Filed: 5/1/2025ACC: 0001454937-25-000006
📋 What this filing means
AEGON USA INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 38 equity positions with a total reported market value of $125.86M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
38
Positions
$125.86M
Total AUM (reported)
22.08M
Total Shares
Allocation by class
TOTAL STK MKT$82.55M65.6%
PERP PFD CNV A$3.65M2.9%
TOTAL BND MRKT$3.13M2.5%
7.25%CNV PFD L$3.06M2.4%
NOTE 3.875%12/1$2.52M2.0%
UNIT 09/01/2025$2.33M1.8%
BLACKSTONE SENR$1.95M1.5%
Portfolio Concentration
Top 3$89.33M71.0%
4–10$15.45M12.3%
11–25$17.21M13.7%
Rest$3.87M3.1%
Top 3 weight
71.0%
Top 10 weight
83.3%
Voting Authority Distribution
Total shares with voting rights: 22.08M
Sole
Full voting authority
22.08M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other38
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings38
Rows:
VANGUARD INDEX FDS
DFNDShares300.34K
TypeSH
Market value$82.55M
65.58%
Sole
300.34K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
DFNDShares3.07K
TypePRN
Market value$3.65M
2.90%
Sole
3.07K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
DFNDShares42.65K
TypeSH
Market value$3.13M
2.49%
Sole
42.65K
Shared
0.00
None
0.00
BANK AMERICA CORP
DFNDShares2.49K
TypeSH
Market value$3.06M
2.43%
Sole
2.49K
Shared
0.00
None
0.00
SOUTHERN CO
DFNDShares2.27M
TypePRN
Market value$2.52M
2.01%
Sole
2.27M
Shared
0.00
None
0.00
NEXTERA ENERGY INC
DFNDShares57K
TypeSH
Market value$2.33M
1.85%
Sole
57K
Shared
0.00
None
0.00
SSGA ACTIVE ETF TR
DFNDShares47.30K
TypeSH
Market value$1.95M
1.55%
Sole
47.30K
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
DFNDShares1.76M
TypePRN
Market value$1.91M
1.51%
Sole
1.76M
Shared
0.00
None
0.00
BOOKING HOLDINGS INC
DFNDShares766K
TypePRN
Market value$1.88M
1.50%
Sole
766K
Shared
0.00
None
0.00
FORD MTR CO
DFNDShares1.85M
TypePRN
Market value$1.81M
1.44%
Sole
1.85M
Shared
0.00
None
0.00
UBER TECHNOLOGIES INC
DFNDShares1.40M
TypePRN
Market value$1.71M
1.36%
Sole
1.40M
Shared
0.00
None
0.00
GLOBAL PMTS INC
DFNDShares1.80M
TypePRN
Market value$1.70M
1.35%
Sole
1.80M
Shared
0.00
None
0.00
APOLLO GLOBAL MGMT INC
DFNDShares22.71K
TypeSH
Market value$1.65M
1.31%
Sole
22.71K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
DFNDShares71K
TypeSH
Market value$1.47M
1.17%
Sole
71K
Shared
0.00
None
0.00
VENTAS RLTY LTD PARTNERSHIP
DFNDShares981K
TypePRN
Market value$1.26M
1.00%
Sole
981K
Shared
0.00
None
0.00
PPL CAP FDG INC
DFNDShares1.12M
TypePRN
Market value$1.26M
1.00%
Sole
1.12M
Shared
0.00
None
0.00
CENTERPOINT ENERGY INC
DFNDShares1.13M
TypePRN
Market value$1.22M
0.97%
Sole
1.13M
Shared
0.00
None
0.00
SOUTHWEST AIRLS CO
DFNDShares1.13M
TypePRN
Market value$1.13M
0.89%
Sole
1.13M
Shared
0.00
None
0.00
EVERGY INC
DFNDShares932K
TypePRN
Market value$1.10M
0.87%
Sole
932K
Shared
0.00
None
0.00
CMS ENERGY CORP
DFNDShares905K
TypePRN
Market value$1.00M
0.80%
Sole
905K
Shared
0.00
None
0.00
EXPEDIA GROUP INC
DFNDShares882K
TypePRN
Market value$868.8K
0.69%
Sole
882K
Shared
0.00
None
0.00
ALLIANT ENERGY CORP
DFNDShares746K
TypePRN
Market value$797.5K
0.63%
Sole
746K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares13.50K
TypeSH
Market value$792.3K
0.63%
Sole
13.50K
Shared
0.00
None
0.00
NEXTERA ENERGY CAP HLDGS INC
DFNDShares621K
TypePRN
Market value$716.6K
0.57%
Sole
621K
Shared
0.00
None
0.00
HIGHLAND OPPS & INCOME FD
DFNDShares105.89K
TypeSH
Market value$550.7K
0.44%
Sole
105.89K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 300.34K | SH | $82.55M 65.58% | 300.34K | 0.00 | 0.00 |
WELLS FARGO CO NEWDFND | PERP PFD CNV A | 3.07K | PRN | $3.65M 2.90% | 3.07K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 42.65K | SH | $3.13M 2.49% | 42.65K | 0.00 | 0.00 |
BANK AMERICA CORPDFND | 7.25%CNV PFD L | 2.49K | SH | $3.06M 2.43% | 2.49K | 0.00 | 0.00 |
SOUTHERN CODFND | NOTE 3.875%12/1 | 2.27M | PRN | $2.52M 2.01% | 2.27M | 0.00 | 0.00 |
NEXTERA ENERGY INCDFND | UNIT 09/01/2025 | 57K | SH | $2.33M 1.85% | 57K | 0.00 | 0.00 |
SSGA ACTIVE ETF TRDFND | BLACKSTONE SENR | 47.30K | SH | $1.95M 1.55% | 47.30K | 0.00 | 0.00 |
DUKE ENERGY CORP NEWDFND | NOTE 4.125% 4/1 | 1.76M | PRN | $1.91M 1.51% | 1.76M | 0.00 | 0.00 |
BOOKING HOLDINGS INCDFND | NOTE 0.750% 5/0 | 766K | PRN | $1.88M 1.50% | 766K | 0.00 | 0.00 |
FORD MTR CODFND | NOTE 3/1 | 1.85M | PRN | $1.81M 1.44% | 1.85M | 0.00 | 0.00 |
UBER TECHNOLOGIES INCDFND | NOTE 0.875%12/0 | 1.40M | PRN | $1.71M 1.36% | 1.40M | 0.00 | 0.00 |
GLOBAL PMTS INCDFND | NOTE 1.500% 3/0 | 1.80M | PRN | $1.70M 1.35% | 1.80M | 0.00 | 0.00 |
APOLLO GLOBAL MGMT INCDFND | SER A MAND CNV | 22.71K | SH | $1.65M 1.31% | 22.71K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IIDFND | SR LN ETF | 71K | SH | $1.47M 1.17% | 71K | 0.00 | 0.00 |
VENTAS RLTY LTD PARTNERSHIPDFND | NOTE 3.750% 6/0 | 981K | PRN | $1.26M 1.00% | 981K | 0.00 | 0.00 |
PPL CAP FDG INCDFND | NOTE 2.875% 3/1 | 1.12M | PRN | $1.26M 1.00% | 1.12M | 0.00 | 0.00 |
CENTERPOINT ENERGY INCDFND | NOTE 4.250% 8/1 | 1.13M | PRN | $1.22M 0.97% | 1.13M | 0.00 | 0.00 |
SOUTHWEST AIRLS CODFND | NOTE 1.250% 5/0 | 1.13M | PRN | $1.13M 0.89% | 1.13M | 0.00 | 0.00 |
EVERGY INCDFND | NOTE 4.500%12/1 | 932K | PRN | $1.10M 0.87% | 932K | 0.00 | 0.00 |
CMS ENERGY CORPDFND | NOTE 3.375% 5/0 | 905K | PRN | $1.00M 0.80% | 905K | 0.00 | 0.00 |
EXPEDIA GROUP INCDFND | NOTE 2/1 | 882K | PRN | $868.8K 0.69% | 882K | 0.00 | 0.00 |
ALLIANT ENERGY CORPDFND | NOTE 3.875% 3/1 | 746K | PRN | $797.5K 0.63% | 746K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | SHORT TERM TREAS | 13.50K | SH | $792.3K 0.63% | 13.50K | 0.00 | 0.00 |
NEXTERA ENERGY CAP HLDGS INCDFND | NOTE 3.000% 3/0 | 621K | PRN | $716.6K 0.57% | 621K | 0.00 | 0.00 |
HIGHLAND OPPS & INCOME FDDFND | HIGHLAND INCOME | 105.89K | SH | $550.7K 0.44% | 105.89K | 0.00 | 0.00 |
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