Filed: 7/17/2026ACC: 0001454937-26-000009
📋 What this filing means
AEGON USA INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 42 equity positions with a total reported market value of $139.69M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
42
Positions
$139.69M
Total AUM (reported)
13.22M
Total Shares
Allocation by class
TOTAL STK MKT$101.73M72.8%
COM NEW$3.77M2.7%
PERP PFD CNV A$3.33M2.4%
TOTAL BND MRKT$2.91M2.1%
7.25%CNV PFD L$2.82M2.0%
NOTE 0.875%12/0$1.68M1.2%
NOTE 1.500% 3/0$1.62M1.2%
Portfolio Concentration
Top 3$108.74M77.8%
4–10$13.21M9.5%
11–25$12.97M9.3%
Rest$4.77M3.4%
Top 3 weight
77.8%
Top 10 weight
87.3%
Voting Authority Distribution
Total shares with voting rights: 13.22M
Sole
Full voting authority
13.22M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other42
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings42
Rows:
VANGUARD INDEX FDS
DFNDShares274.92K
TypeSH
Market value$101.73M
72.82%
Sole
274.92K
Shared
0.00
None
0.00
WW INTL INC
DFNDShares230.12K
TypeSH
Market value$3.68M
2.63%
Sole
230.12K
Shared
0.00
None
0.00
WELLS FARGO & CO
DFNDShares2.87K
TypePRN
Market value$3.33M
2.39%
Sole
2.87K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
DFNDShares39.66K
TypeSH
Market value$2.91M
2.08%
Sole
39.66K
Shared
0.00
None
0.00
BANK OF AMER CORP
DFNDShares2.25K
TypeSH
Market value$2.82M
2.02%
Sole
2.25K
Shared
0.00
None
0.00
UBER TECHNOLOGIES INC
DFNDShares1.40M
TypePRN
Market value$1.68M
1.20%
Sole
1.40M
Shared
0.00
None
0.00
GLOBAL PMTS INC
DFNDShares1.80M
TypePRN
Market value$1.62M
1.16%
Sole
1.80M
Shared
0.00
None
0.00
KKR & CO INC
DFNDShares37.40K
TypeSH
Market value$1.47M
1.05%
Sole
37.40K
Shared
0.00
None
0.00
APOLLO GLOBAL MGMT INC
DFNDShares22.71K
TypeSH
Market value$1.36M
0.98%
Sole
22.71K
Shared
0.00
None
0.00
CENTERPOINT ENERGY INC
DFNDShares1.13M
TypePRN
Market value$1.36M
0.97%
Sole
1.13M
Shared
0.00
None
0.00
EVERGY INC
DFNDShares932K
TypePRN
Market value$1.33M
0.95%
Sole
932K
Shared
0.00
None
0.00
PPL CAP FDG INC
DFNDShares1.12M
TypePRN
Market value$1.27M
0.91%
Sole
1.12M
Shared
0.00
None
0.00
SSGA ACTIVE ETF TR
DFNDShares26.30K
TypeSH
Market value$1.06M
0.76%
Sole
26.30K
Shared
0.00
None
0.00
CMS ENERGY CORP
DFNDShares905K
TypePRN
Market value$1.01M
0.72%
Sole
905K
Shared
0.00
None
0.00
OFFICE PPTYS INCOME TR
DFNDShares57.11K
TypeSH
Market value$970.9K
0.70%
Sole
57.11K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
DFNDShares45.50K
TypeSH
Market value$926.8K
0.66%
Sole
45.50K
Shared
0.00
None
0.00
SOUTHERN CO
DFNDShares750K
TypePRN
Market value$826.1K
0.59%
Sole
750K
Shared
0.00
None
0.00
ARES MANAGEMENT CORPORATION
DFNDShares22.70K
TypeSH
Market value$824.7K
0.59%
Sole
22.70K
Shared
0.00
None
0.00
NEXTERA ENERGY CAP HLDGS INC
DFNDShares621K
TypePRN
Market value$815.7K
0.58%
Sole
621K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares13.50K
TypeSH
Market value$785.7K
0.56%
Sole
13.50K
Shared
0.00
None
0.00
SOUTHERN CO
DFNDShares14.53K
TypeSH
Market value$727.5K
0.52%
Sole
14.53K
Shared
0.00
None
0.00
SOUTHERN CO
DFNDShares700K
TypePRN
Market value$707.4K
0.51%
Sole
700K
Shared
0.00
None
0.00
WEC ENERGY GROUP INC
DFNDShares500K
TypePRN
Market value$619.5K
0.44%
Sole
500K
Shared
0.00
None
0.00
WEC ENERGY GROUP INC
DFNDShares500K
TypePRN
Market value$604.8K
0.43%
Sole
500K
Shared
0.00
None
0.00
MERITAGE HOMES CORP
DFNDShares475K
TypePRN
Market value$489.5K
0.35%
Sole
475K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 274.92K | SH | $101.73M 72.82% | 274.92K | 0.00 | 0.00 |
WW INTL INCDFND | COM NEW | 230.12K | SH | $3.68M 2.63% | 230.12K | 0.00 | 0.00 |
WELLS FARGO & CODFND | PERP PFD CNV A | 2.87K | PRN | $3.33M 2.39% | 2.87K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 39.66K | SH | $2.91M 2.08% | 39.66K | 0.00 | 0.00 |
BANK OF AMER CORPDFND | 7.25%CNV PFD L | 2.25K | SH | $2.82M 2.02% | 2.25K | 0.00 | 0.00 |
UBER TECHNOLOGIES INCDFND | NOTE 0.875%12/0 | 1.40M | PRN | $1.68M 1.20% | 1.40M | 0.00 | 0.00 |
GLOBAL PMTS INCDFND | NOTE 1.500% 3/0 | 1.80M | PRN | $1.62M 1.16% | 1.80M | 0.00 | 0.00 |
KKR & CO INCDFND | 6.25 CON SER D | 37.40K | SH | $1.47M 1.05% | 37.40K | 0.00 | 0.00 |
APOLLO GLOBAL MGMT INCDFND | SER A MAND CNV | 22.71K | SH | $1.36M 0.98% | 22.71K | 0.00 | 0.00 |
CENTERPOINT ENERGY INCDFND | NOTE 4.250% 8/1 | 1.13M | PRN | $1.36M 0.97% | 1.13M | 0.00 | 0.00 |
EVERGY INCDFND | NOTE 4.500%12/1 | 932K | PRN | $1.33M 0.95% | 932K | 0.00 | 0.00 |
PPL CAP FDG INCDFND | NOTE 2.875% 3/1 | 1.12M | PRN | $1.27M 0.91% | 1.12M | 0.00 | 0.00 |
SSGA ACTIVE ETF TRDFND | ST STR BL LN ETF | 26.30K | SH | $1.06M 0.76% | 26.30K | 0.00 | 0.00 |
CMS ENERGY CORPDFND | NOTE 3.375% 5/0 | 905K | PRN | $1.01M 0.72% | 905K | 0.00 | 0.00 |
OFFICE PPTYS INCOME TRDFND | COM OF BENEFICIA | 57.11K | SH | $970.9K 0.70% | 57.11K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IIDFND | SR LN ETF | 45.50K | SH | $926.8K 0.66% | 45.50K | 0.00 | 0.00 |
SOUTHERN CODFND | NOTE 4.500% 6/1 | 750K | PRN | $826.1K 0.59% | 750K | 0.00 | 0.00 |
ARES MANAGEMENT CORPORATIONDFND | 6.75 SE B PFD | 22.70K | SH | $824.7K 0.59% | 22.70K | 0.00 | 0.00 |
NEXTERA ENERGY CAP HLDGS INCDFND | NOTE 3.000% 3/0 | 621K | PRN | $815.7K 0.58% | 621K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | SHORT TERM TREAS | 13.50K | SH | $785.7K 0.56% | 13.50K | 0.00 | 0.00 |
SOUTHERN CODFND | UNIT 12/15/2028 | 14.53K | SH | $727.5K 0.52% | 14.53K | 0.00 | 0.00 |
SOUTHERN CODFND | NOTE 3.250% 6/1 | 700K | PRN | $707.4K 0.51% | 700K | 0.00 | 0.00 |
WEC ENERGY GROUP INCDFND | NOTE 4.375% 6/0 | 500K | PRN | $619.5K 0.44% | 500K | 0.00 | 0.00 |
WEC ENERGY GROUP INCDFND | NOTE 4.375% 6/0 | 500K | PRN | $604.8K 0.43% | 500K | 0.00 | 0.00 |
MERITAGE HOMES CORPDFND | NOTE 1.750% 5/1 | 475K | PRN | $489.5K 0.35% | 475K | 0.00 | 0.00 |
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