Filed: 7/21/2025ACC: 0001454937-25-000011
📋 What this filing means
AEGON USA INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 46 equity positions with a total reported market value of $133.49M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
46
Positions
$133.49M
Total AUM (reported)
22.87M
Total Shares
Allocation by class
TOTAL STK MKT$89.23M66.8%
PERP PFD CNV A$3.59M2.7%
TOTAL BND MRKT$3.09M2.3%
7.25%CNV PFD L$3.01M2.3%
NOTE 3.875%12/1$2.51M1.9%
UNIT 09/01/2025$2.27M1.7%
NOTE 0.875%12/0$2.00M1.5%
Portfolio Concentration
Top 3$95.92M71.9%
4–10$14.92M11.2%
11–25$15.50M11.6%
Rest$7.15M5.4%
Top 3 weight
71.9%
Top 10 weight
83.0%
Voting Authority Distribution
Total shares with voting rights: 22.87M
Sole
Full voting authority
22.87M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other46
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings46
Rows:
VANGUARD INDEX FDS
DFNDShares293.60K
TypeSH
Market value$89.23M
66.85%
Sole
293.60K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
DFNDShares3.07K
TypePRN
Market value$3.59M
2.69%
Sole
3.07K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
DFNDShares42.01K
TypeSH
Market value$3.09M
2.32%
Sole
42.01K
Shared
0.00
None
0.00
BANK AMERICA CORP
DFNDShares2.49K
TypeSH
Market value$3.01M
2.25%
Sole
2.49K
Shared
0.00
None
0.00
SOUTHERN CO
DFNDShares2.27M
TypePRN
Market value$2.51M
1.88%
Sole
2.27M
Shared
0.00
None
0.00
NEXTERA ENERGY INC
DFNDShares57K
TypeSH
Market value$2.27M
1.70%
Sole
57K
Shared
0.00
None
0.00
UBER TECHNOLOGIES INC
DFNDShares1.40M
TypePRN
Market value$2.00M
1.50%
Sole
1.40M
Shared
0.00
None
0.00
FORD MTR CO
DFNDShares1.85M
TypePRN
Market value$1.82M
1.37%
Sole
1.85M
Shared
0.00
None
0.00
APOLLO GLOBAL MGMT INC
DFNDShares22.71K
TypeSH
Market value$1.70M
1.28%
Sole
22.71K
Shared
0.00
None
0.00
GLOBAL PMTS INC
DFNDShares1.80M
TypePRN
Market value$1.61M
1.20%
Sole
1.80M
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
DFNDShares1.43M
TypePRN
Market value$1.52M
1.14%
Sole
1.43M
Shared
0.00
None
0.00
KKR & CO INC
DFNDShares27K
TypeSH
Market value$1.45M
1.09%
Sole
27K
Shared
0.00
None
0.00
CENTERPOINT ENERGY INC
DFNDShares1.13M
TypePRN
Market value$1.22M
0.92%
Sole
1.13M
Shared
0.00
None
0.00
SSGA ACTIVE ETF TR
DFNDShares29.30K
TypeSH
Market value$1.22M
0.91%
Sole
29.30K
Shared
0.00
None
0.00
ARES MANAGEMENT CORPORATION
DFNDShares22.70K
TypeSH
Market value$1.21M
0.91%
Sole
22.70K
Shared
0.00
None
0.00
PPL CAP FDG INC
DFNDShares1.12M
TypePRN
Market value$1.21M
0.91%
Sole
1.12M
Shared
0.00
None
0.00
EVERGY INC
DFNDShares932K
TypePRN
Market value$1.09M
0.82%
Sole
932K
Shared
0.00
None
0.00
CMS ENERGY CORP
DFNDShares905K
TypePRN
Market value$962.0K
0.72%
Sole
905K
Shared
0.00
None
0.00
VENTAS RLTY LTD PARTNERSHIP
DFNDShares761K
TypePRN
Market value$909.8K
0.68%
Sole
761K
Shared
0.00
None
0.00
EXPEDIA GROUP INC
DFNDShares882K
TypePRN
Market value$857.3K
0.64%
Sole
882K
Shared
0.00
None
0.00
SOUTHERN CO
DFNDShares750K
TypePRN
Market value$825.0K
0.62%
Sole
750K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares13.50K
TypeSH
Market value$793.5K
0.59%
Sole
13.50K
Shared
0.00
None
0.00
ALLIANT ENERGY CORP
DFNDShares746K
TypePRN
Market value$766.1K
0.57%
Sole
746K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
DFNDShares36K
TypeSH
Market value$753.1K
0.56%
Sole
36K
Shared
0.00
None
0.00
NEXTERA ENERGY CAP HLDGS INC
DFNDShares621K
TypePRN
Market value$706.1K
0.53%
Sole
621K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 293.60K | SH | $89.23M 66.85% | 293.60K | 0.00 | 0.00 |
WELLS FARGO CO NEWDFND | PERP PFD CNV A | 3.07K | PRN | $3.59M 2.69% | 3.07K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 42.01K | SH | $3.09M 2.32% | 42.01K | 0.00 | 0.00 |
BANK AMERICA CORPDFND | 7.25%CNV PFD L | 2.49K | SH | $3.01M 2.25% | 2.49K | 0.00 | 0.00 |
SOUTHERN CODFND | NOTE 3.875%12/1 | 2.27M | PRN | $2.51M 1.88% | 2.27M | 0.00 | 0.00 |
NEXTERA ENERGY INCDFND | UNIT 09/01/2025 | 57K | SH | $2.27M 1.70% | 57K | 0.00 | 0.00 |
UBER TECHNOLOGIES INCDFND | NOTE 0.875%12/0 | 1.40M | PRN | $2.00M 1.50% | 1.40M | 0.00 | 0.00 |
FORD MTR CODFND | NOTE 3/1 | 1.85M | PRN | $1.82M 1.37% | 1.85M | 0.00 | 0.00 |
APOLLO GLOBAL MGMT INCDFND | SER A MAND CNV | 22.71K | SH | $1.70M 1.28% | 22.71K | 0.00 | 0.00 |
GLOBAL PMTS INCDFND | NOTE 1.500% 3/0 | 1.80M | PRN | $1.61M 1.20% | 1.80M | 0.00 | 0.00 |
DUKE ENERGY CORP NEWDFND | NOTE 4.125% 4/1 | 1.43M | PRN | $1.52M 1.14% | 1.43M | 0.00 | 0.00 |
KKR & CO INCDFND | 6.25 CON SER D | 27K | SH | $1.45M 1.09% | 27K | 0.00 | 0.00 |
CENTERPOINT ENERGY INCDFND | NOTE 4.250% 8/1 | 1.13M | PRN | $1.22M 0.92% | 1.13M | 0.00 | 0.00 |
SSGA ACTIVE ETF TRDFND | BLACKSTONE SENR | 29.30K | SH | $1.22M 0.91% | 29.30K | 0.00 | 0.00 |
ARES MANAGEMENT CORPORATIONDFND | 6.75 SE B PFD | 22.70K | SH | $1.21M 0.91% | 22.70K | 0.00 | 0.00 |
PPL CAP FDG INCDFND | NOTE 2.875% 3/1 | 1.12M | PRN | $1.21M 0.91% | 1.12M | 0.00 | 0.00 |
EVERGY INCDFND | NOTE 4.500%12/1 | 932K | PRN | $1.09M 0.82% | 932K | 0.00 | 0.00 |
CMS ENERGY CORPDFND | NOTE 3.375% 5/0 | 905K | PRN | $962.0K 0.72% | 905K | 0.00 | 0.00 |
VENTAS RLTY LTD PARTNERSHIPDFND | NOTE 3.750% 6/0 | 761K | PRN | $909.8K 0.68% | 761K | 0.00 | 0.00 |
EXPEDIA GROUP INCDFND | NOTE 2/1 | 882K | PRN | $857.3K 0.64% | 882K | 0.00 | 0.00 |
SOUTHERN CODFND | NOTE 4.500% 6/1 | 750K | PRN | $825.0K 0.62% | 750K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | SHORT TERM TREAS | 13.50K | SH | $793.5K 0.59% | 13.50K | 0.00 | 0.00 |
ALLIANT ENERGY CORPDFND | NOTE 3.875% 3/1 | 746K | PRN | $766.1K 0.57% | 746K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IIDFND | SR LN ETF | 36K | SH | $753.1K 0.56% | 36K | 0.00 | 0.00 |
NEXTERA ENERGY CAP HLDGS INCDFND | NOTE 3.000% 3/0 | 621K | PRN | $706.1K 0.53% | 621K | 0.00 | 0.00 |
Page 1 of 2