AEGON USA INVESTMENT MANAGEMENT, LLC

PrivateCIK: 1454937
Location

CEDAR RAPIDS, IA

42
Positions
$139.69M
Total AUM (reported)
13.22M
Total Shares

Allocation by class

TOTAL AUM$139.69M42 positions
TOTAL STK MKT$101.73M72.8%
COM NEW$3.77M2.7%
PERP PFD CNV A$3.33M2.4%
TOTAL BND MRKT$2.91M2.1%
7.25%CNV PFD L$2.82M2.0%
NOTE 0.875%12/0$1.68M1.2%
NOTE 1.500% 3/0$1.62M1.2%

Portfolio Concentration

Top 377.8%4–109.5%11–259.3%Rest3.4%TOP 1087.3%0%100%
Top 3$108.74M77.8%
4–10$13.21M9.5%
11–25$12.97M9.3%
Rest$4.77M3.4%

Top 3 weight

77.8%

Top 10 weight

87.3%

Voting Authority Distribution

Total shares with voting rights: 13.22M

Sole

Full voting authority

13.22M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other42
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings42
Rows:

VANGUARD INDEX FDS

DFND
TOTAL STK MKT
Shares274.92K
TypeSH
Market value$101.73M
72.82%
Sole
274.92K
Shared
0.00
None
0.00

WW INTL INC

DFND
COM NEW
Shares230.12K
TypeSH
Market value$3.68M
2.63%
Sole
230.12K
Shared
0.00
None
0.00

WELLS FARGO & CO

DFND
PERP PFD CNV A
Shares2.87K
TypePRN
Market value$3.33M
2.39%
Sole
2.87K
Shared
0.00
None
0.00

VANGUARD BD INDEX FDS

DFND
TOTAL BND MRKT
Shares39.66K
TypeSH
Market value$2.91M
2.08%
Sole
39.66K
Shared
0.00
None
0.00

BANK OF AMER CORP

DFND
7.25%CNV PFD L
Shares2.25K
TypeSH
Market value$2.82M
2.02%
Sole
2.25K
Shared
0.00
None
0.00

UBER TECHNOLOGIES INC

DFND
NOTE 0.875%12/0
Shares1.40M
TypePRN
Market value$1.68M
1.20%
Sole
1.40M
Shared
0.00
None
0.00

GLOBAL PMTS INC

DFND
NOTE 1.500% 3/0
Shares1.80M
TypePRN
Market value$1.62M
1.16%
Sole
1.80M
Shared
0.00
None
0.00

KKR & CO INC

DFND
6.25 CON SER D
Shares37.40K
TypeSH
Market value$1.47M
1.05%
Sole
37.40K
Shared
0.00
None
0.00

APOLLO GLOBAL MGMT INC

DFND
SER A MAND CNV
Shares22.71K
TypeSH
Market value$1.36M
0.98%
Sole
22.71K
Shared
0.00
None
0.00

CENTERPOINT ENERGY INC

DFND
NOTE 4.250% 8/1
Shares1.13M
TypePRN
Market value$1.36M
0.97%
Sole
1.13M
Shared
0.00
None
0.00

EVERGY INC

DFND
NOTE 4.500%12/1
Shares932K
TypePRN
Market value$1.33M
0.95%
Sole
932K
Shared
0.00
None
0.00

PPL CAP FDG INC

DFND
NOTE 2.875% 3/1
Shares1.12M
TypePRN
Market value$1.27M
0.91%
Sole
1.12M
Shared
0.00
None
0.00

SSGA ACTIVE ETF TR

DFND
ST STR BL LN ETF
Shares26.30K
TypeSH
Market value$1.06M
0.76%
Sole
26.30K
Shared
0.00
None
0.00

CMS ENERGY CORP

DFND
NOTE 3.375% 5/0
Shares905K
TypePRN
Market value$1.01M
0.72%
Sole
905K
Shared
0.00
None
0.00

OFFICE PPTYS INCOME TR

DFND
COM OF BENEFICIA
Shares57.11K
TypeSH
Market value$970.9K
0.70%
Sole
57.11K
Shared
0.00
None
0.00

INVESCO EXCH TRADED FD TR II

DFND
SR LN ETF
Shares45.50K
TypeSH
Market value$926.8K
0.66%
Sole
45.50K
Shared
0.00
None
0.00

SOUTHERN CO

DFND
NOTE 4.500% 6/1
Shares750K
TypePRN
Market value$826.1K
0.59%
Sole
750K
Shared
0.00
None
0.00

ARES MANAGEMENT CORPORATION

DFND
6.75 SE B PFD
Shares22.70K
TypeSH
Market value$824.7K
0.59%
Sole
22.70K
Shared
0.00
None
0.00

NEXTERA ENERGY CAP HLDGS INC

DFND
NOTE 3.000% 3/0
Shares621K
TypePRN
Market value$815.7K
0.58%
Sole
621K
Shared
0.00
None
0.00

VANGUARD SCOTTSDALE FDS

DFND
SHORT TERM TREAS
Shares13.50K
TypeSH
Market value$785.7K
0.56%
Sole
13.50K
Shared
0.00
None
0.00

SOUTHERN CO

DFND
UNIT 12/15/2028
Shares14.53K
TypeSH
Market value$727.5K
0.52%
Sole
14.53K
Shared
0.00
None
0.00

SOUTHERN CO

DFND
NOTE 3.250% 6/1
Shares700K
TypePRN
Market value$707.4K
0.51%
Sole
700K
Shared
0.00
None
0.00

WEC ENERGY GROUP INC

DFND
NOTE 4.375% 6/0
Shares500K
TypePRN
Market value$619.5K
0.44%
Sole
500K
Shared
0.00
None
0.00

WEC ENERGY GROUP INC

DFND
NOTE 4.375% 6/0
Shares500K
TypePRN
Market value$604.8K
0.43%
Sole
500K
Shared
0.00
None
0.00

MERITAGE HOMES CORP

DFND
NOTE 1.750% 5/1
Shares475K
TypePRN
Market value$489.5K
0.35%
Sole
475K
Shared
0.00
None
0.00
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