AEGON USA INVESTMENT MANAGEMENT, LLC

PrivateCIK: 1454937
Location

CEDAR RAPIDS, IA

41
Positions
$127.81M
Total AUM (reported)
14.84M
Total Shares

Allocation by class

TOTAL AUM$127.81M41 positions
TOTAL STK MKT$89.84M70.3%
PERP PFD CNV A$3.31M2.6%
TOTAL BND MRKT$2.97M2.3%
COM NEW$2.90M2.3%
7.25%CNV PFD L$2.68M2.1%
NOTE 0.875%12/0$1.69M1.3%
NOTE 1.500% 3/0$1.59M1.2%

Portfolio Concentration

Top 375.2%4–1010.3%11–2510.6%Rest3.9%TOP 1085.5%0%100%
Top 3$96.11M75.2%
4–10$13.16M10.3%
11–25$13.53M10.6%
Rest$5.00M3.9%

Top 3 weight

75.2%

Top 10 weight

85.5%

Voting Authority Distribution

Total shares with voting rights: 14.84M

Sole

Full voting authority

14.84M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other41
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings41
Rows:

VANGUARD INDEX FDS

DFND
TOTAL STK MKT
Shares280.03K
TypeSH
Market value$89.84M
70.29%
Sole
280.03K
Shared
0.00
None
0.00

WELLS FARGO & CO

DFND
PERP PFD CNV A
Shares2.87K
TypePRN
Market value$3.31M
2.59%
Sole
2.87K
Shared
0.00
None
0.00

VANGUARD BD INDEX FDS

DFND
TOTAL BND MRKT
Shares40.27K
TypeSH
Market value$2.97M
2.32%
Sole
40.27K
Shared
0.00
None
0.00

WW INTL INC

DFND
COM NEW
Shares203.65K
TypeSH
Market value$2.80M
2.19%
Sole
203.65K
Shared
0.00
None
0.00

BANK AMERICA CORP

DFND
7.25%CNV PFD L
Shares2.25K
TypeSH
Market value$2.68M
2.10%
Sole
2.25K
Shared
0.00
None
0.00

UBER TECHNOLOGIES INC

DFND
NOTE 0.875%12/0
Shares1.40M
TypePRN
Market value$1.69M
1.32%
Sole
1.40M
Shared
0.00
None
0.00

GLOBAL PMTS INC

DFND
NOTE 1.500% 3/0
Shares1.80M
TypePRN
Market value$1.59M
1.24%
Sole
1.80M
Shared
0.00
None
0.00

DUKE ENERGY CORP NEW

DFND
NOTE 4.125% 4/1
Shares1.43M
TypePRN
Market value$1.58M
1.24%
Sole
1.43M
Shared
0.00
None
0.00

KKR & CO INC

DFND
6.25 CON SER D
Shares37.40K
TypeSH
Market value$1.50M
1.17%
Sole
37.40K
Shared
0.00
None
0.00

CENTERPOINT ENERGY INC

DFND
NOTE 4.250% 8/1
Shares1.13M
TypePRN
Market value$1.34M
1.05%
Sole
1.13M
Shared
0.00
None
0.00

APOLLO GLOBAL MGMT INC

DFND
SER A MAND CNV
Shares22.71K
TypeSH
Market value$1.33M
1.04%
Sole
22.71K
Shared
0.00
None
0.00

PPL CAP FDG INC

DFND
NOTE 2.875% 3/1
Shares1.12M
TypePRN
Market value$1.31M
1.03%
Sole
1.12M
Shared
0.00
None
0.00

EVERGY INC

DFND
NOTE 4.500%12/1
Shares932K
TypePRN
Market value$1.26M
0.98%
Sole
932K
Shared
0.00
None
0.00

VENTAS RLTY LTD PARTNERSHIP

DFND
NOTE 3.750% 6/0
Shares761K
TypePRN
Market value$1.13M
0.89%
Sole
761K
Shared
0.00
None
0.00

SSGA ACTIVE ETF TR

DFND
STATE STREET BLA
Shares26.30K
TypeSH
Market value$1.06M
0.83%
Sole
26.30K
Shared
0.00
None
0.00

CMS ENERGY CORP

DFND
NOTE 3.375% 5/0
Shares905K
TypePRN
Market value$1.02M
0.80%
Sole
905K
Shared
0.00
None
0.00

NEXTERA ENERGY CAP HLDGS INC

DFND
NOTE 3.000% 3/0
Shares621K
TypePRN
Market value$861.6K
0.67%
Sole
621K
Shared
0.00
None
0.00

SOUTHERN CO

DFND
NOTE 4.500% 6/1
Shares750K
TypePRN
Market value$833.1K
0.65%
Sole
750K
Shared
0.00
None
0.00

ARES MANAGEMENT CORPORATION

DFND
6.75 SE B PFD
Shares22.70K
TypeSH
Market value$823.6K
0.64%
Sole
22.70K
Shared
0.00
None
0.00

VANGUARD SCOTTSDALE FDS

DFND
SHORT TERM TREAS
Shares13.50K
TypeSH
Market value$790.3K
0.62%
Sole
13.50K
Shared
0.00
None
0.00

SOUTHERN CO

DFND
UNIT 12/15/2028
Shares14.53K
TypeSH
Market value$750.5K
0.59%
Sole
14.53K
Shared
0.00
None
0.00

INVESCO EXCH TRADED FD TR II

DFND
SR LN ETF
Shares31.50K
TypeSH
Market value$642.9K
0.50%
Sole
31.50K
Shared
0.00
None
0.00

WEC ENERGY GROUP INC

DFND
NOTE 4.375% 6/0
Shares500K
TypePRN
Market value$618.5K
0.48%
Sole
500K
Shared
0.00
None
0.00

WEC ENERGY GROUP INC

DFND
NOTE 4.375% 6/0
Shares500K
TypePRN
Market value$602.5K
0.47%
Sole
500K
Shared
0.00
None
0.00

AMERICAN WTR CAP CORP

DFND
NOTE 3.625% 6/1
Shares500K
TypePRN
Market value$498.9K
0.39%
Sole
500K
Shared
0.00
None
0.00
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