Filed: 5/16/2023ACC: 0001549408-23-000003
📋 What this filing means
ALETHEA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 58 equity positions with a total reported market value of $94.71M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
58
Positions
$94.71M
Total AUM (reported)
4.93M
Total Shares
Allocation by class
COM$87.75M92.7%
20 YR TR BD ETF$2.57M2.7%
BLOOMBERG 1-3 MO$1.01M1.1%
COM NEW$984.4K1.0%
SHS$754.4K0.8%
CAP STK CL C$353.6K0.4%
CL B NEW$339.6K0.4%
Portfolio Concentration
Top 3$65.95M69.6%
4–10$8.96M9.5%
11–25$9.08M9.6%
Rest$10.72M11.3%
Top 3 weight
69.6%
Top 10 weight
79.1%
Voting Authority Distribution
Total shares with voting rights: 4.93M
Sole
Full voting authority
4.93M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole58
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings58
Rows:
AXSOME THERAPEUTICS INC
SOLEShares785.68K
TypeSH
Market value$48.46M
51.17%
Sole
785.68K
Shared
0.00
None
0.00
AVIDITY BIOSCIENCES INC
SOLEShares849.65K
TypeSH
Market value$13.04M
13.77%
Sole
849.65K
Shared
0.00
None
0.00
KURA ONCOLOGY INC
SOLEShares363.77K
TypeSH
Market value$4.45M
4.70%
Sole
363.77K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares24.20K
TypeSH
Market value$2.57M
2.72%
Sole
24.20K
Shared
0.00
None
0.00
CIDARA THERAPEUTICS INC
SOLEShares1.68M
TypeSH
Market value$2.13M
2.25%
Sole
1.68M
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares5.77K
TypeSH
Market value$1.05M
1.11%
Sole
5.77K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares11K
TypeSH
Market value$1.01M
1.07%
Sole
11K
Shared
0.00
None
0.00
CVS HEALTH CORP
SOLEShares10.22K
TypeSH
Market value$759.4K
0.80%
Sole
10.22K
Shared
0.00
None
0.00
FASTENAL CO
SOLEShares13.63K
TypeSH
Market value$735.1K
0.78%
Sole
13.63K
Shared
0.00
None
0.00
FORD MTR CO DEL
SOLEShares55.46K
TypeSH
Market value$698.8K
0.74%
Sole
55.46K
Shared
0.00
None
0.00
PUBLIC STORAGE
SOLEShares2.30K
TypeSH
Market value$695.2K
0.73%
Sole
2.30K
Shared
0.00
None
0.00
NRG ENERGY INC
SOLEShares20.27K
TypeSH
Market value$695.0K
0.73%
Sole
20.27K
Shared
0.00
None
0.00
NETAPP INC
SOLEShares10.74K
TypeSH
Market value$685.7K
0.72%
Sole
10.74K
Shared
0.00
None
0.00
INVITATION HOMES INC
SOLEShares21.76K
TypeSH
Market value$679.5K
0.72%
Sole
21.76K
Shared
0.00
None
0.00
HOST HOTELS & RESORTS INC
SOLEShares40.18K
TypeSH
Market value$662.6K
0.70%
Sole
40.18K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares3.99K
TypeSH
Market value$635.9K
0.67%
Sole
3.99K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares8.96K
TypeSH
Market value$621.4K
0.66%
Sole
8.96K
Shared
0.00
None
0.00
SPECTRUM PHARMACEUTICALS INC
SOLEShares787.97K
TypeSH
Market value$591.0K
0.62%
Sole
787.97K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares15.62K
TypeSH
Market value$583.9K
0.62%
Sole
15.62K
Shared
0.00
None
0.00
DEVON ENERGY CORP NEW
SOLEShares11.28K
TypeSH
Market value$571.1K
0.60%
Sole
11.28K
Shared
0.00
None
0.00
HORMEL FOODS CORP
SOLEShares14.16K
TypeSH
Market value$564.7K
0.60%
Sole
14.16K
Shared
0.00
None
0.00
ADVANCE AUTO PARTS INC
SOLEShares4.39K
TypeSH
Market value$533.4K
0.56%
Sole
4.39K
Shared
0.00
None
0.00
M & T BK CORP
SOLEShares4.45K
TypeSH
Market value$531.5K
0.56%
Sole
4.45K
Shared
0.00
None
0.00
GEN DIGITAL INC
SOLEShares30.09K
TypeSH
Market value$516.4K
0.55%
Sole
30.09K
Shared
0.00
None
0.00
BAXTER INTL INC
SOLEShares12.65K
TypeSH
Market value$513.2K
0.54%
Sole
12.65K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AXSOME THERAPEUTICS INCSOLE | COM | 785.68K | SH | $48.46M 51.17% | 785.68K | 0.00 | 0.00 |
AVIDITY BIOSCIENCES INCSOLE | COM | 849.65K | SH | $13.04M 13.77% | 849.65K | 0.00 | 0.00 |
KURA ONCOLOGY INCSOLE | COM | 363.77K | SH | $4.45M 4.70% | 363.77K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 24.20K | SH | $2.57M 2.72% | 24.20K | 0.00 | 0.00 |
CIDARA THERAPEUTICS INCSOLE | COM | 1.68M | SH | $2.13M 2.25% | 1.68M | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 5.77K | SH | $1.05M 1.11% | 5.77K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 11K | SH | $1.01M 1.07% | 11K | 0.00 | 0.00 |
CVS HEALTH CORPSOLE | COM | 10.22K | SH | $759.4K 0.80% | 10.22K | 0.00 | 0.00 |
FASTENAL COSOLE | COM | 13.63K | SH | $735.1K 0.78% | 13.63K | 0.00 | 0.00 |
FORD MTR CO DELSOLE | COM | 55.46K | SH | $698.8K 0.74% | 55.46K | 0.00 | 0.00 |
PUBLIC STORAGESOLE | COM | 2.30K | SH | $695.2K 0.73% | 2.30K | 0.00 | 0.00 |
NRG ENERGY INCSOLE | COM NEW | 20.27K | SH | $695.0K 0.73% | 20.27K | 0.00 | 0.00 |
NETAPP INCSOLE | COM | 10.74K | SH | $685.7K 0.72% | 10.74K | 0.00 | 0.00 |
INVITATION HOMES INCSOLE | COM | 21.76K | SH | $679.5K 0.72% | 21.76K | 0.00 | 0.00 |
HOST HOTELS & RESORTS INCSOLE | COM | 40.18K | SH | $662.6K 0.70% | 40.18K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 3.99K | SH | $635.9K 0.67% | 3.99K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 8.96K | SH | $621.4K 0.66% | 8.96K | 0.00 | 0.00 |
SPECTRUM PHARMACEUTICALS INCSOLE | COM | 787.97K | SH | $591.0K 0.62% | 787.97K | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | COM | 15.62K | SH | $583.9K 0.62% | 15.62K | 0.00 | 0.00 |
DEVON ENERGY CORP NEWSOLE | COM | 11.28K | SH | $571.1K 0.60% | 11.28K | 0.00 | 0.00 |
HORMEL FOODS CORPSOLE | COM | 14.16K | SH | $564.7K 0.60% | 14.16K | 0.00 | 0.00 |
ADVANCE AUTO PARTS INCSOLE | COM | 4.39K | SH | $533.4K 0.56% | 4.39K | 0.00 | 0.00 |
M & T BK CORPSOLE | COM | 4.45K | SH | $531.5K 0.56% | 4.45K | 0.00 | 0.00 |
GEN DIGITAL INCSOLE | COM | 30.09K | SH | $516.4K 0.55% | 30.09K | 0.00 | 0.00 |
BAXTER INTL INCSOLE | COM | 12.65K | SH | $513.2K 0.54% | 12.65K | 0.00 | 0.00 |
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