Filed: 1/29/2025ACC: 0001454937-25-000003
📋 What this filing means
AEGON USA INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 36 equity positions with a total reported market value of $130.52M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
36
Positions
$130.52M
Total AUM (reported)
18.84M
Total Shares
Allocation by class
TOTAL STK MKT$87.98M67.4%
PERP PFD CNV A$3.88M3.0%
TOTAL BND MRKT$3.12M2.4%
7.25%CNV PFD L$3.05M2.3%
NOTE 3.875%12/1$2.38M1.8%
UNIT 09/01/2025$2.34M1.8%
SER A MAND CNV$2.26M1.7%
Portfolio Concentration
Top 3$94.99M72.8%
4–10$15.83M12.1%
11–25$16.20M12.4%
Rest$3.50M2.7%
Top 3 weight
72.8%
Top 10 weight
84.9%
Voting Authority Distribution
Total shares with voting rights: 18.84M
Sole
Full voting authority
18.84M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other36
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings36
Rows:
VANGUARD INDEX FDS
DFNDShares303.58K
TypeSH
Market value$87.98M
67.41%
Sole
303.58K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
DFNDShares3.29K
TypePRN
Market value$3.88M
2.98%
Sole
3.29K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
DFNDShares43.39K
TypeSH
Market value$3.12M
2.39%
Sole
43.39K
Shared
0.00
None
0.00
BANK AMERICA CORP
DFNDShares2.54K
TypeSH
Market value$3.05M
2.33%
Sole
2.54K
Shared
0.00
None
0.00
SOUTHERN CO
DFNDShares2.27M
TypePRN
Market value$2.38M
1.83%
Sole
2.27M
Shared
0.00
None
0.00
NEXTERA ENERGY INC
DFNDShares57K
TypeSH
Market value$2.34M
1.79%
Sole
57K
Shared
0.00
None
0.00
APOLLO GLOBAL MGMT INC
DFNDShares25.91K
TypeSH
Market value$2.26M
1.73%
Sole
25.91K
Shared
0.00
None
0.00
BOOKING HOLDINGS INC
DFNDShares766K
TypePRN
Market value$2.02M
1.55%
Sole
766K
Shared
0.00
None
0.00
SSGA ACTIVE ETF TR
DFNDShares47.30K
TypeSH
Market value$1.97M
1.51%
Sole
47.30K
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
DFNDShares1.76M
TypePRN
Market value$1.80M
1.38%
Sole
1.76M
Shared
0.00
None
0.00
FORD MTR CO
DFNDShares1.85M
TypePRN
Market value$1.79M
1.37%
Sole
1.85M
Shared
0.00
None
0.00
UBER TECHNOLOGIES INC
DFNDShares1.40M
TypePRN
Market value$1.54M
1.18%
Sole
1.40M
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
DFNDShares71K
TypeSH
Market value$1.50M
1.15%
Sole
71K
Shared
0.00
None
0.00
SOUTHWEST AIRLS CO
DFNDShares1.43M
TypePRN
Market value$1.47M
1.12%
Sole
1.43M
Shared
0.00
None
0.00
PPL CAP FDG INC
DFNDShares1.12M
TypePRN
Market value$1.17M
0.90%
Sole
1.12M
Shared
0.00
None
0.00
CENTERPOINT ENERGY INC
DFNDShares1.13M
TypePRN
Market value$1.15M
0.88%
Sole
1.13M
Shared
0.00
None
0.00
VENTAS RLTY LTD PARTNERSHIP
DFNDShares981K
TypePRN
Market value$1.12M
0.85%
Sole
981K
Shared
0.00
None
0.00
HIGHLAND OPPORTUNITIES
DFNDShares196.62K
TypeSH
Market value$1.02M
0.78%
Sole
196.62K
Shared
0.00
None
0.00
EVERGY INC
DFNDShares932K
TypePRN
Market value$1.01M
0.78%
Sole
932K
Shared
0.00
None
0.00
CMS ENERGY CORP
DFNDShares905K
TypePRN
Market value$937.1K
0.72%
Sole
905K
Shared
0.00
None
0.00
EXPEDIA GROUP INC
DFNDShares882K
TypePRN
Market value$875.0K
0.67%
Sole
882K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
DFNDShares13.50K
TypeSH
Market value$785.4K
0.60%
Sole
13.50K
Shared
0.00
None
0.00
ALLIANT ENERGY CORP
DFNDShares746K
TypePRN
Market value$765.4K
0.59%
Sole
746K
Shared
0.00
None
0.00
EURONET WORLDWIDE INC
DFNDShares588K
TypePRN
Market value$581.2K
0.45%
Sole
588K
Shared
0.00
None
0.00
AMERICAN WTR CAP CORP
DFNDShares500K
TypePRN
Market value$493.5K
0.38%
Sole
500K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 303.58K | SH | $87.98M 67.41% | 303.58K | 0.00 | 0.00 |
WELLS FARGO CO NEWDFND | PERP PFD CNV A | 3.29K | PRN | $3.88M 2.98% | 3.29K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 43.39K | SH | $3.12M 2.39% | 43.39K | 0.00 | 0.00 |
BANK AMERICA CORPDFND | 7.25%CNV PFD L | 2.54K | SH | $3.05M 2.33% | 2.54K | 0.00 | 0.00 |
SOUTHERN CODFND | NOTE 3.875%12/1 | 2.27M | PRN | $2.38M 1.83% | 2.27M | 0.00 | 0.00 |
NEXTERA ENERGY INCDFND | UNIT 09/01/2025 | 57K | SH | $2.34M 1.79% | 57K | 0.00 | 0.00 |
APOLLO GLOBAL MGMT INCDFND | SER A MAND CNV | 25.91K | SH | $2.26M 1.73% | 25.91K | 0.00 | 0.00 |
BOOKING HOLDINGS INCDFND | NOTE 0.750% 5/0 | 766K | PRN | $2.02M 1.55% | 766K | 0.00 | 0.00 |
SSGA ACTIVE ETF TRDFND | BLACKSTONE SENR | 47.30K | SH | $1.97M 1.51% | 47.30K | 0.00 | 0.00 |
DUKE ENERGY CORP NEWDFND | NOTE 4.125% 4/1 | 1.76M | PRN | $1.80M 1.38% | 1.76M | 0.00 | 0.00 |
FORD MTR CODFND | NOTE 3/1 | 1.85M | PRN | $1.79M 1.37% | 1.85M | 0.00 | 0.00 |
UBER TECHNOLOGIES INCDFND | NOTE 0.875%12/0 | 1.40M | PRN | $1.54M 1.18% | 1.40M | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IIDFND | SR LN ETF | 71K | SH | $1.50M 1.15% | 71K | 0.00 | 0.00 |
SOUTHWEST AIRLS CODFND | NOTE 1.250% 5/0 | 1.43M | PRN | $1.47M 1.12% | 1.43M | 0.00 | 0.00 |
PPL CAP FDG INCDFND | NOTE 2.875% 3/1 | 1.12M | PRN | $1.17M 0.90% | 1.12M | 0.00 | 0.00 |
CENTERPOINT ENERGY INCDFND | NOTE 4.250% 8/1 | 1.13M | PRN | $1.15M 0.88% | 1.13M | 0.00 | 0.00 |
VENTAS RLTY LTD PARTNERSHIPDFND | NOTE 3.750% 6/0 | 981K | PRN | $1.12M 0.85% | 981K | 0.00 | 0.00 |
HIGHLAND OPPORTUNITIESDFND | HIGHLAND INCOME | 196.62K | SH | $1.02M 0.78% | 196.62K | 0.00 | 0.00 |
EVERGY INCDFND | NOTE 4.500%12/1 | 932K | PRN | $1.01M 0.78% | 932K | 0.00 | 0.00 |
CMS ENERGY CORPDFND | NOTE 3.375% 5/0 | 905K | PRN | $937.1K 0.72% | 905K | 0.00 | 0.00 |
EXPEDIA GROUP INCDFND | NOTE 2/1 | 882K | PRN | $875.0K 0.67% | 882K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSDFND | SHORT TERM TREAS | 13.50K | SH | $785.4K 0.60% | 13.50K | 0.00 | 0.00 |
ALLIANT ENERGY CORPDFND | NOTE 3.875% 3/1 | 746K | PRN | $765.4K 0.59% | 746K | 0.00 | 0.00 |
EURONET WORLDWIDE INCDFND | NOTE 0.750% 3/1 | 588K | PRN | $581.2K 0.45% | 588K | 0.00 | 0.00 |
AMERICAN WTR CAP CORPDFND | NOTE 3.625% 6/1 | 500K | PRN | $493.5K 0.38% | 500K | 0.00 | 0.00 |
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