Filed: 4/21/2026ACC: 0001454937-26-000006
📋 What this filing means
AEGON USA INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 41 equity positions with a total reported market value of $127.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
41
Positions
$127.81M
Total AUM (reported)
14.84M
Total Shares
Allocation by class
TOTAL STK MKT$89.84M70.3%
PERP PFD CNV A$3.31M2.6%
TOTAL BND MRKT$2.97M2.3%
COM NEW$2.90M2.3%
7.25%CNV PFD L$2.68M2.1%
NOTE 0.875%12/0$1.69M1.3%
NOTE 1.500% 3/0$1.59M1.2%
Portfolio Concentration
Top 3$96.11M75.2%
4–10$13.16M10.3%
11–25$13.53M10.6%
Rest$5.00M3.9%
Top 3 weight
75.2%
Top 10 weight
85.5%
Voting Authority Distribution
Total shares with voting rights: 14.84M
Sole
Full voting authority
14.84M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other41
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings41
Rows:
VANGUARD INDEX FDS
DFNDShares280.03K
TypeSH
Market value$89.84M
70.29%
Sole
280.03K
Shared
0.00
None
0.00
WELLS FARGO & CO
DFNDShares2.87K
TypePRN
Market value$3.31M
2.59%
Sole
2.87K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
DFNDShares40.27K
TypeSH
Market value$2.97M
2.32%
Sole
40.27K
Shared
0.00
None
0.00
WW INTL INC
DFNDShares203.65K
TypeSH
Market value$2.80M
2.19%
Sole
203.65K
Shared
0.00
None
0.00
BANK AMERICA CORP
DFNDShares2.25K
TypeSH
Market value$2.68M
2.10%
Sole
2.25K
Shared
0.00
None
0.00
UBER TECHNOLOGIES INC
DFNDShares1.40M
TypePRN
Market value$1.69M
1.32%
Sole
1.40M
Shared
0.00
None
0.00
GLOBAL PMTS INC
DFNDShares1.80M
TypePRN
Market value$1.59M
1.24%
Sole
1.80M
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
DFNDShares1.43M
TypePRN
Market value$1.58M
1.24%
Sole
1.43M
Shared
0.00
None
0.00
KKR & CO INC
DFNDShares37.40K
TypeSH
Market value$1.50M
1.17%
Sole
37.40K
Shared
0.00
None
0.00
CENTERPOINT ENERGY INC
DFNDShares1.13M
TypePRN
Market value$1.34M
1.05%
Sole
1.13M
Shared
0.00
None
0.00
APOLLO GLOBAL MGMT INC
DFNDShares22.71K
TypeSH
Market value$1.33M
1.04%
Sole
22.71K
Shared
0.00
None
0.00
PPL CAP FDG INC
DFNDShares1.12M
TypePRN
Market value$1.31M
1.03%
Sole
1.12M
Shared
0.00
None
0.00
EVERGY INC
DFNDShares932K
TypePRN
Market value$1.26M
0.98%
Sole
932K
Shared
0.00
None
0.00
VENTAS RLTY LTD PARTNERSHIP
DFNDShares761K
TypePRN
Market value$1.13M
0.89%
Sole
761K
Shared
0.00
None
0.00
SSGA ACTIVE ETF TR
DFNDShares26.30K
TypeSH
Market value$1.06M
0.83%
Sole
26.30K
Shared
0.00
None
0.00
CMS ENERGY CORP
DFNDShares905K
TypePRN
Market value$1.02M
0.80%
Sole
905K
Shared
0.00
None
0.00
NEXTERA ENERGY CAP HLDGS INC
DFNDShares621K
TypePRN
Market value$861.6K
0.67%
Sole
621K
Shared
0.00
None
0.00
SOUTHERN CO
DFNDShares750K
TypePRN
Market value$833.1K
0.65%
Sole
750K
Shared
0.00
None
0.00
ARES MANAGEMENT CORPORATION
DFNDShares22.70K
TypeSH
Market value$823.6K
0.64%
Sole
22.70K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares13.50K
TypeSH
Market value$790.3K
0.62%
Sole
13.50K
Shared
0.00
None
0.00
SOUTHERN CO
DFNDShares14.53K
TypeSH
Market value$750.5K
0.59%
Sole
14.53K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
DFNDShares31.50K
TypeSH
Market value$642.9K
0.50%
Sole
31.50K
Shared
0.00
None
0.00
WEC ENERGY GROUP INC
DFNDShares500K
TypePRN
Market value$618.5K
0.48%
Sole
500K
Shared
0.00
None
0.00
WEC ENERGY GROUP INC
DFNDShares500K
TypePRN
Market value$602.5K
0.47%
Sole
500K
Shared
0.00
None
0.00
AMERICAN WTR CAP CORP
DFNDShares500K
TypePRN
Market value$498.9K
0.39%
Sole
500K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 280.03K | SH | $89.84M 70.29% | 280.03K | 0.00 | 0.00 |
WELLS FARGO & CODFND | PERP PFD CNV A | 2.87K | PRN | $3.31M 2.59% | 2.87K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 40.27K | SH | $2.97M 2.32% | 40.27K | 0.00 | 0.00 |
WW INTL INCDFND | COM NEW | 203.65K | SH | $2.80M 2.19% | 203.65K | 0.00 | 0.00 |
BANK AMERICA CORPDFND | 7.25%CNV PFD L | 2.25K | SH | $2.68M 2.10% | 2.25K | 0.00 | 0.00 |
UBER TECHNOLOGIES INCDFND | NOTE 0.875%12/0 | 1.40M | PRN | $1.69M 1.32% | 1.40M | 0.00 | 0.00 |
GLOBAL PMTS INCDFND | NOTE 1.500% 3/0 | 1.80M | PRN | $1.59M 1.24% | 1.80M | 0.00 | 0.00 |
DUKE ENERGY CORP NEWDFND | NOTE 4.125% 4/1 | 1.43M | PRN | $1.58M 1.24% | 1.43M | 0.00 | 0.00 |
KKR & CO INCDFND | 6.25 CON SER D | 37.40K | SH | $1.50M 1.17% | 37.40K | 0.00 | 0.00 |
CENTERPOINT ENERGY INCDFND | NOTE 4.250% 8/1 | 1.13M | PRN | $1.34M 1.05% | 1.13M | 0.00 | 0.00 |
APOLLO GLOBAL MGMT INCDFND | SER A MAND CNV | 22.71K | SH | $1.33M 1.04% | 22.71K | 0.00 | 0.00 |
PPL CAP FDG INCDFND | NOTE 2.875% 3/1 | 1.12M | PRN | $1.31M 1.03% | 1.12M | 0.00 | 0.00 |
EVERGY INCDFND | NOTE 4.500%12/1 | 932K | PRN | $1.26M 0.98% | 932K | 0.00 | 0.00 |
VENTAS RLTY LTD PARTNERSHIPDFND | NOTE 3.750% 6/0 | 761K | PRN | $1.13M 0.89% | 761K | 0.00 | 0.00 |
SSGA ACTIVE ETF TRDFND | STATE STREET BLA | 26.30K | SH | $1.06M 0.83% | 26.30K | 0.00 | 0.00 |
CMS ENERGY CORPDFND | NOTE 3.375% 5/0 | 905K | PRN | $1.02M 0.80% | 905K | 0.00 | 0.00 |
NEXTERA ENERGY CAP HLDGS INCDFND | NOTE 3.000% 3/0 | 621K | PRN | $861.6K 0.67% | 621K | 0.00 | 0.00 |
SOUTHERN CODFND | NOTE 4.500% 6/1 | 750K | PRN | $833.1K 0.65% | 750K | 0.00 | 0.00 |
ARES MANAGEMENT CORPORATIONDFND | 6.75 SE B PFD | 22.70K | SH | $823.6K 0.64% | 22.70K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | SHORT TERM TREAS | 13.50K | SH | $790.3K 0.62% | 13.50K | 0.00 | 0.00 |
SOUTHERN CODFND | UNIT 12/15/2028 | 14.53K | SH | $750.5K 0.59% | 14.53K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IIDFND | SR LN ETF | 31.50K | SH | $642.9K 0.50% | 31.50K | 0.00 | 0.00 |
WEC ENERGY GROUP INCDFND | NOTE 4.375% 6/0 | 500K | PRN | $618.5K 0.48% | 500K | 0.00 | 0.00 |
WEC ENERGY GROUP INCDFND | NOTE 4.375% 6/0 | 500K | PRN | $602.5K 0.47% | 500K | 0.00 | 0.00 |
AMERICAN WTR CAP CORPDFND | NOTE 3.625% 6/1 | 500K | PRN | $498.9K 0.39% | 500K | 0.00 | 0.00 |
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