Filed: 2/9/2026ACC: 0001454937-26-000003
📋 What this filing means
AEGON USA INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 44 equity positions with a total reported market value of $141.50M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
44
Positions
$141.50M
Total AUM (reported)
18.54M
Total Shares
Allocation by class
TOTAL STK MKT$95.34M67.4%
COM NEW$5.33M3.8%
PERP PFD CNV A$3.48M2.5%
TOTAL BND MRKT$3.04M2.1%
7.25%CNV PFD L$2.81M2.0%
6.25 CON SER D$1.93M1.4%
NOTE 3/1$1.92M1.4%
Portfolio Concentration
Top 3$104.15M73.6%
4–10$14.97M10.6%
11–25$15.91M11.2%
Rest$6.47M4.6%
Top 3 weight
73.6%
Top 10 weight
84.2%
Voting Authority Distribution
Total shares with voting rights: 18.54M
Sole
Full voting authority
18.54M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other44
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings44
Rows:
VANGUARD INDEX FDS
DFNDShares284.37K
TypeSH
Market value$95.34M
67.38%
Sole
284.37K
Shared
0.00
None
0.00
WW INTL INC
DFNDShares182.29K
TypeSH
Market value$5.33M
3.76%
Sole
182.29K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
DFNDShares2.87K
TypePRN
Market value$3.48M
2.46%
Sole
2.87K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
DFNDShares41K
TypeSH
Market value$3.04M
2.15%
Sole
41K
Shared
0.00
None
0.00
BANK AMERICA CORP
DFNDShares2.25K
TypeSH
Market value$2.81M
1.99%
Sole
2.25K
Shared
0.00
None
0.00
KKR & CO INC
DFNDShares37.40K
TypeSH
Market value$1.93M
1.37%
Sole
37.40K
Shared
0.00
None
0.00
FORD MTR CO
DFNDShares1.85M
TypePRN
Market value$1.92M
1.36%
Sole
1.85M
Shared
0.00
None
0.00
UBER TECHNOLOGIES INC
DFNDShares1.40M
TypePRN
Market value$1.82M
1.29%
Sole
1.40M
Shared
0.00
None
0.00
SSGA ACTIVE ETF TR
DFNDShares42.30K
TypeSH
Market value$1.75M
1.23%
Sole
42.30K
Shared
0.00
None
0.00
APOLLO GLOBAL MGMT INC
DFNDShares22.71K
TypeSH
Market value$1.71M
1.21%
Sole
22.71K
Shared
0.00
None
0.00
GLOBAL PMTS INC
DFNDShares1.80M
TypePRN
Market value$1.61M
1.14%
Sole
1.80M
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
DFNDShares1.43M
TypePRN
Market value$1.48M
1.04%
Sole
1.43M
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
DFNDShares63K
TypeSH
Market value$1.32M
0.94%
Sole
63K
Shared
0.00
None
0.00
CENTERPOINT ENERGY INC
DFNDShares1.13M
TypePRN
Market value$1.23M
0.87%
Sole
1.13M
Shared
0.00
None
0.00
PPL CAP FDG INC
DFNDShares1.12M
TypePRN
Market value$1.23M
0.87%
Sole
1.12M
Shared
0.00
None
0.00
ARES MANAGEMENT CORPORATION
DFNDShares22.70K
TypeSH
Market value$1.14M
0.81%
Sole
22.70K
Shared
0.00
None
0.00
EVERGY INC
DFNDShares932K
TypePRN
Market value$1.13M
0.80%
Sole
932K
Shared
0.00
None
0.00
VENTAS RLTY LTD PARTNERSHIP
DFNDShares761K
TypePRN
Market value$1.07M
0.76%
Sole
761K
Shared
0.00
None
0.00
EXPEDIA GROUP INC
DFNDShares882K
TypePRN
Market value$983.9K
0.70%
Sole
882K
Shared
0.00
None
0.00
CMS ENERGY CORP
DFNDShares905K
TypePRN
Market value$967.9K
0.68%
Sole
905K
Shared
0.00
None
0.00
SOUTHERN CO
DFNDShares750K
TypePRN
Market value$800.3K
0.57%
Sole
750K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares13.50K
TypeSH
Market value$792.9K
0.56%
Sole
13.50K
Shared
0.00
None
0.00
ALLIANT ENERGY CORP
DFNDShares746K
TypePRN
Market value$775.1K
0.55%
Sole
746K
Shared
0.00
None
0.00
NEXTERA ENERGY CAP HLDGS INC
DFNDShares621K
TypePRN
Market value$770.7K
0.54%
Sole
621K
Shared
0.00
None
0.00
WEC ENERGY GROUP INC
DFNDShares500K
TypePRN
Market value$583.3K
0.41%
Sole
500K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 284.37K | SH | $95.34M 67.38% | 284.37K | 0.00 | 0.00 |
WW INTL INCDFND | COM NEW | 182.29K | SH | $5.33M 3.76% | 182.29K | 0.00 | 0.00 |
WELLS FARGO CO NEWDFND | PERP PFD CNV A | 2.87K | PRN | $3.48M 2.46% | 2.87K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 41K | SH | $3.04M 2.15% | 41K | 0.00 | 0.00 |
BANK AMERICA CORPDFND | 7.25%CNV PFD L | 2.25K | SH | $2.81M 1.99% | 2.25K | 0.00 | 0.00 |
KKR & CO INCDFND | 6.25 CON SER D | 37.40K | SH | $1.93M 1.37% | 37.40K | 0.00 | 0.00 |
FORD MTR CODFND | NOTE 3/1 | 1.85M | PRN | $1.92M 1.36% | 1.85M | 0.00 | 0.00 |
UBER TECHNOLOGIES INCDFND | NOTE 0.875%12/0 | 1.40M | PRN | $1.82M 1.29% | 1.40M | 0.00 | 0.00 |
SSGA ACTIVE ETF TRDFND | BLACKSTONE SENR | 42.30K | SH | $1.75M 1.23% | 42.30K | 0.00 | 0.00 |
APOLLO GLOBAL MGMT INCDFND | SER A MAND CNV | 22.71K | SH | $1.71M 1.21% | 22.71K | 0.00 | 0.00 |
GLOBAL PMTS INCDFND | NOTE 1.500% 3/0 | 1.80M | PRN | $1.61M 1.14% | 1.80M | 0.00 | 0.00 |
DUKE ENERGY CORP NEWDFND | NOTE 4.125% 4/1 | 1.43M | PRN | $1.48M 1.04% | 1.43M | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IIDFND | SR LN ETF | 63K | SH | $1.32M 0.94% | 63K | 0.00 | 0.00 |
CENTERPOINT ENERGY INCDFND | NOTE 4.250% 8/1 | 1.13M | PRN | $1.23M 0.87% | 1.13M | 0.00 | 0.00 |
PPL CAP FDG INCDFND | NOTE 2.875% 3/1 | 1.12M | PRN | $1.23M 0.87% | 1.12M | 0.00 | 0.00 |
ARES MANAGEMENT CORPORATIONDFND | 6.75 SE B PFD | 22.70K | SH | $1.14M 0.81% | 22.70K | 0.00 | 0.00 |
EVERGY INCDFND | NOTE 4.500%12/1 | 932K | PRN | $1.13M 0.80% | 932K | 0.00 | 0.00 |
VENTAS RLTY LTD PARTNERSHIPDFND | NOTE 3.750% 6/0 | 761K | PRN | $1.07M 0.76% | 761K | 0.00 | 0.00 |
EXPEDIA GROUP INCDFND | NOTE 2/1 | 882K | PRN | $983.9K 0.70% | 882K | 0.00 | 0.00 |
CMS ENERGY CORPDFND | NOTE 3.375% 5/0 | 905K | PRN | $967.9K 0.68% | 905K | 0.00 | 0.00 |
SOUTHERN CODFND | NOTE 4.500% 6/1 | 750K | PRN | $800.3K 0.57% | 750K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | SHORT TERM TREAS | 13.50K | SH | $792.9K 0.56% | 13.50K | 0.00 | 0.00 |
ALLIANT ENERGY CORPDFND | NOTE 3.875% 3/1 | 746K | PRN | $775.1K 0.55% | 746K | 0.00 | 0.00 |
NEXTERA ENERGY CAP HLDGS INCDFND | NOTE 3.000% 3/0 | 621K | PRN | $770.7K 0.54% | 621K | 0.00 | 0.00 |
WEC ENERGY GROUP INCDFND | NOTE 4.375% 6/0 | 500K | PRN | $583.3K 0.41% | 500K | 0.00 | 0.00 |
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