Filed: 10/24/2025ACC: 0001454937-25-000017
📋 What this filing means
AEGON USA INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 44 equity positions with a total reported market value of $146.82M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
44
Positions
$146.82M
Total AUM (reported)
21.08M
Total Shares
Allocation by class
TOTAL STK MKT$95.21M64.8%
COM NEW$8.04M5.5%
PERP PFD CNV A$3.55M2.4%
TOTAL BND MRKT$3.08M2.1%
7.25%CNV PFD L$2.88M2.0%
NOTE 3.875%12/1$2.55M1.7%
NOTE 0.875%12/0$2.06M1.4%
Portfolio Concentration
Top 3$106.80M72.7%
4–10$15.85M10.8%
11–25$16.66M11.3%
Rest$7.52M5.1%
Top 3 weight
72.7%
Top 10 weight
83.5%
Voting Authority Distribution
Total shares with voting rights: 21.08M
Sole
Full voting authority
21.08M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other44
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings44
Rows:
VANGUARD INDEX FDS
DFNDShares290.13K
TypeSH
Market value$95.21M
64.85%
Sole
290.13K
Shared
0.00
None
0.00
WW INTL INC
DFNDShares293.85K
TypeSH
Market value$8.04M
5.48%
Sole
293.85K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
DFNDShares2.87K
TypePRN
Market value$3.55M
2.42%
Sole
2.87K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
DFNDShares41.40K
TypeSH
Market value$3.08M
2.10%
Sole
41.40K
Shared
0.00
None
0.00
BANK AMERICA CORP
DFNDShares2.25K
TypeSH
Market value$2.88M
1.96%
Sole
2.25K
Shared
0.00
None
0.00
SOUTHERN CO
DFNDShares2.27M
TypePRN
Market value$2.55M
1.74%
Sole
2.27M
Shared
0.00
None
0.00
UBER TECHNOLOGIES INC
DFNDShares1.40M
TypePRN
Market value$2.06M
1.40%
Sole
1.40M
Shared
0.00
None
0.00
FORD MTR CO
DFNDShares1.85M
TypePRN
Market value$1.87M
1.27%
Sole
1.85M
Shared
0.00
None
0.00
SSGA ACTIVE ETF TR
DFNDShares42.30K
TypeSH
Market value$1.76M
1.20%
Sole
42.30K
Shared
0.00
None
0.00
GLOBAL PMTS INC
DFNDShares1.80M
TypePRN
Market value$1.65M
1.12%
Sole
1.80M
Shared
0.00
None
0.00
APOLLO GLOBAL MGMT INC
DFNDShares22.71K
TypeSH
Market value$1.57M
1.07%
Sole
22.71K
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
DFNDShares1.43M
TypePRN
Market value$1.54M
1.05%
Sole
1.43M
Shared
0.00
None
0.00
KKR & CO INC
DFNDShares27K
TypeSH
Market value$1.39M
0.94%
Sole
27K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
DFNDShares63K
TypeSH
Market value$1.32M
0.90%
Sole
63K
Shared
0.00
None
0.00
PPL CAP FDG INC
DFNDShares1.12M
TypePRN
Market value$1.28M
0.87%
Sole
1.12M
Shared
0.00
None
0.00
CENTERPOINT ENERGY INC
DFNDShares1.13M
TypePRN
Market value$1.25M
0.85%
Sole
1.13M
Shared
0.00
None
0.00
EVERGY INC
DFNDShares932K
TypePRN
Market value$1.17M
0.80%
Sole
932K
Shared
0.00
None
0.00
ARES MANAGEMENT CORPORATION
DFNDShares22.70K
TypeSH
Market value$1.11M
0.76%
Sole
22.70K
Shared
0.00
None
0.00
CMS ENERGY CORP
DFNDShares905K
TypePRN
Market value$991.0K
0.67%
Sole
905K
Shared
0.00
None
0.00
VENTAS RLTY LTD PARTNERSHIP
DFNDShares761K
TypePRN
Market value$982.8K
0.67%
Sole
761K
Shared
0.00
None
0.00
EXPEDIA GROUP INC
DFNDShares882K
TypePRN
Market value$888.2K
0.60%
Sole
882K
Shared
0.00
None
0.00
SOUTHERN CO
DFNDShares750K
TypePRN
Market value$833.6K
0.57%
Sole
750K
Shared
0.00
None
0.00
ALLIANT ENERGY CORP
DFNDShares746K
TypePRN
Market value$802.3K
0.55%
Sole
746K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares13.50K
TypeSH
Market value$794.5K
0.54%
Sole
13.50K
Shared
0.00
None
0.00
NEXTERA ENERGY CAP HLDGS INC
DFNDShares621K
TypePRN
Market value$733.4K
0.50%
Sole
621K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 290.13K | SH | $95.21M 64.85% | 290.13K | 0.00 | 0.00 |
WW INTL INCDFND | COM NEW | 293.85K | SH | $8.04M 5.48% | 293.85K | 0.00 | 0.00 |
WELLS FARGO CO NEWDFND | PERP PFD CNV A | 2.87K | PRN | $3.55M 2.42% | 2.87K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 41.40K | SH | $3.08M 2.10% | 41.40K | 0.00 | 0.00 |
BANK AMERICA CORPDFND | 7.25%CNV PFD L | 2.25K | SH | $2.88M 1.96% | 2.25K | 0.00 | 0.00 |
SOUTHERN CODFND | NOTE 3.875%12/1 | 2.27M | PRN | $2.55M 1.74% | 2.27M | 0.00 | 0.00 |
UBER TECHNOLOGIES INCDFND | NOTE 0.875%12/0 | 1.40M | PRN | $2.06M 1.40% | 1.40M | 0.00 | 0.00 |
FORD MTR CODFND | NOTE 3/1 | 1.85M | PRN | $1.87M 1.27% | 1.85M | 0.00 | 0.00 |
SSGA ACTIVE ETF TRDFND | BLACKSTONE SENR | 42.30K | SH | $1.76M 1.20% | 42.30K | 0.00 | 0.00 |
GLOBAL PMTS INCDFND | NOTE 1.500% 3/0 | 1.80M | PRN | $1.65M 1.12% | 1.80M | 0.00 | 0.00 |
APOLLO GLOBAL MGMT INCDFND | SER A MAND CNV | 22.71K | SH | $1.57M 1.07% | 22.71K | 0.00 | 0.00 |
DUKE ENERGY CORP NEWDFND | NOTE 4.125% 4/1 | 1.43M | PRN | $1.54M 1.05% | 1.43M | 0.00 | 0.00 |
KKR & CO INCDFND | 6.25 CON SER D | 27K | SH | $1.39M 0.94% | 27K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IIDFND | SR LN ETF | 63K | SH | $1.32M 0.90% | 63K | 0.00 | 0.00 |
PPL CAP FDG INCDFND | NOTE 2.875% 3/1 | 1.12M | PRN | $1.28M 0.87% | 1.12M | 0.00 | 0.00 |
CENTERPOINT ENERGY INCDFND | NOTE 4.250% 8/1 | 1.13M | PRN | $1.25M 0.85% | 1.13M | 0.00 | 0.00 |
EVERGY INCDFND | NOTE 4.500%12/1 | 932K | PRN | $1.17M 0.80% | 932K | 0.00 | 0.00 |
ARES MANAGEMENT CORPORATIONDFND | 6.75 SE B PFD | 22.70K | SH | $1.11M 0.76% | 22.70K | 0.00 | 0.00 |
CMS ENERGY CORPDFND | NOTE 3.375% 5/0 | 905K | PRN | $991.0K 0.67% | 905K | 0.00 | 0.00 |
VENTAS RLTY LTD PARTNERSHIPDFND | NOTE 3.750% 6/0 | 761K | PRN | $982.8K 0.67% | 761K | 0.00 | 0.00 |
EXPEDIA GROUP INCDFND | NOTE 2/1 | 882K | PRN | $888.2K 0.60% | 882K | 0.00 | 0.00 |
SOUTHERN CODFND | NOTE 4.500% 6/1 | 750K | PRN | $833.6K 0.57% | 750K | 0.00 | 0.00 |
ALLIANT ENERGY CORPDFND | NOTE 3.875% 3/1 | 746K | PRN | $802.3K 0.55% | 746K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | SHORT TERM TREAS | 13.50K | SH | $794.5K 0.54% | 13.50K | 0.00 | 0.00 |
NEXTERA ENERGY CAP HLDGS INCDFND | NOTE 3.000% 3/0 | 621K | PRN | $733.4K 0.50% | 621K | 0.00 | 0.00 |
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