Filed: 11/14/2022ACC: 0001549408-22-000005
📋 What this filing means
ALETHEA CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 58 equity positions with a total reported market value of $79.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
58
Positions
$79.2K
Total AUM (reported)
4.82M
Total Shares
Allocation by class
COM$68.2K86.2%
BLOOMBERG 1-3 MO$5.8K7.3%
20 YR TR BD ETF$2.5K3.2%
SHS$920.001.2%
CAP STK CL C$365.000.5%
CL B NEW$294.000.4%
COM NEW$279.000.4%
Portfolio Concentration
Top 3$54.6K69.0%
4–10$10.8K13.7%
11–25$5.3K6.8%
Rest$8.4K10.6%
Top 3 weight
69.0%
Top 10 weight
82.6%
Voting Authority Distribution
Total shares with voting rights: 4.82M
Sole
Full voting authority
4.82M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole58
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings58
Rows:
AXSOME THERAPEUTICS INC
SOLEShares788.26K
TypeSH
Market value$35.2K
44.43%
Sole
788.26K
Shared
0.00
None
0.00
AVIDITY BIOSCIENCES INC
SOLEShares835.47K
TypeSH
Market value$13.6K
17.24%
Sole
835.47K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares63.17K
TypeSH
Market value$5.8K
7.31%
Sole
63.17K
Shared
0.00
None
0.00
KURA ONCOLOGY INC
SOLEShares366.57K
TypeSH
Market value$5.0K
6.33%
Sole
366.57K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares24.70K
TypeSH
Market value$2.5K
3.20%
Sole
24.70K
Shared
0.00
None
0.00
CIDARA THERAPEUTICS INC
SOLEShares1.68M
TypeSH
Market value$1.1K
1.33%
Sole
1.68M
Shared
0.00
None
0.00
HONEYWELL INTL INC
SOLEShares4.15K
TypeSH
Market value$693.00
0.88%
Sole
4.15K
Shared
0.00
None
0.00
MEDTRONIC PLC
SOLEShares7.34K
TypeSH
Market value$593.00
0.75%
Sole
7.34K
Shared
0.00
None
0.00
DOW INC
SOLEShares11.99K
TypeSH
Market value$527.00
0.67%
Sole
11.99K
Shared
0.00
None
0.00
BATH & BODY WORKS INC
SOLEShares12.82K
TypeSH
Market value$418.00
0.53%
Sole
12.82K
Shared
0.00
None
0.00
MARATHON PETE CORP
SOLEShares4.20K
TypeSH
Market value$417.00
0.53%
Sole
4.20K
Shared
0.00
None
0.00
FIRSTENERGY CORP
SOLEShares10.99K
TypeSH
Market value$407.00
0.51%
Sole
10.99K
Shared
0.00
None
0.00
OMNICOM GROUP INC
SOLEShares6.02K
TypeSH
Market value$380.00
0.48%
Sole
6.02K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares3.80K
TypeSH
Market value$365.00
0.46%
Sole
3.80K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares2.20K
TypeSH
Market value$359.00
0.45%
Sole
2.20K
Shared
0.00
None
0.00
WASTE MGMT INC DEL
SOLEShares2.20K
TypeSH
Market value$352.00
0.44%
Sole
2.20K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares4K
TypeSH
Market value$349.00
0.44%
Sole
4K
Shared
0.00
None
0.00
KIMBERLY-CLARK CORP
SOLEShares3.10K
TypeSH
Market value$349.00
0.44%
Sole
3.10K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares4K
TypeSH
Market value$344.00
0.43%
Sole
4K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares2.38K
TypeSH
Market value$343.00
0.43%
Sole
2.38K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares2.70K
TypeSH
Market value$341.00
0.43%
Sole
2.70K
Shared
0.00
None
0.00
3M CO
SOLEShares3.07K
TypeSH
Market value$339.00
0.43%
Sole
3.07K
Shared
0.00
None
0.00
SPECTRUM PHARMACEUTICALS INC
SOLEShares787.97K
TypeSH
Market value$339.00
0.43%
Sole
787.97K
Shared
0.00
None
0.00
ALTRIA GROUP INC
SOLEShares8.26K
TypeSH
Market value$334.00
0.42%
Sole
8.26K
Shared
0.00
None
0.00
APPLE INC
SOLEShares2.40K
TypeSH
Market value$332.00
0.42%
Sole
2.40K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AXSOME THERAPEUTICS INCSOLE | COM | 788.26K | SH | $35.2K 44.43% | 788.26K | 0.00 | 0.00 |
AVIDITY BIOSCIENCES INCSOLE | COM | 835.47K | SH | $13.6K 17.24% | 835.47K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 63.17K | SH | $5.8K 7.31% | 63.17K | 0.00 | 0.00 |
KURA ONCOLOGY INCSOLE | COM | 366.57K | SH | $5.0K 6.33% | 366.57K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 24.70K | SH | $2.5K 3.20% | 24.70K | 0.00 | 0.00 |
CIDARA THERAPEUTICS INCSOLE | COM | 1.68M | SH | $1.1K 1.33% | 1.68M | 0.00 | 0.00 |
HONEYWELL INTL INCSOLE | COM | 4.15K | SH | $693.00 0.88% | 4.15K | 0.00 | 0.00 |
MEDTRONIC PLCSOLE | SHS | 7.34K | SH | $593.00 0.75% | 7.34K | 0.00 | 0.00 |
DOW INCSOLE | COM | 11.99K | SH | $527.00 0.67% | 11.99K | 0.00 | 0.00 |
BATH & BODY WORKS INCSOLE | COM | 12.82K | SH | $418.00 0.53% | 12.82K | 0.00 | 0.00 |
MARATHON PETE CORPSOLE | COM | 4.20K | SH | $417.00 0.53% | 4.20K | 0.00 | 0.00 |
FIRSTENERGY CORPSOLE | COM | 10.99K | SH | $407.00 0.51% | 10.99K | 0.00 | 0.00 |
OMNICOM GROUP INCSOLE | COM | 6.02K | SH | $380.00 0.48% | 6.02K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 3.80K | SH | $365.00 0.46% | 3.80K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 2.20K | SH | $359.00 0.45% | 2.20K | 0.00 | 0.00 |
WASTE MGMT INC DELSOLE | COM | 2.20K | SH | $352.00 0.44% | 2.20K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 4K | SH | $349.00 0.44% | 4K | 0.00 | 0.00 |
KIMBERLY-CLARK CORPSOLE | COM | 3.10K | SH | $349.00 0.44% | 3.10K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 4K | SH | $344.00 0.43% | 4K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 2.38K | SH | $343.00 0.43% | 2.38K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 2.70K | SH | $341.00 0.43% | 2.70K | 0.00 | 0.00 |
3M COSOLE | COM | 3.07K | SH | $339.00 0.43% | 3.07K | 0.00 | 0.00 |
SPECTRUM PHARMACEUTICALS INCSOLE | COM | 787.97K | SH | $339.00 0.43% | 787.97K | 0.00 | 0.00 |
ALTRIA GROUP INCSOLE | COM | 8.26K | SH | $334.00 0.42% | 8.26K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 2.40K | SH | $332.00 0.42% | 2.40K | 0.00 | 0.00 |
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