Filed: 2/14/2023ACC: 0001549408-23-000002
📋 What this filing means
ALETHEA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 43 equity positions with a total reported market value of $104.31M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
43
Positions
$104.31M
Total AUM (reported)
4.68M
Total Shares
Allocation by class
COM$93.79M89.9%
BLOOMBERG 1-3 MO$5.78M5.5%
20 YR TR BD ETF$2.46M2.4%
SHS$656.5K0.6%
CL B NEW$339.8K0.3%
CAP STK CL C$310.6K0.3%
COM NEW$309.0K0.3%
Portfolio Concentration
Top 3$84.69M81.2%
4–10$10.09M9.7%
11–25$5.31M5.1%
Rest$4.22M4.0%
Top 3 weight
81.2%
Top 10 weight
90.9%
Voting Authority Distribution
Total shares with voting rights: 4.68M
Sole
Full voting authority
4.68M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole43
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings43
Rows:
AXSOME THERAPEUTICS INC
SOLEShares785.68K
TypeSH
Market value$60.60M
58.09%
Sole
785.68K
Shared
0.00
None
0.00
AVIDITY BIOSCIENCES INC
SOLEShares825.47K
TypeSH
Market value$18.32M
17.56%
Sole
825.47K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares63.17K
TypeSH
Market value$5.78M
5.54%
Sole
63.17K
Shared
0.00
None
0.00
KURA ONCOLOGY INC
SOLEShares363.77K
TypeSH
Market value$4.51M
4.33%
Sole
363.77K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares24.70K
TypeSH
Market value$2.46M
2.36%
Sole
24.70K
Shared
0.00
None
0.00
CIDARA THERAPEUTICS INC
SOLEShares1.68M
TypeSH
Market value$1.27M
1.22%
Sole
1.68M
Shared
0.00
None
0.00
KIMBERLY-CLARK CORP
SOLEShares3.75K
TypeSH
Market value$509.2K
0.49%
Sole
3.75K
Shared
0.00
None
0.00
HONEYWELL INTL INC
SOLEShares2.11K
TypeSH
Market value$452.2K
0.43%
Sole
2.11K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares4K
TypeSH
Market value$443.8K
0.43%
Sole
4K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares4K
TypeSH
Market value$441.2K
0.42%
Sole
4K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares2.70K
TypeSH
Market value$409.2K
0.39%
Sole
2.70K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares2.20K
TypeSH
Market value$397.5K
0.38%
Sole
2.20K
Shared
0.00
None
0.00
ILLINOIS TOOL WKS INC
SOLEShares1.75K
TypeSH
Market value$385.5K
0.37%
Sole
1.75K
Shared
0.00
None
0.00
EATON CORP PLC
SOLEShares2.45K
TypeSH
Market value$384.5K
0.37%
Sole
2.45K
Shared
0.00
None
0.00
PFIZER INC
SOLEShares7.19K
TypeSH
Market value$368.4K
0.35%
Sole
7.19K
Shared
0.00
None
0.00
CUMMINS INC
SOLEShares1.50K
TypeSH
Market value$363.4K
0.35%
Sole
1.50K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares1.15K
TypeSH
Market value$363.2K
0.35%
Sole
1.15K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares10.60K
TypeSH
Market value$351.1K
0.34%
Sole
10.60K
Shared
0.00
None
0.00
WASTE MGMT INC DEL
SOLEShares2.20K
TypeSH
Market value$345.1K
0.33%
Sole
2.20K
Shared
0.00
None
0.00
COCA COLA CO
SOLEShares5.35K
TypeSH
Market value$340.3K
0.33%
Sole
5.35K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares1.10K
TypeSH
Market value$339.8K
0.33%
Sole
1.10K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares2.50K
TypeSH
Market value$335.3K
0.32%
Sole
2.50K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares3.50K
TypeSH
Market value$310.6K
0.30%
Sole
3.50K
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
SOLEShares3K
TypeSH
Market value$309.0K
0.30%
Sole
3K
Shared
0.00
None
0.00
AMGEN INC
SOLEShares1.18K
TypeSH
Market value$308.6K
0.30%
Sole
1.18K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AXSOME THERAPEUTICS INCSOLE | COM | 785.68K | SH | $60.60M 58.09% | 785.68K | 0.00 | 0.00 |
AVIDITY BIOSCIENCES INCSOLE | COM | 825.47K | SH | $18.32M 17.56% | 825.47K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 63.17K | SH | $5.78M 5.54% | 63.17K | 0.00 | 0.00 |
KURA ONCOLOGY INCSOLE | COM | 363.77K | SH | $4.51M 4.33% | 363.77K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 24.70K | SH | $2.46M 2.36% | 24.70K | 0.00 | 0.00 |
CIDARA THERAPEUTICS INCSOLE | COM | 1.68M | SH | $1.27M 1.22% | 1.68M | 0.00 | 0.00 |
KIMBERLY-CLARK CORPSOLE | COM | 3.75K | SH | $509.2K 0.49% | 3.75K | 0.00 | 0.00 |
HONEYWELL INTL INCSOLE | COM | 2.11K | SH | $452.2K 0.43% | 2.11K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 4K | SH | $443.8K 0.43% | 4K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 4K | SH | $441.2K 0.42% | 4K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 2.70K | SH | $409.2K 0.39% | 2.70K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 2.20K | SH | $397.5K 0.38% | 2.20K | 0.00 | 0.00 |
ILLINOIS TOOL WKS INCSOLE | COM | 1.75K | SH | $385.5K 0.37% | 1.75K | 0.00 | 0.00 |
EATON CORP PLCSOLE | SHS | 2.45K | SH | $384.5K 0.37% | 2.45K | 0.00 | 0.00 |
PFIZER INCSOLE | COM | 7.19K | SH | $368.4K 0.35% | 7.19K | 0.00 | 0.00 |
CUMMINS INCSOLE | COM | 1.50K | SH | $363.4K 0.35% | 1.50K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 1.15K | SH | $363.2K 0.35% | 1.15K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 10.60K | SH | $351.1K 0.34% | 10.60K | 0.00 | 0.00 |
WASTE MGMT INC DELSOLE | COM | 2.20K | SH | $345.1K 0.33% | 2.20K | 0.00 | 0.00 |
COCA COLA COSOLE | COM | 5.35K | SH | $340.3K 0.33% | 5.35K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 1.10K | SH | $339.8K 0.33% | 1.10K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 2.50K | SH | $335.3K 0.32% | 2.50K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 3.50K | SH | $310.6K 0.30% | 3.50K | 0.00 | 0.00 |
DUKE ENERGY CORP NEWSOLE | COM NEW | 3K | SH | $309.0K 0.30% | 3K | 0.00 | 0.00 |
AMGEN INCSOLE | COM | 1.18K | SH | $308.6K 0.30% | 1.18K | 0.00 | 0.00 |
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