
SOLEShares854.65K
TypeSH
Market value$5.45M
6.70%
Sole
854.65K
Shared
0.00
None
0.00
KURA ONCOLOGY INC
SOLEShares350.44K
TypeSH
Market value$3.20M
3.93%
Sole
350.44K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares23.28K
TypeSH
Market value$2.06M
2.54%
Sole
23.28K
Shared
0.00
None
0.00
CIDARA THERAPEUTICS INC
SOLEShares1.63M
TypeSH
Market value$1.53M
1.88%
Sole
1.63M
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares5.70K
TypeSH
Market value$587.1K
0.72%
Sole
5.70K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares3.47K
TypeSH
Market value$517.2K
0.64%
Sole
3.47K
Shared
0.00
None
0.00
CME GROUP INC
SOLEShares2.52K
TypeSH
Market value$505.4K
0.62%
Sole
2.52K
Shared
0.00
None
0.00
GARMIN LTD
SOLEShares4.49K
TypeSH
Market value$471.9K
0.58%
Sole
4.49K
Shared
0.00
None
0.00
GILEAD SCIENCES INC
SOLEShares6.07K
TypeSH
Market value$454.8K
0.56%
Sole
6.07K
Shared
0.00
None
0.00
KROGER CO
SOLEShares9.95K
TypeSH
Market value$445.4K
0.55%
Sole
9.95K
Shared
0.00
None
0.00
CONSOLIDATED EDISON INC
SOLEShares5.17K
TypeSH
Market value$442.5K
0.54%
Sole
5.17K
Shared
0.00
None
0.00
AT&T INC
SOLEShares29.33K
TypeSH
Market value$440.5K
0.54%
Sole
29.33K
Shared
0.00
None
0.00
SOUTHERN CO
SOLEShares6.66K
TypeSH
Market value$430.9K
0.53%
Sole
6.66K
Shared
0.00
None
0.00
XCEL ENERGY INC
SOLEShares7.52K
TypeSH
Market value$430.5K
0.53%
Sole
7.52K
Shared
0.00
None
0.00
WEC ENERGY GROUP INC
SOLEShares5.30K
TypeSH
Market value$426.9K
0.52%
Sole
5.30K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares7.32K
TypeSH
Market value$424.6K
0.52%
Sole
7.32K
Shared
0.00
None
0.00
CAMPBELL SOUP CO
SOLEShares10.23K
TypeSH
Market value$420.3K
0.52%
Sole
10.23K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP
SOLEShares1.01K
TypeSH
Market value$415.1K
0.51%
Sole
1.01K
Shared
0.00
None
0.00
NEWMONT CORP
SOLEShares10.96K
TypeSH
Market value$405.2K
0.50%
Sole
10.96K
Shared
0.00
None
0.00
APPLE INC
SOLEShares2.35K
TypeSH
Market value$402.5K
0.49%
Sole
2.35K
Shared
0.00
None
0.00
DARDEN RESTAURANTS INC
SOLEShares2.80K
TypeSH
Market value$401.0K
0.49%
Sole
2.80K
Shared
0.00
None
0.00
GENERAL MLS INC
SOLEShares6.10K
TypeSH
Market value$390.3K
0.48%
Sole
6.10K
Shared
0.00
None
0.00
CLOROX CO DEL
SOLEShares2.94K
TypeSH
Market value$385.6K
0.47%
Sole
2.94K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares2.50K
TypeSH
Market value$362.6K
0.45%
Sole
2.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AXSOME THERAPEUTICS INCSOLE | COM | 758.79K | SH | $53.03M 65.14% | 758.79K | 0.00 | 0.00 |
AVIDITY BIOSCIENCES INCSOLE | COM | 854.65K | SH | $5.45M 6.70% | 854.65K | 0.00 | 0.00 |
KURA ONCOLOGY INCSOLE | COM | 350.44K | SH | $3.20M 3.93% | 350.44K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 23.28K | SH | $2.06M 2.54% | 23.28K | 0.00 | 0.00 |
CIDARA THERAPEUTICS INCSOLE | COM | 1.63M | SH | $1.53M 1.88% | 1.63M | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 5.70K | SH | $587.1K 0.72% | 5.70K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 3.47K | SH | $517.2K 0.64% | 3.47K | 0.00 | 0.00 |
CME GROUP INCSOLE | COM | 2.52K | SH | $505.4K 0.62% | 2.52K | 0.00 | 0.00 |
GARMIN LTDSOLE | SHS | 4.49K | SH | $471.9K 0.58% | 4.49K | 0.00 | 0.00 |
GILEAD SCIENCES INCSOLE | COM | 6.07K | SH | $454.8K 0.56% | 6.07K | 0.00 | 0.00 |
KROGER COSOLE | COM | 9.95K | SH | $445.4K 0.55% | 9.95K | 0.00 | 0.00 |
CONSOLIDATED EDISON INCSOLE | COM | 5.17K | SH | $442.5K 0.54% | 5.17K | 0.00 | 0.00 |
AT&T INCSOLE | COM | 29.33K | SH | $440.5K 0.54% | 29.33K | 0.00 | 0.00 |
SOUTHERN COSOLE | COM | 6.66K | SH | $430.9K 0.53% | 6.66K | 0.00 | 0.00 |
XCEL ENERGY INCSOLE | COM | 7.52K | SH | $430.5K 0.53% | 7.52K | 0.00 | 0.00 |
WEC ENERGY GROUP INCSOLE | COM | 5.30K | SH | $426.9K 0.52% | 5.30K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 7.32K | SH | $424.6K 0.52% | 7.32K | 0.00 | 0.00 |
CAMPBELL SOUP COSOLE | COM | 10.23K | SH | $420.3K 0.52% | 10.23K | 0.00 | 0.00 |
LOCKHEED MARTIN CORPSOLE | COM | 1.01K | SH | $415.1K 0.51% | 1.01K | 0.00 | 0.00 |
NEWMONT CORPSOLE | COM | 10.96K | SH | $405.2K 0.50% | 10.96K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 2.35K | SH | $402.5K 0.49% | 2.35K | 0.00 | 0.00 |
DARDEN RESTAURANTS INCSOLE | COM | 2.80K | SH | $401.0K 0.49% | 2.80K | 0.00 | 0.00 |
GENERAL MLS INCSOLE | COM | 6.10K | SH | $390.3K 0.48% | 6.10K | 0.00 | 0.00 |
CLOROX CO DELSOLE | COM | 2.94K | SH | $385.6K 0.47% | 2.94K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 2.50K | SH | $362.6K 0.45% | 2.50K | 0.00 | 0.00 |
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